Common use of Brokers or Finders Clause in Contracts

Brokers or Finders. No agent, broker, investment banker or other firm is or will be entitled to any broker's or finder's fee or any other commission or similar fee in connection with any of the transactions contemplated by this Agreement.

Appears in 8 contracts

Samples: Investment Agreement (Xoma LTD /De/), Investment Agreement (Tel Save Com Inc), Investment Agreement (Millennium Pharmaceuticals Inc)

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Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm Person is or will be entitled to any broker's, finder's, financial advisor's or finder's other similar fee or any other commission or similar fee in connection with any of the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of such Purchaser.

Appears in 6 contracts

Samples: Stock Purchase Agreement (Neurologix Inc/De), Securities Purchase Agreement (Myogen Inc), Securities Purchase Agreement (Adventrx Pharmaceuticals Inc)

Brokers or Finders. No Upon the consummation of the transactions contemplated by this Agreement, no agent, broker, investment banker or other firm Person is or will be entitled to any broker's or finder's fee or any other commission or similar fee from the Purchaser in connection with any of the transactions contemplated by this Agreementhereby.

Appears in 5 contracts

Samples: Common Stock Purchase Agreement (Questcor Pharmaceuticals Inc), 1 Stock Purchase Agreement (Questcor Pharmaceuticals Inc), Stock and Warrant Purchase Agreement (Questcor Pharmaceuticals Inc)

Brokers or Finders. No agent, broker, investment banker or other firm person (as such term is defined in the Securities Act) is or will be entitled to any broker's or finder's fee or any other commission or similar fee from the Company in connection with any of the transactions contemplated by this Agreementhereby.

Appears in 5 contracts

Samples: Common Stock Purchase Agreement (Questcor Pharmaceuticals Inc), 1 Stock Purchase Agreement (Questcor Pharmaceuticals Inc), Stock and Warrant Purchase Agreement (Questcor Pharmaceuticals Inc)

Brokers or Finders. No agent, broker, investment banker or other firm Person acting on behalf of the Company, or under the authority thereof, is or will be entitled to any broker's brokers’ or finder's finders’ fee or any other commission or similar fee directly or indirectly from any of the Parties in connection with any of the transactions contemplated by this AgreementTransactions.

Appears in 5 contracts

Samples: Convertible Preferred Stock Subscription Agreement (IMH Financial Corp), Senior Perpetual Preferred Stock Subscription Agreement (IMH Financial Corp), Convertible Preferred Stock Subscription Agreement (IMH Financial Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreementthe Investment Agreements based upon arrangements made by or on behalf of the Investor or any of its Affiliates, other than such Person, if any, whose fees and expenses shall be paid solely by the Investor (or its Affiliates but not, for the avoidance of doubt, the Parent, Company or any of its Subsidiaries from and after the Closing).

Appears in 5 contracts

Samples: Investment Agreement, Investment Agreement (Yum China Holdings, Inc.), Investment Agreement (Yum China Holdings, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementTransactions.

Appears in 5 contracts

Samples: Stock Sale Agreement, Asset Purchase Agreement (Merit Medical Systems Inc), Stock Sale Agreement (East Coast Diversified Corp)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any the Transactions based upon arrangements made by or on behalf of the transactions contemplated by this AgreementCompany.

Appears in 4 contracts

Samples: Share Exchange Agreement, Share Exchange Agreement (PetLife Pharmaceuticals, Inc.), Share Exchange Agreement (Eco Ventures Group, Inc.)

Brokers or Finders. No agentinvestment banker, broker, investment banker consultant, finder, financial advisor or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, consulting, finder's fee or any other commission ’s or similar fee or commission in connection with any of this Agreement or the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of Parent or any of its Subsidiaries.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (PMC Sierra Inc), Agreement and Plan of Merger (Skyworks Solutions, Inc.), Agreement and Plan of Merger (Skyworks Solutions, Inc.)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, finder's fee or any other commission ’s or similar fee or commission in connection with any of this Agreement or the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of Parent or any of its Subsidiaries.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (Ryerson Inc.), Agreement and Plan of Merger (Checkfree Corp \Ga\), Agreement and Plan of Merger (J.M. Tull Metals Company, Inc.)

Brokers or Finders. No agent, broker, investment banker or other firm person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee from the Seller or its affiliates (including the Transferred Entities) in connection with any of the transactions contemplated by this Agreement, except Xxxxxxx, Xxxxx & Co., whose fees, costs and expenses will be paid by the Seller.

