Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 ARTICLE 2 THE SECURITIES 19 Section 2.01. Form and Dating. 19 Section 2.02. Execution and Authentication. 21 Section 2.03. Registrar, Paying Agent and Conversion Agent. 22 Section 2.04. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. 23 Section 2.06. Transfer and Exchange. 23 Section 2.07. Replacement Securities. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54
Appears in 2 contracts
Samples: Registration Rights Agreement (Ion Media Networks Inc.), Registration Rights Agreement (Cig Media LLC)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 25 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 26 Section 1.04. Rules of Construction. 19 Construction 26 ARTICLE 2 THE SECURITIES 19 NOTES 26 Section 2.01. Form and Dating. 19 Dating 26 Section 2.02. Execution and Authentication. 21 Authentication 27 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 27 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 28 Section 2.05. Noteholder Lists of Holders of Securities. 23 28 Section 2.06. Transfer and Exchange. 23 Exchange 28 Section 2.07. Replacement Securities. 24 Notes 29 Section 2.08. Outstanding Securities. 24 Notes 29 Section 2.09. Treasury Securities. 25 Temporary Notes 30 Section 2.10. Temporary Securities. 25 Cancellation 30 Section 2.11. Cancellation. 25 Defaulted Interest 30 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 30 Section 2.13. CUSIP NumbersIssuance of Additional Notes 30 Section 2.14. 29 Calculation of Principal Amount of Securities 31 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT 31 Section 3.01. Notices to Trustee 31 Section 3.02. Selection of Notes to be Redeemed 31 Section 3.03. Notice of Redemption 32 Section 3.04. Effect of Notice of Redemption 33 Section 3.05. Deposit of Redemption Price 33 Section 3.06. Notes Redeemed in Part 34 Section 3.07. Optional Redemption 34 Section 3.08. No Mandatory Sinking Fund 35 Section 3.09. Offer to Purchase by Application of Securities in Open Market. 29 Excess Proceeds 35 ARTICLE 4 CONVERSION 29 COVENANTS 37 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 37 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 37 Section 4.03. Fractional Shares. 32 Reports 38 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 39 Section 4.05. Company to Provide Stock. 32 Taxes 39 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Laws 39 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered Debt. 41 Restricted Payments 40 Section 5.114.08. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 43 Section 7.014.09. Events Limitation on Incurrence of Default. 43 Section 7.02. Acceleration. Indebtedness and Issuance of Preferred Stock 45 Section 7.034.10. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations Limitation on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. Asset Sales 48 Section 7.104.11. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. Limitation on Transactions with Affiliates 50 Section 8.034.12. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. Limitation on Liens 52 Section 8.064.13. Reports by Trustee to Holders. Additional Subsidiary Guarantees 52 Section 8.074.14. Compensation and Indemnity. Corporate Existence 52 Section 8.084.15. Replacement Offer to Repurchase Upon Change of TrusteeControl 52 Section 4.16. 53 Permitted Business Activities 55 Section 8.094.17. Successor Trustee by Merger, Etc[Reserved] 55 Section 4.18. 54 Covenant Termination 55 Section 8.104.19. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection Designation of Claims Against Company. 54Restricted and Unrestricted Subsidiaries 55
Appears in 1 contract
Samples: Supplemental Indenture (Western Refining Logistics, LP)
Definitions and Incorporation by Reference. 1 Section 1.011.1. Definitions. Definitions 1 Section 1.021.2. Other DefinitionsDefinitions 30 Section 1.3. 18 [Reserved] 31 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.041.4. Rules of Construction. 19 Construction 31 ARTICLE 2 II THE SECURITIES 19 31 Section 2.012.1. Form Form, Dating and Dating. 19 Terms 31 Section 2.022.2. Execution and AuthenticationAuthentication 32 Section 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 33 Section 2.042.4. Paying Agent to To Hold Money in TrustTrust 33 Section 2.5. 22 Securityholder Lists 33 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.6. Transfer and ExchangeExchange 33 Section 2.7. 23 [Reserved] 35 Section 2.072.8. Replacement Securities[Reserved] 35 Section 2.9. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Mutilated, Destroyed, Lost or Stolen Securities 35 Section 2.10. Temporary Securities. 25 Securities 35 Section 2.11. Cancellation. 25 Cancellation 36 Section 2.12. LegendPayment of Interest; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 36 Section 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase Computation of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. Interest 37 Section 4.082.14. Notice of AdjustmentCUSIP Numbers 37 ARTICLE III COVENANTS 37 Section 3.1. 38 Section 4.09. Notice Application of Certain Transactions. 38 Covenants 37 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.013.2. Payment of Securities. 39 Section 5.02. SEC Principal, Premium, if any, Interest, if any and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 , if any 38 Section 5.093.3. Maintenance of Office or AgencyAgency 38 Section 3.4. 41 Money for Securities Payments to be Held in Trust; Unclaimed Money 38 Section 5.103.5. Corporate Existence 39 Section 3.6. Reports by the Company 39 Section 3.7. Annual Review Certificate; Notice of Defaults or Events of Default 40 Section 3.8. Books of Record and Account 40 Section 3.9. Limitation on Layered Debt. 41 Liens 40 Section 5.113.10. Limitation on DebtIncurrence of Indebtedness 41 Section 3.11. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 [Reserved] 46 Section 6.013.12. Company May Consolidate, Etc., Only Limitation on Restricted Payments 46 Section 3.13. Limitation on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE Asset Dispositions 49 Section 8.013.14. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. [Reserved] 51 Section 8.043.15. Trustee’s Disclaimer. Limitation on Payment Restrictions Affecting Restricted Subsidiaries 51 Section 8.053.16. Notice of Default or Events of Default. Limitation on Transactions with Affiliates 52 Section 8.063.17. Reports Limitation on Guarantees by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. Restricted Subsidiaries 54
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 37 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 38 Section 1.04. Rules of Construction. 19 Construction 38 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Amount of Notes 39 Section 2.02. Execution Form and Authentication. 21 Dating 39 Section 2.03. Registrar, Execution and Authentication 39 Section 2.04. Registrar and Paying Agent and Conversion Agent. 22 41 Section 2.042.05. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. 23 Trust 41 Section 2.06. Transfer and Exchange. 23 Noteholder Lists 42 Section 2.07. Replacement Securities. 24 Notes 42 Section 2.08. Outstanding Securities. 24 Notes 42 Section 2.09. Treasury Securities. 25 Temporary Notes 42 Section 2.10. Temporary Securities. 25 Cancellation 43 Section 2.11. Cancellation. 25 Defaulted Interest 43 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 CUSIP, ISIN or Common Code Numbers 43 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Notices to Trustee 43 Section 3.02. Selection of Securities Notes to be Redeemed 44 Section 3.03. Notice of Redemption 44 Section 3.04. Effect of Notice of Redemption 45 Section 3.05. Deposit of Redemption Price 45 Section 3.06. Notes Redeemed in Open MarketPart 45 Section 3.07. 29 Special Redemption 45 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Covenant Suspension 46 Section 4.02. Conversion Procedure. 31 Payment of Notes 48 Section 4.03. Fractional Shares. 32 SEC Reports 48 Section 4.04. Taxes Limitation on Conversion. 32 Debt 48 Section 4.05. Company to Provide Stock. 32 Limitation on Restricted Payments 53 Section 4.06. Adjustment of Conversion Rate. 33 Limitation on Liens 56 Section 4.07. No Adjustment. 37 Limitation on Asset Sales 56 Section 4.08. Notice of Adjustment. 38 Limitation on Restrictions on Distributions from Restricted Subsidiaries 60 Section 4.09. Notice of Certain Transactions. 38 Limitation on Transactions with Affiliates 62 Section 4.10. [reserved]. 38 Designation of Restricted and Unrestricted Subsidiaries 63 Section 4.11. Withholding. 38 Limitation on Sale and Leaseback Transactions 65 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Change of Control 65 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.044.13. Further Instruments and ActsActs 67 Section 4.14. 40 Additional Note Guaranties 67 Section 5.054.15. Existence 67 Section 4.16. Payment of Taxes and other Claims 67 Section 4.17. Maintenance of Corporate ExistenceProperties and Insurance 68 Section 4.18. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 Annual Officer’s Certificate as to Compliance 68 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 545
