Corporate Events. 34.11. If there is a corporate event having a diluting or concentrating effect or other analogous change to the Stocks held on the Client’s behalf and/or ownership of such Stocks and/or the value of such Stocks and/or the rights to which the Client is entitled in connection with such Stock and/or any other diluting or concentrating effect of any nature, the Company shall make all reasonable efforts to contact and/or notify the Client of the occurrence of such an event or the intention and/or proposal to implement such an event, as the case may be, subject to the laws and/or regulations governing such Stocks; the Client acknowledges that there may be circumstances in which informing the Client of a corporate event may not be practical or possible;
Appears in 6 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
Corporate Events. 34.11. If there is a corporate event having a diluting or concentrating effect or other analogous change to the Stocks held on the Client’s Client‟s behalf and/or ownership of such Stocks and/or the value of such Stocks and/or the rights to which the Client is entitled in connection with such Stock and/or any other diluting or concentrating effect of any nature, the Company shall make all reasonable efforts to contact and/or notify the Client of the occurrence of such an event or the intention and/or proposal to implement such an event, as the case may be, subject to the laws and/or regulations governing such Stocks; the Client acknowledges that there may be circumstances in which informing the Client of a corporate event may not be practical or possible;
Appears in 1 contract
Samples: Client Agreement
Corporate Events. 34.11. 14.6.1 If there is a corporate event having a diluting or concentrating effect or other analogous change to the Stocks held on the Client’s behalf and/or ownership of such Stocks and/or the value of such Stocks and/or the rights to which the Client is entitled in connection with such Stock and/or any other diluting or concentrating effect of any nature, the Company shall make all reasonable efforts to contact and/or notify the Client of the occurrence of such an event or the intention and/or proposal to implement such an event, as the case may be, subject to the laws and/or regulations governing such Stocks; the Client acknowledges that there may be circumstances in which informing the Client of a corporate event may not be practical or possible;
Appears in 1 contract
Samples: Client Agreement
Corporate Events. 34.1136.11. If there is a corporate event having a diluting or concentrating effect or other analogous change to the Stocks held on the Client’s behalf and/or ownership of such Stocks and/or the value of such Stocks and/or the rights to which the Client is entitled in connection with such Stock and/or any other diluting or concentrating effect of any nature, the Company FXTM shall make all reasonable efforts to contact and/or notify the Client of the occurrence of such an event or the intention and/or proposal to implement such an event, as the case may be, subject to the laws and/or regulations governing such Stocks; the Client acknowledges that there may be circumstances in which informing the Client of a corporate event may not be practical or possible;.
Appears in 1 contract
Samples: Client Agreement
Corporate Events. 34.1136.11. If there is a corporate event having a diluting or concentrating effect or other analogous change analogouschange to the Stocks held on the Client’s behalf and/or ownership of such Stocks and/or the and/orthe value of such Stocks and/or the rights to which the Client is entitled in connection with such Stock and/or any other diluting or concentrating effect of any nature, the Company EPICTRADE shall make all reasonable efforts to contact and/or notify the Client of the occurrence of such an event or the intention and/or proposal to implement such an event, as the case may casemay be, subject to the laws and/or regulations governing such Stocks; the Client acknowledges that there may be circumstances in which informing the Client of a corporate event may not be practical or possible;.
Appears in 1 contract
Samples: Client Agreement