Appears in 4 contracts

Samples: Purchase Agreement (Global Brass & Copper Holdings, Inc.), Purchase Agreement (Salton Inc), Purchase Agreement (Spectrum Brands, Inc.)

Brokers or Finders. No agent, broker, investment banker or other firm or Person is or will be entitled to any broker's ’s, finder’s, financial advisor’s or finder's other similar fee or any other commission or similar fee in connection with this Agreement or the Transactions based upon arrangements made by or on behalf of Purchaser or any of the transactions contemplated its Affiliates, except for any such Person whose fees and expenses will be paid by this AgreementPurchaser.

Appears in 4 contracts

Samples: Equity Purchase Agreement (ZimVie Inc.), Equity Purchase Agreement (ADT Inc.), Equity Purchase Agreement (Valvoline Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor, or other unaffiliated firm is or Person will be entitled to any broker's brokers’ or finder's finders’ fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementClosing.

Appears in 4 contracts

Samples: Exchange Agreement (Wynn Resorts LTD), Exchange Agreement (Wynn Resorts LTD), Exchange Agreement (Wynn Resorts LTD)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any the Transactions based upon arrangements made by or on behalf of the transactions contemplated by this AgreementParent or Merger Sub.

Appears in 4 contracts

Samples: Agreement and Plan of Merger (Gca Ii Acquisition Corp), Agreement and Plan of Merger (Gca I Acquisition Corp), Agreement and Plan of Merger (Gca I Acquisition Corp)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Purchaser.

Appears in 3 contracts

Samples: Asset Purchase Agreement (New Media Investment Group Inc.), Asset Purchase Agreement (New Media Investment Group Inc.), Assignment Agreement (New York Times Co)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm Person is or will be entitled to any broker's, finder's, financial advisor's or finder's other similar fee or any other commission or similar fee in connection with any of the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of the Purchaser.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Innofone Com Inc), Stock Purchase Agreement (Vaxgen Inc), Note Purchase Agreement (Vaxgen Inc)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or intermediary other firm is or than the Financial Advisor, the fees and expenses of which will be paid by the Company, is entitled to any broker's or investment banking, brokerage, finder's fee or any other commission ’s or similar fee or commission in connection with any this Agreement or the Transactions based upon arrangements made by or on behalf of the transactions contemplated by this AgreementGroup Companies.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (China Index Holdings LTD), Agreement and Plan of Merger (China XD Plastics Co LTD), Agreement and Plan of Merger (SORL Auto Parts Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Conexant or any of its Subsidiaries, except Credit Suisse First Boston Corporation (the "Conexant Financial Advisor"), whose fees and expenses will be paid by Conexant in accordance with Conexant's agreement with such firm.

Appears in 3 contracts

Samples: Agreement and Plan of Reorganization (Alpha Industries Inc), Agreement and Plan of Reorganization (Conexant Systems Inc), Agreement and Plan of Reorganization (Conexant Systems Inc)

Brokers or Finders. No agent, broker, investment banker banker, ------------------ financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions Transactions contemplated by this Agreement, except Xxxxxxx Xxxxx Xxxxxx (the "FINANCIAL ADVISOR"), whose fees and expenses will be paid by the Company in accordance with the Company's agreement with such firm, which has been disclosed to Parent.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Triangle Pacific Corp), Agreement and Plan of Merger (Armstrong World Industries Inc), Agreement and Plan of Merger (Armstrong World Industries Inc)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Buyer or any Affiliate of Buyer.

Appears in 3 contracts

Samples: Membership Interest Purchase Agreement (Tiptree Financial Inc.), Membership Interest Purchase Agreement (National Health Investors Inc), Stock Purchase Agreement (Tucows Inc /Pa/)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, finder's fee or any other commission ’s or similar fee or commission in connection with this Agreement or the Transactions based upon arrangements made by or on behalf of Parent, Merger Sub or any of the transactions contemplated by this Agreementtheir respective Subsidiaries or Affiliates.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (China Index Holdings LTD), Agreement and Plan of Merger (China XD Plastics Co LTD), Agreement and Plan of Merger (SORL Auto Parts Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement except BMO Capital Markets, the fees of which are the responsibility of Acquiror.