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 38 Section 1.03. Trust Indenture Act Provisions. 18 39 Section 1.04. Rules of Construction. 19 Construction 39 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Amount of Notes 40 Section 2.02. Execution Form and Authentication. 21 Dating 40 Section 2.03. Registrar, Execution and Authentication 40 Section 2.04. Registrar and Paying Agent and Conversion Agent. 22 41 Section 2.042.05. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. 23 Trust 42 Section 2.06. Transfer and Exchange. 23 Noteholder Lists 42 Section 2.07. Replacement Securities. 24 Notes 43 Section 2.08. Outstanding Securities. 24 Notes 43 Section 2.09. Treasury Securities. 25 Temporary Notes 44 Section 2.10. Temporary Securities. 25 Cancellation 44 Section 2.11. Cancellation. 25 Defaulted Interest 44 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 CUSIP, ISIN or Common Code Numbers 44 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Notices to Trustee 44 Section 3.02. Selection of Securities Notes to be Redeemed 45 Section 3.03. Notice of Redemption 45 Section 3.04. Effect of Notice of Redemption 46 Section 3.05. Deposit of Redemption Price 46 Section 3.06. Notes Redeemed in Open MarketPart 47 Section 3.07. 29 Optional Redemption 47 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Covenant Suspension 47 Section 4.02. Conversion Procedure. 31 Payment of Notes 48 Section 4.03. Fractional Shares. 32 Reports 48 Section 4.04. Taxes Limitation on Conversion. 32 Debt 50 Section 4.05. Company to Provide Stock. 32 Limitation on Restricted Payments 53 Section 4.06. Adjustment of Conversion Rate. 33 Limitation on Liens 57 Section 4.07. No Adjustment. 37 Limitation on Asset Sales 58 Section 4.08. Notice of Adjustment. 38 Limitation on Restrictions on Distributions from Restricted Subsidiaries 62 Section 4.09. Notice of Certain Transactions. 38 Limitation on Transactions with Affiliates 64 Section 4.10. [reserved]. 38 Designation of Restricted and Unrestricted Subsidiaries 66 Section 4.11. Withholding. 38 Limitation on Sale and Leaseback Transactions 67 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Change of Control 68 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.044.13. Further Instruments and ActsActs 69 Section 4.14. 40 Additional Note Guarantees 69 Section 5.054.15. Existence 70 Section 4.16. Payment of Taxes and other Claims 70 Section 4.17. Maintenance of Corporate ExistenceProperties and Insurance 70 Section 4.18. 40 Annual Officer’s Certificate as to Compliance 70 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.19. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 Accounts Receivables Facilities 70 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 545
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 27 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 28 Section 1.04. Rules of Construction. 19 Construction 28 ARTICLE 2 THE SECURITIES 19 NOTES 28 Section 2.01. Form and Dating. 19 Dating 28 Section 2.02. Execution and Authentication. 21 Authentication 29 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 29 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 30 Section 2.05. Holder Lists of Holders of Securities. 23 30 Section 2.06. Transfer and Exchange. 23 Exchange 30 Section 2.07. Replacement Securities. 24 Notes 31 Section 2.08. Outstanding Securities. 24 Notes 31 Section 2.09. Treasury Securities. 25 Temporary Notes 31 Section 2.10. Temporary Securities. 25 Cancellation 32 Section 2.11. Cancellation. 25 Defaulted Interest 32 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 32 Section 2.13. CUSIP Numbers. 29 Issuance of Additional Notes 32 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT 33 Section 3.01. Notices to Trustee 33 Section 3.02. Selection of Notes to be Redeemed 33 Section 3.03. Notice of Redemption 34 Section 3.04. Effect of Notice of Redemption 35 Section 3.05. Deposit of Redemption Price 35 Section 3.06. Notes Redeemed in Part 36 Section 3.07. Optional Redemption 36 Section 3.08. Mandatory Redemption; Open Market Purchases 37 Section 3.09. Offer to Purchase by Application of Securities in Open Market. 29 Excess Proceeds 37 ARTICLE 4 CONVERSION 29 COVENANTS 39 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 39 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 39 Section 4.03. Fractional Shares. 32 Reports 40 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 41 Section 4.05. Company to Provide Stock. 32 Taxes 41 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. Laws 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered Debt. 41 Restricted Payments 42 Section 5.114.08. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. Dividend and Other Payment Restrictions Affecting Subsidiaries 45 Section 7.034.09. Other Remedies. 46 Section 7.04. Waiver Limitation on Incurrence of Defaults Indebtedness and Events Issuance of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. Preferred Stock 47 Section 7.074.10. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Limitation on Asset Sales 50
Appears in 1 contract
Samples: Indenture (Global Partners Lp)
Definitions and Incorporation by Reference. SECTION 1.1. Definitions 1 Section 1.01. Definitions. 1 Section 1.02SECTION 1.2. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04Definitions 54 SECTION 1.3. Rules of ConstructionConstruction 57 ARTICLE II THE NOTES SECTION 2.1. 19 ARTICLE 2 THE SECURITIES 19 Section 2.01. Form Form, Dating and Dating. 19 Section 2.02Terms 58 SECTION 2.2. Execution and AuthenticationAuthentication 64 SECTION 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 Section 2.0465 SECTION 2.4. Paying Agent to Hold Money in TrustTrust 66 SECTION 2.5. 22 Section 2.05. Holder Lists of Holders of Securities. 23 Section 2.0666 SECTION 2.6. Transfer and ExchangeExchange 67 SECTION 2.7. 23 Section 2.07Form of Certificate to be Delivered in Connection with Transfers Pursuant to Regulation S 71 SECTION 2.8. Replacement Securities. 24 Section 2.08Mutilated, Destroyed, Lost or Stolen Notes 73 SECTION 2.9. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section Notes 74 SECTION 2.10. Temporary Securities. 25 Section Notes 74 SECTION 2.11. Cancellation. 25 Section Cancellation 75 SECTION 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section Payment of Interest; Defaulted Interest 75 SECTION 2.13. CUSIP Numbers. 29 and ISIN Numbers 76 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 III COVENANTS 39 Section 5.01SECTION 3.1. Payment of SecuritiesNotes 77 SECTION 3.2. 39 Section 5.02Limitation on Indebtedness 77 SECTION 3.3. SEC Limitation on Restricted Payments 85 SECTION 3.4. Limitation on Restrictions on Distributions from Restricted Subsidiaries 92 SECTION 3.5. Limitation on Sales of Assets and Other ReportsSubsidiary Stock 95 SECTION 3.6. 39 Section 5.03Limitation on Liens 100 SECTION 3.7. Compliance CertificatesLimitation on Guarantees 101 i SECTION 3.8. 40 Section 5.04Limitation on Affiliate Transactions 101 SECTION 3.9. Further Instruments and ActsChange of Control 106 SECTION 3.10. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09Reports 108 SECTION 3.11. Maintenance of Office or AgencyAgency 109 SECTION 3.12. 41 Section 5.10Corporate Existence 110 SECTION 3.13. Limitation on Layered DebtCompliance Certificate 110 SECTION 3.14. 41 Section 5.11Further Instruments and Acts 110 SECTION 3.15. Limitation on DebtStatement by Officers as to Default 110 SECTION 3.16. 41 Designation of Restricted and Unrestricted Subsidiaries 111 SECTION 3.17. Effectiveness of Certain Covenants 112 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01IV SUCCESSOR COMPANY; SUCCESSOR PERSON SECTION 4.1. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults Merger and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Consolidation 113
Appears in 1 contract
Samples: Skillz Inc.
