Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 52 contracts
Samples: Sales Agreement (Panbela Therapeutics, Inc.), Sales Agreement (Schmitt Industries Inc), Sales Agreement (SITIME Corp)
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 31 contracts
Samples: Sales Agreement (Gain Therapeutics, Inc.), Sales Agreement (Rockwell Medical, Inc.), Sales Agreement (Aridis Pharmaceuticals, Inc.)
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 22 contracts
Samples: Sales Agreement (Sunworks, Inc.), Sales Agreement (Galmed Pharmaceuticals Ltd.), Sales Agreement (Terawulf Inc.)
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be substantially identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 6 contracts
Samples: Stellus Capital Investment Corp, Stellus Capital Investment Corp, MONROE CAPITAL Corp
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Distribution Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 4 contracts
Samples: Aemetis, Inc, Customers Bancorp, Inc., Customers Bancorp, Inc.
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 4 contracts
Samples: Sales Agreement (Biocept Inc), Sales Agreement (Cytokinetics Inc), EyePoint Pharmaceuticals, Inc.
Conformity with EXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Offered Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Placement Agent Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/)
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission SEC for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 2 contracts
Samples: Real Industry, Inc., Vermillion, Inc.
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Samples: Asensus Surgical, Inc.
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 1 contract
Conformity with EXXXX Filing. The Prospectus electronically delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Widepoint Corp
Conformity with EXXXX Filing. The U.S. Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the U.S. Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Xoma LTD /De/
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission SEC for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares ADSs pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Cxxxx-Xxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 1 contract
Conformity with EXXXX Filing. The Prospectus delivered to the Agent Managers for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Distribution Agency Agreement (Tellurian Inc. /De/)
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Sales Agreement (Corbus Pharmaceuticals Holdings, Inc.)
Conformity with EXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via EXXXX, except to the extent permitted by Regulation S-T.S‑T under the Securities Act.
Appears in 1 contract
Samples: Sales Agreement (Ardelyx, Inc.)