Appears in 3 contracts

Samples: Arrangement Agreement (Magnum Hunter Resources Corp), Arrangement Agreement (Magnum Hunter Resources Corp), Arrangement Agreement (NGAS Resources Inc)

Brokers or Finders. No agent, broker, investment banker or other firm Person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee from Seller or its Affiliates (including the Transferred Entities) in connection with any of the transactions contemplated by this AgreementAgreement and the Ancillary Agreements, except RBC Capital Markets, whose fees, costs and expenses will be paid by Seller.

Appears in 3 contracts

Samples: Acquisition Agreement (SB/RH Holdings, LLC), Acquisition Agreement (Energizer Holdings, Inc.), Acquisition Agreement (Energizer Holdings, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or person is or will shall be entitled to any broker's brokers or finder's finders fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementTransactions.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (E Trade Group Inc), Agreement and Plan of Merger (Wit Capital Group Inc), Agreement and Plan of Merger (E Offering Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial ------------------ advisor or other firm or person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Company other than the Financial Advisor and Broadview International LLC. True and complete copies of any engagement or other agreements between the Company and the Financial Advisor have been provided to Purchaser.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Telocity Delaware Inc), Agreement and Plan of Merger (Hughes Electronics Corp), Agreement and Plan of Merger (Telocity Delaware Inc)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any brokerbrokerage, finder's or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of Parent, Sub or any Investor.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Tishman Speyer Properties L P), Agreement and Plan of Merger (Whitehall Street Real Estate Limited Partnership V), Agreement and Plan of Merger (Rockefeller Center Properties Inc)

Brokers or Finders. No agent, broker, investment banker or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any the Transactions based upon arrangements made by or on behalf of the transactions contemplated by this AgreementSeller.

Appears in 3 contracts

Samples: Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.)

Brokers or Finders. No agent, broker, investment banker or other firm or Person is or will be entitled to any broker's ’s, finder’s, financial advisor’s or finder's other similar fee or any other commission or similar fee in connection with this Agreement or the Transactions based upon arrangements made by or on behalf of Purchaser or any of the transactions contemplated its Affiliates, except any Person whose fees and expenses will be paid by this AgreementPurchaser.

Appears in 3 contracts

Samples: Purchase Agreement, Purchase Agreement (Lumen Technologies, Inc.), Purchase Agreement (Frontier Communications Corp)

Brokers or Finders. No agent, broker, investment banker or other firm or person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any the Closing based on arrangements made by or on behalf of the transactions contemplated by this AgreementNew Manager.

Appears in 3 contracts

Samples: Management Transfer Agreement (Assisted 4 Living, Inc.), Management Transfer Agreement (Assisted 4 Living, Inc.), Management Transfer Agreement (Assisted 4 Living, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm Person is or will be entitled to any broker's ’s, finder’s, financial advisor’s or finder's other similar fee or any other commission or similar fee in connection with any of the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of such Purchaser.

Appears in 3 contracts

Samples: Securities Purchase Agreement (North American Scientific Inc), Securities Purchase Agreement (North American Scientific Inc), Securities Purchase Agreement (North American Scientific Inc)

Brokers or Finders. No agent, broker, investment banker or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any the Transactions based upon arrangements made by or on behalf of the transactions contemplated by this AgreementPurchaser.

Appears in 3 contracts

Samples: Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.), Purchase Agreement (CLST Holdings, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial ------------------ advisor or other firm or person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement.Agreement based upon arrangements made by or on behalf of Purchaser or Merger Sub other than Chase H&Q.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Hughes Electronics Corp), Agreement and Plan of Merger (Telocity Delaware Inc), Agreement and Plan of Merger (Telocity Delaware Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement, based upon arrangements made by or on behalf of Parent.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Energy Search Inc), Agreement and Plan of Merger (Outdoor Channel Holdings Inc), Agreement and Plan of Merger (Outdoor Channel Holdings Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of any of the LUKOIL Entities, except Credit Suisse First Boston.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Lukoil Americas Corp), Agreement and Plan of Merger (Getty Petroleum Marketing Inc /Md/)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, finder's fee or any other commission ’s or similar fee or commission in connection with any of this Agreement or the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of the Parent, Merger Sub or the Guarantor.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Captaris Inc), Agreement and Plan of Merger (Open Text Corp)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, finder's fee or any other commission or similar fee or commission in connection with this Agreement or the Transactions based upon arrangements made by or on behalf of Parent, Merger Sub or any of the transactions contemplated by this Agreementtheir respective Subsidiaries or Affiliates.