Definitions and Incorporation by Reference. 1 Section SECTION 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Section SECTION 1.03. Trust Indenture Act Provisions. 18 Section Incorporation by Reference of TIA 5 SECTION 1.04. Rules of Construction. 19 Construction 5 ARTICLE 2 THE SECURITIES 19 Section 6 SECTION 2.01. Form and Dating. 19 Section Dating 6 SECTION 2.02. Execution and Authentication. 21 Section Authentication 7 SECTION 2.03. RegistrarTitle, Amount and Terms of Securities 9 SECTION 2.04. Registrar and Paying Agent and Conversion Agent. 22 Section 2.0411 SECTION 2.05. Paying Agent to Hold Money in TrustTrust 12 SECTION 2.06. 22 Section 2.05. Securityholder Lists of Holders of Securities. 23 Section 2.0612 SECTION 2.07. Transfer and Exchange. 23 Section 2.07Exchange 12 SECTION 2.08. Replacement Securities. 24 Section 2.08Securities 14 SECTION 2.09. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section Securities 15 SECTION 2.10. Temporary Securities. 25 Section Securities 15 SECTION 2.11. Cancellation. 25 Section Cancellation 15 SECTION 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section Defaulted Interest 15 SECTION 2.13. CUSIP NumbersCurrency and Manner of Payments in Respect of Securities 16 SECTION 2.14. 29 Appointment and Resignation of Currency Determination Agent 19 ARTICLE 3 RXXXXXXXXX 00 Section REDEMPTION 20 SECTION 3.01. Purchase Applicability of this Article 20 SECTION 3.02. Notices to Trustee 20 SECTION 3.03. Selection of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08be Redeemed 20 SECTION 3.04. Notice of AdjustmentRedemption 21 SECTION 3.05. 38 Section 4.09. Effect of Notice of Redemption 21 SECTION 3.06. Deposit of Redemption Price 21 SECTION 3.07. Securities Redeemed in Part 21 ARTICLE 4 COVENANTS 22 SECTION 4.01. Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01Definitions 22 SECTION 4.02. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10Securities 23 SECTION 4.03. Limitation on Layered Debt. 41 Section 5.11Liens 24 SECTION 4.04. Limitation on DebtSale-Leaseback Transactions 25 SECTION 4.05. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01No Lien Created, etc. Company May Consolidate, Etc., Only on Certain Terms26 SECTION 4.06. 42 Section 6.02Compliance Certificate 26 SECTION 4.07. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. SEC Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5426
Appears in 1 contract
Samples: Indenture (Lockheed Martin Corp)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 6 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 6 Section 1.04. Rules of Construction. 19 Construction 7 ARTICLE 2 THE SECURITIES 19 Section 2.01. Form and Dating. 19 Dating 7 Section 2.02. Execution and Authentication. 21 And Authentication 8 Section 2.03. Registrar, Paying Agent and Conversion Agent. 22 Amount Unlimited; Issuable in Series 10 Section 2.04. Denomination and Date of Securities; Payments of Interest 13 Section 2.05. Registrar and Paying Agent; Agents Generally 13 Section 2.06. Paying Agent to Hold Money in Trust. 22 Trust 14 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.07. Transfer and Exchange. 23 Section 2.07. Replacement Securities. 24 Exchange 14 Section 2.08. Outstanding Securities. 24 Replacement Securities 18 Section 2.09. Treasury Securities. 25 Outstanding Securities 19 Section 2.10. Temporary Securities. 25 Securities 19 Section 2.11. Cancellation. 25 Cancellation 20 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 20 Section 2.13. CUSIP NumbersDefaulted Interest 20 Section 2.14. 29 Series May Include Tranches 21 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Applicability of Article 21 Section 3.02. Notice of Redemption; Partial Redemptions 21 Section 3.03. Payment Of Securities in Open MarketCalled For Redemption 24 Section 3.04. 29 Exclusion of Certain Securities from Eligibility for Selection for Redemption 24 Section 3.05. Mandatory and Optional Sinking Funds 25 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Securities 27 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or AgencyAgency 29 Section 4.03. 41 Securityholders’ Lists 29 Section 5.104.04. Limitation on Layered Debt. 41 Certificate to Trustee 30 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.064.05. Reports by Trustee to Holdersthe Company 30 Section 4.06. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Additional Amounts 30
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 26 Section 1.03. Trust Indenture Act Provisions. 18 [Reserved] 26 Section 1.04. Rules of ConstructionConstruction 26 Section 1.05. 19 Acts of Holders 28 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 ; Terms 29 Section 2.02. Execution and Authentication. 21 Authentication 30 Section 2.03. Registrar, Transfer Agent and Paying Agent and Conversion Agent. 22 31 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 32 Section 2.05. Holder Lists of Holders of Securities. 23 32 Section 2.06. Transfer and Exchange. 23 Exchange 32 Section 2.07. Replacement Securities. 24 Notes 45 Section 2.08. Outstanding Securities. 24 Notes 45 Section 2.09. Treasury Securities. 25 Notes 46 Section 2.10. Temporary Securities. 25 Notes 46 Section 2.11. Cancellation. 25 Cancellation 46 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 47 Section 2.13. CUSIP Numbers. 29 CUSIP/ISIN Numbers 47 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Notices to Trustee 47 Section 3.02. Selection of Securities Notes to Be Redeemed 48 Section 3.03. Notice of Redemption 48 Section 3.04. Effect of Notice of Redemption 49 Section 3.05. Deposit of Redemption Price 50 Section 3.06. Notes Redeemed in Open MarketPart 50 Section 3.07. 29 Optional Redemption 50 Section 3.08. Mandatory Redemption 51 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 51 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 52 Section 4.03. Fractional Shares. 32 Reports 52 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 54 Section 4.05. Company to Provide Stock. 32 Taxes 54 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Laws 54 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered DebtSale and Leaseback Transactions 55 Section 4.08. 41 Liens 55 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.014.09. Company May Consolidate, Etc., Only on Certain TermsExistence 56 Section 4.10. 42 Offer to Repurchase Upon Change of Control Triggering Event 56 Section 6.024.11. Successor Substituted. 43 Additional Guarantees 59 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 545
Appears in 1 contract
Samples: Indenture (Stericycle Inc)
