Common use of Consultation Between the Parties Clause in Contracts

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 65 contracts

Samples: Distribution Agreement (CRM Mutual Fund Trust), Distribution Agreement (X-Square Balanced Fund, LLC), Distribution Agreement (Pax World Funds Series Trust Iii)

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Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 45 contracts

Samples: Administration, Bookkeeping And (Rivernorth Opportunities Fund, Inc.), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Specialty Finance Corp), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 ActAct and any repurchase offer notification; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 30 contracts

Samples: Distribution Agreement (Alpha Alternative Assets Fund), Distribution Agreement (Accordant ODCE Index Fund), Distribution Agreement (List Income Opportunities Fund)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS ALPS, at a reasonable time in advance of filing with the SEC reasonably final copies SEC, drafts of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 ActAct and any tender offer notification; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 6 contracts

Samples: Distribution Agreement (CC Real Estate Income Fund-T2), Distribution Agreement (CC Real Estate Income Fund-Adv), Distribution Agreement (NorthStar Real Estate Capital Income Fund-C)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of reasonably contemporaneous with the filing with the SEC reasonably of final copies of any amended or supplemented its most recent registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 ActAct or post-effective amendments thereto; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 4 contracts

Samples: And Pricing Services Agreement (Flat Rock Core Income Fund), Pricing Services Agreement (Flat Rock Opportunity Fund), Pricing Services Agreement (Flat Rock Opportunity Fund)

Consultation Between the Parties. ALPS and the each Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the each Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the each Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the each Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 4 contracts

Samples: Distribution Agreement (North American Government Bond Fund Inc), Distribution Agreement (Managed Municipal Fund Inc), Distribution Agreement (North American Government Bond Fund Inc)

Consultation Between the Parties. ALPS and the Fund Funds shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS ALPS, at a reasonable time in advance of filing with the SEC reasonably final copies SEC, drafts of any amended or supplemented registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 4 contracts

Samples: Pricing Services Agreement (CC Real Estate Income Fund-T2), Pricing Services Agreement (NorthStar Real Estate Capital Income Master Fund), Pricing Services Agreement (NorthStar Real Estate Capital Income Fund)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS' performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s 's right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 3 contracts

Samples: Distribution Agreement (Broadview Funds Trust), Distribution Agreement (Mairs & Power Funds Trust), Distribution Agreement (BBH Trust)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 ActAct and any amendment or supplement thereto; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any registration, prospectus or statement of additional information, or any amendment or supplement thereto, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 2 contracts

Samples: Administration, Bookkeeping And (XAI Octagon Floating Rate & Alternative Income Term Trust), Administration, Bookkeeping And (XAI Octagon Floating Rate & Alternative Income Term Trust)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 2 contracts

Samples: Fund Administration Agreement (Northeast Investors Growth Fund Inc), Pricing Services Agreement (Financial Investors Trust)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement Registration Statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement Registration Statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 2 contracts

Samples: Distribution Agreement (Smead Funds Trust), Distribution Agreement (Smead Funds Trust)

Consultation Between the Parties. ALPS and the each respective Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 2 contracts

Samples: Distribution Agreement (Northern Lights Fund Trust), Distribution Agreement (Northern Lights Fund Trust)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’s performance of its obligations under this Agreement. In connection therewith, the Fund shall use its reasonable best efforts to submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (X-Square Balanced Fund, LLC)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 ActAct and any offers to repurchase ; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Distribution Agreement (FS MVP Private Markets Fund)

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Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS' performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s 's right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Pricing Services Agreement (RiverNorth Flexible Municipal Income Fund II, Inc.)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS ALPS, at a reasonable time in advance of filing with the SEC reasonably final copies SEC, drafts of any amended or supplemented registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Pricing Services Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS or its affiliate(s) at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Distribution Agreement (Clough Funds Trust)

Consultation Between the Parties. (a) ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Distribution Agreement (Cook & Bynum Funds Trust)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of reasonably contemporaneous with the filing with the SEC reasonably of final copies of any amended or supplemented its most recent registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 ActAct or post-effective amendments thereto; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s 's right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Bookkeeping and Pricing Services Agreement (Flat Rock Core Income Fund)

Consultation Between the Parties. ALPS and the Fund Funds shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the each Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Securities Act of 1933, as amended, and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the a Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Administration, Bookkeeping and Pricing Services Agreement (Bluerock Total Income (Plus) Real Estate Fund)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’ performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies drafts of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 ActAct and any repurchase offer notification; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Distribution Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.)

Consultation Between the Parties. ALPS and the Fund shall regularly consult with each other regarding ALPS’s performance of its obligations under this Agreement. In connection therewith, the Fund shall submit to ALPS at a reasonable time in advance of filing with the SEC reasonably final copies of any amended or supplemented registration statement (including exhibits) under the 1933 Act and the 1940 Act; provided, however, that nothing contained in this Agreement shall in any way limit the Fund’s right to file at any time such amendments to any registration statement and/or supplements to any prospectus or statement of additional information, of whatever character, as the Fund may deem advisable, such right being in all respects absolute and unconditional.

Appears in 1 contract

Samples: Financial Investors Trust (Financial Investors Trust)

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