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger

Brokers or Finders. No agent, broker, investment banker or other firm or Person is or will be entitled to any broker's ’s, finder’s, financial advisor’s or finder's other similar fee or any other commission or similar fee in connection with this Agreement or the Transactions based upon arrangements made by or on behalf of Seller or any of the transactions contemplated its Subsidiaries, except Xxxxxxx Xxxxx & Co. LLC, whose fees and expenses will be paid by this Agreementor on behalf of Seller.

Appears in 2 contracts

Samples: Equity Purchase Agreement (Valvoline Inc), Equity Purchase Agreement (Valvoline Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Company, except ING Barings in an amount not exceeding that previously disclosed to LUKOIL Americas.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Getty Petroleum Marketing Inc /Md/), Agreement and Plan of Merger (Lukoil Americas Corp)

Brokers or Finders. No agent, broker, investment banker or other firm person engaged by or on behalf of the Purchaser or any of its affiliates is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Purchase Agreement (Global Brass & Copper Holdings, Inc.), Purchase Agreement (Olin Corp)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Buyers or any Affiliate of Buyers.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Health Benefits Direct Corp), Purchase Agreement (Penson Worldwide Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with that is contingent on the consummation of any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Parent or Merger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Fairfax Financial Holdings LTD/ Can), Agreement and Plan of Merger (Allied World Assurance Co Holdings, AG)

Brokers or Finders. No agent, broker, broker or investment banker or other firm acting on behalf of Seller is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee directly or indirectly in connection with any of the transactions contemplated by this Agreementhereby.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Cleanspark, Inc.), Stock Purchase Agreement (Cleanspark, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm Person is or will be entitled to any broker's, finder's, financial advisor's or finder's other similar fee or any other commission or similar fee in connection with any of the transactions contemplated by this Agreementthe Transaction Documents based upon arrangements made by or on behalf of the Company.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Neurologix Inc/De), Stock Purchase Agreement (Neurologix Inc/De)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's brokers’ or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementTransactions.

Appears in 2 contracts

Samples: Agreement and Plan of Demerger (Neophotonics Corp), Stock Purchase Agreement (Tri-S Security Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Company.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Ambassadors International Inc), Stock Purchase Agreement (Complete Production Services, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's brokers’ or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated Transactions as a result of any action taken by this Agreementthe Company.

Appears in 2 contracts

Samples: Option Agreement (Pmi Group Inc), Option Agreement (Credit Suisse First Boston Usa Inc)

Brokers or Finders. No agent, broker, investment banker or other firm Person is or will be entitled to any broker's or finder's fee or any other commission or similar fee from the Company in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Convertible Note Purchase Agreement (Appaloosa Management Lp), Convertible Note Purchase Agreement (Bio Plexus Inc)

Brokers or Finders. No agent, broker, investment banker or other firm is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement as a result of any actions taken by the Purchaser.

Appears in 2 contracts

Samples: Stock Purchase Agreement (A123 Systems, Inc.), Stock Purchase Agreement (IHI Corp)

Brokers or Finders. No agent, broker, investment banker or other firm is or will be entitled to any broker's or finder's fee or any other commission or similar fee from O&G in connection with any of the transactions contemplated by this Agreementthe Transaction Documents.

Appears in 2 contracts

Samples: Securities Purchase Agreement (American International Group Inc), Securities Purchase Agreement (Perini Corp)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or intermediary other firm is or than the Financial Advisor, the fees and expenses of which will be paid by the Company, is entitled to any broker's or investment banking, brokerage, finder's fee or any other commission or similar fee or commission in connection with any this Agreement or the Transactions based upon arrangements made by or on behalf of the transactions contemplated by this AgreementGroup Companies.

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Escrow Agreement (Catcher Holdings, Inc), And Restated Agreement and Plan of Merger (Catcher Holdings, Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's brokers' or finder's fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementTransactions.