Definitions and Incorporation by Reference. SECTION 1.1. Definitions 1 Section 1.01SECTION 1.2. Definitions. 1 Section 1.02. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04Incorporation by Reference of TIA 19 SECTION 1.3. Rules of ConstructionConstruction 20 ARTICLE II. 19 ARTICLE 2 THE SECURITIES 19 Section 2.01NOTES SECTION 2.1. Form and Dating. 19 Section 2.02Dating 20 SECTION 2.2. Execution and Authentication; Aggregate Principal Amount 21 SECTION 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 Section 2.04SECTION 2.4. Paying Agent to Hold Money Assets in TrustTrust 22 SECTION 2.5. Holder Lists 22 Section 2.05. Lists of Holders of Securities. 23 Section 2.06SECTION 2.6. Transfer and Exchange. Exchange 23 Section 2.07SECTION 2.7. Replacement Securities. 24 Section 2.08Notes 23 SECTION 2.8. Outstanding Securities. Notes 24 Section 2.09SECTION 2.9. Treasury Securities. 25 Section Notes 24 SECTION 2.10. Temporary Securities. 25 Section Notes 24 SECTION 2.11. Cancellation. 25 Section Cancellation 24 SECTION 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section Defaulted Interest 25 SECTION 2.13. CUSIP NumbersNumber 25 SECTION 2.14. 29 Deposit of Monies 26 SECTION 2.15. Restrictive Legends 26 SECTION 2.16. Book-Entry Provisions for Global Security 26 SECTION 2.17. Special Transfer Provisions 27 SECTION 2.18. Additional Interest Under Registration Rights Agreement 30 (ii) ARTICLE 3 RXXXXXXXXX 00 Section 3.01III. Purchase REDEMPTION SECTION 3.1. Notices to Trustee 30 SECTION 3.2. Selection of Securities in Open MarketNotes To Be Redeemed 30 SECTION 3.3. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. Optional Redemption 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08SECTION 3.4. Notice of AdjustmentRedemption 31 SECTION 3.5. 38 Section 4.09Effect of Notice Defect 32 SECTION 3.6. Notice Deposit of Certain TransactionsRedemption Price 32 SECTION 3.7. 38 Section 4.10Notes Redeemed in Part 33 ARTICLE IV. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01SECTION 4.1. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09Notes 33 SECTION 4.2. Maintenance of Office or AgencyAgency 33 SECTION 4.3. 41 Section 5.10Corporate Existence 33 SECTION 4.4. Payment of Taxes and Other Claims 34 SECTION 4.5. Maintenance of Properties and Insurance 34 SECTION 4.6. Compliance Certificate; Notice of Default 34 SECTION 4.7. Compliance with Laws 35 SECTION 4.8. Commission Reports 35 SECTION 4.9. Waiver of Stay, Extension or Usury Laws 36 SECTION 4.10. Limitation on Layered Debt. 41 Section 5.11Restricted Payments 36 SECTION 4.11. Limitation on DebtTransactions with Affiliates 38 SECTION 4.12. Limitation on Incurrence of Additional Indebtedness 40 SECTION 4.13. Limitation on Dividend and Other Payment Restrictions Affecting Subsidiaries 40 SECTION 4.14. Change of Control 41 SECTION 4.15. Limitation on Preferred Stock of Subsidiaries 43 SECTION 4.16. Limitation on Liens and Guarantees 43 SECTION 4.17. Conduct of Business 44 SECTION 4.18. Prohibition on Incurrence of Senior Subordinated Debt 44 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01V. SUCCESSOR CORPORATION SECTION 5.1. Company May ConsolidateMerger, Etc., Only on Certain Terms. 42 Section 6.02Consolidation and Sale of Assets 44 SECTION 5.2. Successor SubstitutedCorporation Substituted 45 ARTICLE VI. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01SECTION 6.1. Events of DefaultDefault 45 SECTION 6.2. 43 Section 7.02. Acceleration. 45 Section 7.03Acceleration 47 SECTION 6.3. Other Remedies. 46 Section 7.04Remedies 47 SECTION 6.4. Waiver of Past Defaults and Events of Default. 46 Section 7.0548 SECTION 6.5. Control by MajorityMajority 48 SECTION 6.6. 46 Section 7.06Limitation on Suits 48 SECTION 6.7. Limitations on Suits. 47 Section 7.07. Rights Right of Holders to To Receive Payment and to Convert. 47 Section 7.0849 SECTION 6.8. Collection Suit by Trustee. 47 Section 7.09Trustee 49 SECTION 6.9. Trustee May File Proofs of ClaimClaim 49 SECTION 6.10. 48 Section 7.10. Priorities. 48 Section 7.11Priorities 50 SECTION 6.11. Undertaking for CostsCosts 50 SECTION 6.12. 48 Restoration of Rights and Remedies 50 ARTICLE 8 VII. TRUSTEE 49 Section 8.01SECTION 7.1. Obligations Duties of Trustee. 49 ii Section 8.02Trustee 51 SECTION 7.2. Rights of Trustee. 50 Section 8.03Trustee 52 SECTION 7.3. Individual Rights of Trustee. 51 Section 8.04Trustee 53 SECTION 7.4. Trustee’s Disclaimer. 51 Section 8.05Disclaimer 53 (iv) SECTION 7.5. Notice of Default or Events of Default. 52 Section 8.0653 SECTION 7.6. Reports by Trustee to Holders. 52 Section 8.07Holders 53 SECTION 7.7. Compensation and Indemnity. 52 Section 8.08Indemnity 54 SECTION 7.8. Replacement of Trustee. 53 Section 8.09Trustee 54 SECTION 7.9. Successor Trustee by MergerXxxxxx, Etc. 54 Section 8.1055 SECTION 7.10. Eligibility; Disqualification. 54 Section 8.11Disqualification 56 SECTION 7.11. Preferential Collection of Claims Against CompanyLNR 56 ARTICLE VIII. 54DISCHARGE OF INDENTURE; DEFEASANCE SECTION 8.1. Termination of Obligations 56 SECTION 8.2. Application of Trust Money 58 SECTION 8.3. Repayment 59 SECTION 8.4. Reinstatement 59 SECTION 8.5. Acknowledgment of Discharge by Trustee 59 ARTICLE IX. MODIFICATION OF THE INDENTURE
Appears in 1 contract
Samples: Indenture (LNR Property Corp)
Definitions and Incorporation by Reference. Section 1.1. Definitions 1 Section 1.01. Definitions. 1 Section 1.021.2. Other DefinitionsDefinitions 50 Section 1.3. 18 Section 1.03. No Incorporation by Reference of Trust Indenture Act Provisions. 18 53 Section 1.041.4. Rules of ConstructionConstruction 53 Section 1.5. 19 Divisions 54 ARTICLE 2 II THE SECURITIES 19 NOTES Section 2.012.1. Form Form, Dating and Dating. 19 Terms 55 Section 2.022.2. Execution and AuthenticationAuthentication 60 Section 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 61 Section 2.042.4. Paying Agent to Hold Money in TrustTrust 61 Section 2.5. 22 Holder Lists 62 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.6. Transfer and ExchangeExchange 62 Section 2.7. 23 Form of Certificate to be Delivered in Connection with Transfers Pursuant to Regulation S 64 Section 2.072.8. Replacement Securities. 24 Mutilated, Destroyed, Lost or Stolen Notes 65 Section 2.082.9. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Notes 66 Section 2.10. Temporary Securities. 25 Notes 66 Section 2.11. Cancellation. 25 Cancellation 66 Section 2.12. LegendPayment of Interest; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 67 Section 2.13. CUSIP Numbers. 29 and ISIN Numbers 68 ARTICLE 3 RXXXXXXXXX 00 III COVENANTS Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.013.1. Payment of SecuritiesNotes 68 Section 3.2. 