Appears in 2 contracts

Samples: Stock Purchase Agreement (American United Global Inc), Share Purchase Agreement (Techteam Global Inc)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, finder's fee or any other commission ’s or similar fee or commission in connection with this Agreement or the Contemplated Transactions based upon arrangements made by or on behalf of any Purchaser Party or any of the transactions contemplated by this Agreementtheir respective Subsidiaries or Affiliates.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Isramco Inc), Agreement and Plan of Merger (Alliance HealthCare Services, Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of New Core.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Rurban Financial Corp), Agreement and Plan of Merger (Rurbanc Data Services Inc)

Brokers or Finders. No agent, broker, investment banker or other firm is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement as a result of any actions taken by the Company or its Subsidiary.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Infinity Pharmaceuticals, Inc.), Securities Purchase Agreement (Infinity Pharmaceuticals, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or person has been engaged by it and is or will be entitled to any broker's or finder's fee or any other commission or similar fee from it in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Province Healthcare Co), Stock Purchase and Sale Agreement (Province Healthcare Co)

Brokers or Finders. No agent, broker, investment banker or other firm is or will be entitled to any broker's or finder's fee or any other commission or similar fee from National Union in connection with any of the transactions contemplated by this Agreementthe Transaction Documents.

Appears in 2 contracts

Samples: Securities Purchase Agreement (American International Group Inc), Securities Purchase Agreement (Perini Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or person is or will be entitled to any broker's brokers’ or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this Agreement, except Deutsche Bank Securities Inc., whose fees and expenses will be paid by Sellers.

Appears in 2 contracts

Samples: Sale Agreement (Accelrys, Inc.), Sale Agreement (Symyx Technologies Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Islet Sciences, Inc), Agreement and Plan of Merger (Magnum Hunter Resources Corp)

Brokers or Finders. No agent, broker, investment banker or other firm or person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any the Closing, based on arrangements made by or on behalf of the transactions contemplated by this AgreementPurchaser.

Appears in 2 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement (Skilled Healthcare Group, Inc.)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Seller.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Eco Innovation Group, Inc.), Asset Purchase Agreement (Home Bistro, Inc. /NV/)

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Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Holdings or Merger Sub, other than Vestar Capital Partners and Xxxxxxx Xxxx Xxxxxxx & Xxxxxxxx Incorporated.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Mg Waldbaum Co), Agreement and Plan of Merger (Mg Waldbaum Co)

Brokers or Finders. No agent, broker, investment banker or other firm Person acting on behalf of the Company, or under the authority thereof, is or will be entitled to any broker's brokers’ or finder's finders’ fee or any other commission or similar fee directly or indirectly from any of the Parties in connection with any of the transactions contemplated by this Agreement.Transactions. 2.26

Appears in 2 contracts

Samples: Convertible Preferred Stock Subscription Agreement, Convertible Preferred Stock Subscription Agreement

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement, except the Company Financial Advisor, whose fees and expenses will be paid by the Company in accordance with the Company's agreement with such firm, based upon arrangements made by or on behalf of the Company.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Apex Mortgage Capital Inc), Agreement and Plan of Merger (American Home Mortgage Holdings Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm Person is or will be entitled to any broker's or finder's fee or any other similar commission or fee based upon a contract or other similar fee arrangement with the Seller in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Biw LTD), Asset Purchase Agreement (Biw LTD)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with the Transactions based upon any Contract or arrangements made by or on behalf of the transactions contemplated by this AgreementFIND.

Appears in 2 contracts

Samples: Software Product Line Purchase Agreement (Findex Com Inc), Software Product Line Purchase Agreement (Findex Com Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Company, except fees payable to Deutsche Bank Securities Inc. and Donaxxxxx, Xxfkxx & Xenrxxxx Xxxurities Corporation.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Autogrill Acquisition Co), Agreement and Plan of Merger (Host Marriott Services Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Stockholder, except Goldxxx Xxxhx Xxxernational, whose fees and expenses will be paid by Stockholder in accordance with Stockholder's agreement with such firms, copies of which have been provided to Purchaser.

Appears in 2 contracts

Samples: Offer Agreement (Seagram Co LTD), Offer Agreement (Seagram Co LTD)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, finder's fee or any other commission ’s or similar fee or commission in connection with any of this Agreement or the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of Investor or Parent or any of their respective Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (RenPac Holdings Inc.), Agreement and Plan of Merger (Pactiv Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement.Agreement based upon arrangements made by or on behalf of Xxxxxxx-Xxxxxx or any of its Subsidiaries, except Xxxxxxx, Xxxxx & Co. and Xxxxxxx Xxxxx & Company, L.L.C.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Regis Corp), Agreement and Plan of Merger (Alberto Culver Co)

Brokers or Finders. No agent, broker, investment banker or other firm or person, including any of the foregoing that is an affiliate of the Purchaser, is or will be entitled to any broker's or finder's fee or any other commission or similar fee from the Purchaser in connection with any of this Agreement or the transactions contemplated by this Agreementhereby for which the Company will be responsible.