39 Limitation on Indebtedness 68 Section 5.023.3. SEC Limitation on Restricted Payments 74 Section 3.4. Limitation on Restrictions on Distributions from Restricted Subsidiaries 81 Section 3.5. Limitation on Sales of Assets and Other ReportsSubsidiary Stock 84 Section 3.6. 39 Limitation on Liens 87 Section 5.033.7. Compliance CertificatesLimitation on Guarantees 87 Section 3.8. 40 Limitation on Affiliate Transactions 88 Section 5.043.9. Further Instruments and ActsChange of Control 92 Section 3.10. 40 Reports 94 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.093.11. Maintenance of Office or AgencyAgency 96 Section 3.12. 41 Compliance Certificate 96 Section 5.103.13. Limitation Further Instruments and Acts 96 Section 3.14. Statement by Officers as to Default 96 Section 3.15. Designation of Restricted and Unrestricted Subsidiaries 97 Section 3.16. Suspension of Certain Covenants on Layered DebtAchievement of Investment Grade Status 97 ARTICLE IV SUCCESSOR COMPANY; SUCCESSOR PERSON Section 4.1. 41 Section 5.11. Limitation on Debt. 41 Merger and Consolidation 98 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54V
Appears in 1 contract
Samples: Indenture (loanDepot, Inc.)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 29 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 30 Section 1.04. Rules of Construction. 19 Construction 30 ARTICLE 2 THE SECURITIES 19 NOTES 31 Section 2.01. Form and Dating. 19 Dating 31 Section 2.02. Execution and Authentication. 21 Authentication 31 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 32 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 32 Section 2.05. Noteholder Lists of Holders of Securities. 23 32 Section 2.06. Transfer and Exchange. 23 Exchange 33 Section 2.07. Replacement Securities. 24 Notes 33 Section 2.08. Outstanding Securities. 24 Notes 33 Section 2.09. Treasury Securities. 25 Temporary Notes 34 Section 2.10. Temporary Securities. 25 Cancellation 34 Section 2.11. Cancellation. 25 Defaulted Interest 34 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 34 Section 2.13. CUSIP Numbers. 29 Issuance of Additional Notes 34 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT 35 Section 3.01. Notices to Trustee 35 Section 3.02. Selection of Notes to be Redeemed 35 Section 3.03. Notice of Redemption 36 Section 3.04. Effect of Notice of Redemption 37 Section 3.05. Deposit of Redemption Price 37 Section 3.06. Notes Redeemed in Part 37 Section 3.07. Optional Redemption 38 Section 3.08. [Reserved.] 39 Section 3.09. Offer to Purchase by Application of Securities in Open Market. 29 Excess Proceeds 39 ARTICLE 4 CONVERSION 29 COVENANTS 41 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 41 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 41 Section 4.03. Fractional Shares. 32 Reports 42 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 43 Section 4.05. Company to Provide Stock. 32 Taxes 43 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury LawsLaws 43 Section 4.07. 40 Restricted Payments 44 Section 5.084.08. Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 48 Section 4.09. Incurrence of Additional InterestIndebtedness and Issuance of Preferred Stock 50 Section 4.10. 41 Asset Sales 54 Section 5.094.11. Maintenance of Office or Agency. 41 Transactions with Affiliates 55 Section 5.104.12. Limitation on Layered DebtLiens 58 Section 4.13. 41 Additional Subsidiary Guarantees 58 Section 5.114.14. Limitation on DebtOrganizational Existence 58 Section 4.15. 41 Offer to Repurchase Upon Change of Control 59 Section 4.16. No Inducements 60 Section 4.17. Permitted Business Activities 61 Section 4.18. Covenant Termination 61 Section 4.19. Designation of Restricted and Unrestricted Subsidiaries 61 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 5 SUCCESSORS 62 Section 6.015.01. Company May ConsolidateMerger, Etc.Consolidation, Only on Certain Terms. 42 or Sale of Assets 62 Section 6.025.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Substituted 64
Appears in 1 contract
Samples: Indenture (Legacy Reserves Inc.)
Definitions and Incorporation by Reference. SECTION 1.1. Definitions 1 Section 1.01. Definitions. 1 Section 1.02SECTION 1.2. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04Definitions 43 SECTION 1.3. Rules of ConstructionConstruction 45 SECTION 1.4. 19 Limited Condition Acquisition 45 ARTICLE 2 II THE SECURITIES 19 Section 2.01NOTES SECTION 2.1. Form and DatingDating 46 SECTION 2.2. 19 Section 2.02. Form of Execution and AuthenticationAuthentication 49 SECTION 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 Section 2.0450 SECTION 2.4. Paying Agent to Hold Money in Trust. 22 Section 2.05Trust 51 SECTION 2.5. Lists of Holders of Securities. 23 Section 2.06the Notes 51 SECTION 2.6. Transfer and Exchange. 23 Section 2.07Exchange 51 SECTION 2.7. Replacement Securities. 24 Section 2.08Notes 60 SECTION 2.8. Outstanding Securities. 24 Section 2.09Notes 60 SECTION 2.9. Treasury Securities. 25 Section Notes 60 SECTION 2.10. Temporary Securities. 25 Section Notes 61 SECTION 2.11. Cancellation. 25 Section Cancellation 61 SECTION 2.12. LegendPayment of Interest; Additional Transfer and Exchange Requirements. 26 Section Defaulted Interest 61 SECTION 2.13. CUSIP Numbersand ISIN Numbers 62 SECTION 2.14. 29 Record Date 62 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 III COVENANTS 39 Section 5.01SECTION 3.1. Payment of SecuritiesNotes 62 SECTION 3.2. 39 Section 5.02. SEC Reports and Other ReportsInformation 63 SECTION 3.3. 39 Section 5.03Limitation on Incurrence of Indebtedness and Issuance of Disqualified Stock and Preferred Stock 66 SECTION 3.4. Compliance CertificatesLimitation on Restricted Payments 73 SECTION 3.5. 40 Section 5.04Liens 80 SECTION 3.6. Further Instruments Dividend and ActsOther Payment Restrictions Affecting Subsidiaries 82 SECTION 3.7. 40 Section 5.05Asset Sales 84 SECTION 3.8. Transactions with Affiliates 87 SECTION 3.9. Change of Control 91 SECTION 3.10. Maintenance of Corporate ExistenceInsurance 93 SECTION 3.11. 40 Section 5.06Future Guarantors 93 SECTION 3.12. Rule 144A Information RequirementCompliance Certificate; Statement by Officers as to Default 94 SECTION 3.13. 40 Section 5.07[Reserved] 94 SECTION 3.14. Designation of Restricted and Unrestricted Subsidiaries 94 Page SECTION 3.15. Covenant Suspension 95 SECTION 3.16. Stay, Extension and Usury LawsLaws 96 SECTION 3.17. 40 Section 5.08Escrow of Gross Proceeds. Payment of Additional Interest96 SECTION 3.18. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 Activities Prior to the Escrow Release Date 97 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54IV
Appears in 1 contract
Samples: CommScope Holding Company, Inc.
Definitions and Incorporation by Reference. 1 Section SECTION 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Section SECTION 1.03. Trust Indenture Act Provisions. 18 Section Incorporation by Reference of TIA 5 SECTION 1.04. Rules of Construction. 19 Construction 5 ARTICLE 2 THE SECURITIES 19 Section 6 SECTION 2.01. Form and Dating. 19 Section Dating 6 SECTION 2.02. Execution and Authentication. 21 Section Authentication 7 SECTION 2.03. RegistrarTitle, Amount and Terms of Securities 9 SECTION 2.04. Registrar and Paying Agent and Conversion Agent. 22 Section 2.0411 SECTION 2.05. Paying Agent to Hold Money in TrustTrust 12 SECTION 2.06. 22 Section 2.05. Securityholder Lists of Holders of Securities. 23 Section 2.0612 SECTION 2.07. Transfer and Exchange. 23 Section 2.07Exchange 12 SECTION 2.08. Replacement Securities. 24 Section 2.08Securities 14 SECTION 2.09. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section Securities 15 SECTION 2.10. Temporary Securities. 25 Section Securities 15 SECTION 2.11. Cancellation. 25 Section Cancellation 15 SECTION 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section Defaulted Interest 16 SECTION 2.13. CUSIP NumbersCurrency and Manner of Payments in Respect of Securities 16 SECTION 2.14. 29 Appointment and Resignation of Currency Determination Agent 19 ARTICLE 3 RXXXXXXXXX 00 Section REDEMPTION 20 SECTION 3.01. Purchase Applicability of this Article 20 SECTION 3.02. Notices to Trustee 20 SECTION 3.03. Selection of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08be Redeemed 20 SECTION 3.04. Notice of AdjustmentRedemption 21 SECTION 3.05. 38 Section 4.09. Effect of Notice of Redemption 21 SECTION 3.06. Deposit of Redemption Price 21 SECTION 3.07. Securities Redeemed in Part 21 ARTICLE 4 COVENANTS 22 SECTION 4.01. Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01Definitions 22 SECTION 4.02. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10Securities 23 SECTION 4.03. Limitation on Layered Debt. 41 Section 5.11Liens 24 SECTION 4.04. Limitation on DebtSale-Leaseback Transactions 25 SECTION 4.05. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01No Lien Created, etc. Company May Consolidate, Etc., Only on Certain Terms26 SECTION 4.06. 42 Section 6.02Compliance Certificate 26 SECTION 4.07. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. SEC Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5426
Appears in 1 contract
Samples: Indenture (Lockheed Martin Corp)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. 1 Capitalized Terms; Rules of Usage 2 Section 1.02. Other Definitions. 18 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 2 ARTICLE 2 TWO THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Form; Denomination 3 Section 2.02. Execution Execution, Authentication and Authentication. 21 Delivery 3 Section 2.03. Registrar, Paying Agent and Conversion Agent. 22 Temporary Notes 4 Section 2.04. Paying Agent to Hold Money in Trust. 22 Registration; Registration of Transfer and Exchange 4 Section 2.05. Lists of Holders of Securities. 23 Mutilated, Destroyed, Lost or Stolen Notes 7 Section 2.06. Transfer and Exchange. 23 Persons Deemed Owners 7 Section 2.07. Replacement Securities. 24 Payment of Principal and Interest 8 Section 2.08. Outstanding Securities. 24 Cancellation 9 Section 2.09. Treasury Securities. 25 Tax Treatment; Withholding 9 Section 2.10. Temporary Securities. 25 Book-Entry Notes 11 Section 2.11. Cancellation. 25 Notices to Clearing Agency 12 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Definitive Notes 12 Section 2.13. CUSIP NumbersDepositor as Noteholder 12 Section 2.14. 29 Authenticating Agents 12 ARTICLE 3 RXXXXXXXXX 00 THREE COVENANTS Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Principal and Interest 14 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.093.02. Maintenance of Office or AgencyAgency 14 Section 3.03. 41 Money for Payments to Be Held in Trust 14 Section 5.103.04. Limitation on Layered DebtExistence 16 Section 3.05. 41 Protection of Collateral; Manner of Perfection 16 Section 5.113.06. Limitation on DebtOpinions as to Collateral 18 Section 3.07. 41 ARTICLE 6 CONSOLIDATIONPerformance of Obligations; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Servicing of Receivables 18 Section 6.013.08. Company Negative Covenants 19 Section 3.09. Annual Statement as to Compliance 20 Section 3.10. Issuer May Consolidate, Etc., Only on Certain Terms. 42 Not Merge or Consolidate 20 Section 6.023.11. Successor Substitutedor Transferee 22 Section 3.12. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Servicer’s Obligations 22 Section 7.013.13. Events Guarantees, Loans, Advances and Other Liabilities 22 Page Section 3.14. Capital Expenditures 22 Section 3.15. Removal of DefaultAdministrator 22 Section 3.16. 43 Restricted Payments 22 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.053.17. Notice of Default or Events of DefaultDefault and Servicing Termination Events 23 Section 3.18. 52 Further Instruments and Acts 23 Section 8.063.19. Reports by Trustee Compliance with Laws 23 Section 3.20. Amendments to HoldersSale and Servicing Agreement 23 Section 3.21. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Recordkeeping 23 ARTICLE FOUR
Appears in 1 contract
Samples: California Republic (California Republic Auto Receivables Trust 2018-1)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 ARTICLE 2 THE SECURITIES 19 Section 2.01. Form and Dating. 19 Section 2.02. Execution and Authentication. 21 Section 2.03. Registrar, Paying Agent and Conversion Agent. 22 Section 2.04. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. 23 Section 2.06. Transfer and Exchange. 23 Section 2.07. Replacement Securities. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX XXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54
Appears in 1 contract