Appears in 2 contracts

Samples: , 2003 Purchase Agreement (Mills Corp), Purchase Agreement (Mills Corp)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any brokerbrokerage, finder's or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Cleanspark, Inc.), Stock Purchase Agreement (Cleanspark, Inc.)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Buyer.

Appears in 2 contracts

Samples: Asset Purchase Agreement (TigerLogic CORP), Stock Purchase Agreement (Merix Corp)

Brokers or Finders. No agent, broker, investment banker or other firm or Person is or will be entitled to any broker's or finder's fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement or the Ancillary Agreements based upon arrangement made by or on behalf of Purchaser or any of its Affiliates.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Digirad Corp), Asset Purchase Agreement (Digirad Corp)

Brokers or Finders. No agentinvestment banker, broker, investment banker finder, consultant or other firm intermediary is or will be entitled to any broker's or investment banking, brokerage, finder's fee or any other commission ’s or similar fee or commission in connection with this Agreement or the Contemplated Transactions based upon arrangements made by or on behalf of Parent or any of the transactions contemplated by this Agreementits Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger (Books a Million Inc)

Brokers or Finders. No agent, finder, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's fee ’s fee, agent’s commission or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement or the Ancillary Agreements, based upon arrangements made by or on behalf of the Seller Parties or any of their Affiliates, for which Buyer or any of its Affiliates could have any liability or responsibility whatsoever.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Opko Health, Inc.), Asset Purchase Agreement (Opko Health, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement, based upon arrangements made by or on behalf of Buyer, for which any Seller Party or any of its Affiliates could have any liability or responsibility whatsoever.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Opko Health, Inc.), Asset Purchase Agreement (Opko Health, Inc.)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement, based upon arrangements made by or on behalf of SPSS.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (SPSS Inc), Agreement and Plan of Merger (Showcase Corp /Mn)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based on arrangements made by or on behalf of Merger Sub or Parent.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Blackstone Cci Capital Partners Lp), Agreement and Plan of Merger (Commnet Cellular Inc)

Brokers or Finders. No agent, broker, finder, investment banker banker, agent or other firm similar Person, is or will be entitled to any broker's brokerage or finder's fee or any other commission ’s or similar fee in connection or other commission as a result of this Agreement or such transactions, except for such fees or other commissions as to which the Sellers shall have full responsibility and, with respect to any of such fees or commissions, neither Buyer nor the transactions contemplated by this AgreementCompany shall have any liability.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Jupiter Wellness, Inc.), Stock Purchase Agreement (Jupiter Wellness, Inc.)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finders or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement for which the Company will be responsible.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Cleanspark, Inc.), Stock Purchase Agreement (Cleanspark, Inc.)

Brokers or Finders. No agent, broker, investment banker or other firm or Person is or will be entitled to any broker's ’s, finder’s, financial advisor’s or finder's other similar fee or any other commission or similar fee in connection with this Agreement or the Transactions based upon arrangements made by or on behalf of any of the transactions contemplated by this AgreementGroup Company for which any Group Company is responsible for payment.

Appears in 2 contracts

Samples: Share Purchase Agreement, Share Purchase Agreement (Pilgrims Pride Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm Person is or will be entitled to any broker's or finder's fee or any other similar commission or fee based upon a contract or other similar fee arrangement with the Buyer in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Asset Purchase Agreement (Biw LTD), Asset Purchase Agreement (Biw LTD)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Creative Computer Applications Inc), Stock Purchase Agreement (Nn Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm person, is or will be entitled to any broker's ’s, finder’s, financial advisor’s or finder's other similar fee or any other commission or similar fee in connection with any of this Agreement or the transactions contemplated hereby based upon arrangements made by this Agreementor on behalf of Buyer.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Aoxin Tianli Group, Inc.), Stock Purchase Agreement (Tianli Agritech, Inc.)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any brokerbrokerage, finder's or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Parent or Acquisition.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (DSP Communications Inc), Agreement and Plan of Merger (Intel Corp)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Buyer or any of its Subsidiaries.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Li3 Energy, Inc.), Stock Purchase Agreement (Li3 Energy, Inc.)