Definitions and Incorporation by Reference. Section 1.1. Definitions 1 Section 1.01. Definitions. 1 Section 1.021.2. Other DefinitionsDefinitions 48 Section 1.3. 18 Section 1.03. No Incorporation by Reference of Trust Indenture Act Provisions. 18 50 Section 1.041.4. Rules of ConstructionConstruction 50 Section 1.5. 19 Divisions 52 ARTICLE 2 II THE SECURITIES 19 NOTES Section 2.012.1. Form Form, Dating and Dating. 19 Terms 53 Section 2.022.2. Execution and AuthenticationAuthentication 58 Section 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 58 Section 2.042.4. Paying Agent to Hold Money in TrustTrust 59 Section 2.5. 22 Holder Lists 59 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.6. Transfer and ExchangeExchange 59 Section 2.7. 23 Form of Certificate to be Delivered in Connection with Transfers Pursuant to Regulation S 62 Section 2.072.8. Replacement Securities. 24 Mutilated, Destroyed, Lost or Stolen Notes 63 Section 2.082.9. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Notes 64 Section 2.10. Temporary Securities. 25 Notes 64 Section 2.11. Cancellation. 25 Cancellation 64 Section 2.12. LegendPayment of Interest; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 65 Section 2.13. CUSIP Numbers. 29 and ISIN Numbers 65 ARTICLE 3 RXXXXXXXXX 00 III COVENANTS Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.013.1. Payment of SecuritiesNotes 66 Section 3.2. 39 Limitation on Indebtedness 66 Section 5.023.3. SEC Limitation on Restricted Payments 71 Section 3.4. Limitation on Restrictions on Distributions from Restricted Subsidiaries 79 Section 3.5. Limitation on Sales of Assets and Other ReportsSubsidiary Stock 81 Section 3.6. 39 Limitation on Liens 84 Section 5.033.7. Compliance CertificatesLimitation on Guarantees 85 Section 3.8. 40 Limitation on Affiliate Transactions 85 Section 5.043.9. Further Instruments and ActsChange of Control 89 Section 3.10. 40 Reports 91 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.093.11. Maintenance of Office or AgencyAgency 93 Section 3.12. 41 Compliance Certificate 94 Section 5.103.13. Limitation Further Instruments and Acts 94 Section 3.14. Statement by Officers as to Default 94 Section 3.15. Designation of Restricted and Unrestricted Subsidiaries 94 Section 3.16. Suspension of Certain Covenants on Layered DebtAchievement of Investment Grade Status 95 ARTICLE IV SUCCESSOR COMPANY; SUCCESSOR PERSON Section 4.1. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults Merger and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Consolidation 96
Appears in 1 contract
Samples: s26.q4cdn.com
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. 1 Capitalized Terms; Rules of Usage 2 Section 1.02. Other Definitions. 18 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 2 ARTICLE 2 TWO THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Form; Denomination 3 Section 2.02. Execution Execution, Authentication and Authentication. 21 Delivery 3 Section 2.03. Registrar, Paying Agent and Conversion Agent. 22 Temporary Notes 4 Section 2.04. Paying Agent to Hold Money in Trust. 22 Registration; Registration of Transfer and Exchange 4 Section 2.05. Lists of Holders of Securities. 23 Mutilated, Destroyed, Lost or Stolen Notes 6 Section 2.06. Transfer and Exchange. 23 Persons Deemed Owners 7 Section 2.07. Replacement Securities. 24 Payment of Principal and Interest 7 Section 2.08. Outstanding Securities. 24 Cancellation 8 Section 2.09. Treasury Securities. 25 Tax Treatment; Withholding 8 Section 2.10. Temporary Securities. 25 Book-Entry Notes 10 Section 2.11. Cancellation. 25 Notices to Clearing Agency 11 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Definitive Notes 11 Section 2.13. CUSIP NumbersDepositor as Noteholder 12 Section 2.14. 29 Authenticating Agents 12 ARTICLE 3 RXXXXXXXXX 00 THREE COVENANTS Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Principal and Interest 13 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.093.02. Maintenance of Office or AgencyAgency 13 Section 3.03. 41 Money for Payments to Be Held in Trust 13 Section 5.103.04. Limitation on Layered DebtExistence 15 Section 3.05. 41 Protection of Collateral; Manner of Perfection 15 Section 5.113.06. Limitation on DebtOpinions as to Collateral 17 Section 3.07. 41 ARTICLE 6 CONSOLIDATIONPerformance of Obligations; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Servicing of Receivables 17 Section 6.013.08. Company Negative Covenants 18 Section 3.09. Annual Statement as to Compliance 19 Section 3.10. Issuer May Consolidate, Etc., Only on Certain Terms. 42 Not Merge or Consolidate 19 Section 6.023.11. Successor Substitutedor Transferee 21 Section 3.12. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Servicer’s Obligations 21 Section 7.013.13. Events Guarantees, Loans, Advances and Other Liabilities 21 Page Section 3.14. Capital Expenditures 21 Section 3.15. Removal of DefaultAdministrator 21 Section 3.16. 43 Restricted Payments 21 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.053.17. Notice of Default or Events of DefaultDefault and Servicing Termination Events 22 Section 3.18. 52 Further Instruments and Acts 22 Section 8.063.19. Reports by Trustee Compliance with Laws 22 Section 3.20. Amendments to HoldersSale and Servicing Agreement 22 Section 3.21. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Recordkeeping 22 ARTICLE FOUR
Appears in 1 contract
Samples: California Republic (California Republic Auto Receivables Trust 2018-1)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 Construction 31 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form Form, Dating and Dating. 19 Denominations; Legends 32 Section 2.02. Execution and Authentication. 21 ; Exchange Notes; Additional Notes 33 Section 2.03. Registrar, Paying Agent and Conversion Authenticating Agent. 22 Section 2.04. ; Paying Agent to Hold Money in TrustTrust 34 Section 2.04. 22 Replacement Notes 35 Section 2.05. Lists of Holders of Securities. 23 Outstanding Notes 35 Section 2.06. Transfer and Exchange. 23 Temporary Notes 36 Section 2.07. Replacement Securities. 24 Cancellation 36 Section 2.08. Outstanding Securities. 24 CUSIP and CINS Numbers 36 Section 2.09. Treasury Securities. 25 Registration, Transfer and Exchange 37 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Restrictions on Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 39 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION; OFFER TO PURCHASE Section 3.01. Optional Redemption 41 Section 3.02. [Reserved] 41 Section 3.03. Method and Effect of Redemption 41 Section 3.04. Offer to Purchase of Securities in Open Market. 29 43 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 45 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or AgencyAgency 45 Section 4.03. 41 Existence 46 Section 5.104.04. Payment of Obligations 46 Section 4.05. Maintenance of Properties and Insurance 46 Section 4.06. Limitation on Layered Debt. 41 Indebtedness and Disqualified Stock 46 Section 5.114.07. Limitation on DebtRestricted Payments 50 Section 4.08. 