Brokers or Finders. No Other than BofA Xxxxxxx Xxxxx, no agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with that is contingent on the consummation of any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of the Company or any of its Subsidiaries.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Fairfax Financial Holdings LTD/ Can), Agreement and Plan of Merger (Allied World Assurance Co Holdings, AG)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Parent or Merger Sub.

Appears in 2 contracts

Samples: Agreement and Plan of Reorganization (Peplin Inc), Agreement and Plan of Merger (Ssa Global Technologies, Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm Person is or will be entitled to any broker's ’s, finder’s, financial advisor’s or finder's other similar fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Purchaser.

Appears in 2 contracts

Samples: Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc), Common Stock and Warrant Purchase Agreement (Corautus Genetics Inc)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's or finder's fee or any other similar commission or similar fee in connection with from the Company or a Company Sub as a result of Acquiror being a party hereto or consummating any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Irvine Co Et Al), Agreement and Plan of Merger (Irvine Apartment Communities Inc)

Brokers or Finders. No agent, broker, investment banker or other firm Person is or will be entitled to any ------------------ broker's or finder's fee or any other commission or similar fee from the Company in connection with any of the transactions contemplated by this AgreementTransactions.

Appears in 2 contracts

Samples: Joint Venture Formation and Stockholders Agreement (Gemstar International Group LTD), Joint Venture Formation and Stockholders Agreement (Gemstar International Group LTD)

Brokers or Finders. No agent, broker, investment banker or other firm is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement as a result of any actions taken by the Company.

Appears in 2 contracts

Samples: Stock Purchase Agreement (A123 Systems, Inc.), Stock Purchase Agreement (IHI Corp)

Brokers or Finders. No agent, broker, investment banker or other firm is or will be entitled to any broker's or finder's fee or any other commission or similar fee from the Purchasers in connection with any of the transactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Investment Agreement (Xoma LTD /De/), Investment Agreement (Xoma LTD /De/)

Brokers or Finders. No agent, broker, investment banker or other firm or person, including any of the foregoing that is an Affiliate of the Company, is or will be entitled to any broker's or finder's fee or any other commission or similar fee from the Company or any Buyer in connection with this Agreement or any of the transactions contemplated by this Agreementhereby.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Futurelink Corp), Securities Purchase Agreement (Futurelink Corp)

Brokers or Finders. No agent, broker, finder or investment banker or other firm is or will be entitled to any broker's brokerage, finder’s or finder's other fee or any other commission or similar fee in connection with any of the transactions contemplated by this AgreementAgreement based upon arrangements made by or on behalf of Seller or the Company.

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Tiptree Financial Inc.), Membership Interest Purchase Agreement (National Health Investors Inc)

Brokers or Finders. No agent, broker, investment banker or other firm or person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee in connection with any the Closing based on arrangements made by or on behalf of the transactions contemplated by this AgreementSellers or their representatives.

Appears in 2 contracts

Samples: Asset Purchase Agreement, Asset Purchase Agreement (Skilled Healthcare Group, Inc.)

Brokers or Finders. No agent, broker, investment banker or other firm Person is or will be entitled to any broker's or finder's fee or any other commission or similar fee from the Purchaser in connection with any of the transactions contemplated by this Agreementthe Transaction Documents for which the Company will be responsible.

Appears in 1 contract

Samples: Loan Agreement (SDC International Inc \De\)

Brokers or Finders. No agentbroker, brokerfinder, investment banker or other firm or person is or will be entitled to any broker's ’s or finder's ’s fee or any other commission or similar fee from any Seller based on any arrangement or agreement made by or on behalf of any Buyer in connection with any of the transactions contemplated by this Agreement.

Appears in 1 contract

Samples: Purchase and Sale Agreement (On Semiconductor Corp)

Brokers or Finders. No agent, broker, investment banker banker, financial advisor or other firm or Person is or will be entitled to any broker's ’s or finder's ’s fee or any other similar commission or similar fee in connection with any of the transactions contemplated Transactions based upon arrangements made by this Agreementor on behalf of Investor or any of its Affiliates, except Mxxxxx Sxxxxxx & Co. Incorporated, whose fees and expenses shall be paid by Investor (or its Affiliates).

Appears in 1 contract

Samples: Investment Agreement (Warburg Pincus LLC)

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