41 Limitation on Liens 55 Section 4.09. [Reserved.] 55 Section 4.10. Limitation on Dividend and other Payment Restrictions Affecting Restricted Subsidiaries 55 Section 4.11. [Reserved.] 57 Section 4.12. Guarantees by Restricted Subsidiaries 57 Section 4.13. Repurchase of Notes Upon a Change of Control 58 Section 4.14. Limitation on Asset Sales 58 Section 4.15. Limitation on Transactions with Shareholders and Affiliates 59 Section 4.16. Line of Business 61 Section 4.17. [Reserved.] 61 Section 4.18. Designation of Restricted and Unrestricted Subsidiaries 61 Section 4.19. [Reserved.] 63 Section 4.20. Financial Reports 63 Section 4.21. Reports to Trustee 64 Section 4.22. Suspension of Covenants when Notes Rated Investment Grade 64 ARTICLE 5 CONSOLIDATION, MERGER OR SALE OF ASSETS Section 5.01. Consolidation, Merger or Sale of Assets by the Company 65 Section 5.02. Consolidation, Merger or Sale of Assets by a Guarantor 66 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 DEFAULT AND REMEDIES Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Events of Default 67 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Acceleration 69 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.036.03. Other Remedies. 46 Remedies 69 Section 7.046.04. Waiver of Past Defaults and Events of Default. 46 69 Section 7.056.05. Control by MajorityMajority 69 Section 6.06. 46 Limitation on Suits 70 Section 7.06. Limitations on Suits. 47 Section 7.076.07. Rights of Holders to Receive Payment and to Convert. 47 70 Section 7.086.08. Collection Suit by Trustee. 47 Trustee 70 Section 7.096.09. Trustee May File Proofs of ClaimClaim 70 Section 6.10. 48 Priorities 71 Section 7.106.11. Priorities. 48 Restoration of Rights and Remedies 71 Section 7.116.12. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Costs 71 Section 8.01. Obligations of Trustee. 49 ii Section 8.026.13. Rights and Remedies Cumulative 72 Section 6.14. Delay or Omission Not Waiver 72 Section 6.15. Waiver of TrusteeStay, Extension or Usury Laws 72 ARTICLE 7 THE TRUSTEE Section 7.01. 50 General 72 Section 8.037.02. Certain Rights of Trustee 73 Section 7.03. Individual Rights of Trustee. 51 Trustee 74 Section 8.047.04. Trustee’s Disclaimer. 51 Disclaimer 74 Section 8.057.05. Notice of Default or Events of Default. 52 74 Section 8.067.06. Reports by Trustee to Holders. 52 Holders 74 Section 8.077.07. Compensation and Indemnity. 52 Indemnity 75 Section 8.087.08. Replacement of Trustee. 53 Trustee 75 Section 8.097.09. Successor Trustee by Merger, EtcMerger 76 Section 7.10. 54 Eligibility 76 Section 8.107.11. Eligibility; DisqualificationMoney Held in Trust 76 ARTICLE 8 DEFEASANCE AND DISCHARGE Section 8.01. 54 Discharge of Company’s Obligations 76 Section 8.118.02. Preferential Collection Legal Defeasance 77 Section 8.03. Covenant Defeasance 78 Section 8.04. Application of Claims Against CompanyTrust Money 78 Section 8.05. 54Repayment to Company 79 Section 8.06. Reinstatement 79
Appears in 1 contract
Samples: Indenture (Sandridge Energy Inc)
Definitions and Incorporation by Reference. 1 Section SECTION 1.01. Definitions. Definitions 1 Section SECTION 1.02. Other Definitions. 18 Section Definitions 29 SECTION 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 Section 30 SECTION 1.04. Rules of Construction. 19 Construction 30 ARTICLE 2 THE SECURITIES 19 Section SECTION 2.01. Form and Dating. 19 Section Dating 31 SECTION 2.02. Execution and Authentication. 21 Section Authentication 31 SECTION 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 Section 32 SECTION 2.04. Paying Agent to To Hold Money in Trust. 22 Section Trust 32 SECTION 2.05. Securityholder Lists of Holders of Securities. 23 Section 32 SECTION 2.06. Transfer and Exchange. 23 Section Exchange 33 SECTION 2.07. Replacement Securities. 24 Section Securities 33 SECTION 2.08. Outstanding Securities. 24 Section Securities 33 SECTION 2.09. Treasury Securities. 25 Section Temporary Securities 33 SECTION 2.10. Temporary Securities. 25 Section Cancellation 34 SECTION 2.11. Cancellation. 25 Section Defaulted Interest 34 SECTION 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers, ISINs, etc. 29 34 SECTION 2.13. Issuance of Additional Securities 34 ARTICLE 3 RXXXXXXXXX 00 Section REDEMPTION SECTION 3.01. Purchase Notices to Trustee 35 SECTION 3.02. Selection of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08Be Redeemed 35 SECTION 3.03. Notice of AdjustmentRedemption 35 SECTION 3.04. 38 Section 4.09. Effect of Notice of Certain TransactionsRedemption 36 SECTION 3.05. 38 Section 4.10Deposit of Redemption Price 36 SECTION 3.06. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 Securities Redeemed in Part 36 ARTICLE 5 4 COVENANTS 39 Section 5.01SECTION 4.01. Payment of SecuritiesSecurities 37 SECTION 4.02. 39 Section 5.02Reports to Holders 37 SECTION 4.03. SEC Limitations on Additional Indebtedness 38 SECTION 4.04. Limitations on Restricted Payments 40 SECTION 4.05. Limitations on Dividend and Other ReportsRestrictions Affecting Restricted Subsidiaries 43 SECTION 4.06. 39 Section 5.03Limitations on Asset Sales 44 SECTION 4.07. Limitations on Transactions with Affiliates 46 SECTION 4.08. Effectiveness of Covenants 47 SECTION 4.09. Conduct of Business 48 SECTION 4.10. Change of Control 49 SECTION 4.11. Limitations on Designation of Unrestricted Subsidiaries 50 SECTION 4.12. Limitations on Liens 51 SECTION 4.13. Additional Security Guarantees 51 SECTION 4.14. Compliance Certificates. 40 Section 5.04Certificate 52 SECTION 4.15. Further Instruments and ActsActs 52 ARTICLE 5 SUCCESSOR COMPANY SECTION 5.01. 40 Section 5.05When Company May Merge or Transfer Assets 52 DEFAULTS AND REMEDIES SECTION 6.01. Maintenance Events of Corporate ExistenceDefault 54 SECTION 6.02. 40 Section 5.06Acceleration 56 SECTION 6.03. Rule 144A Information RequirementOther Remedies 56 SECTION 6.04. 40 Section 5.07Waiver of Past Defaults 56 SECTION 6.05. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10Control by Majority 56 SECTION 6.06. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07Suits 57 SECTION 6.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.0857 SECTION 6.08. Collection Suit by Trustee. 47 Section 7.09Trustee 57 SECTION 6.09. Trustee May File Proofs of ClaimClaim 57 SECTION 6.10. 48 Section 7.10. Priorities. 48 Section 7.11Priorities 58 SECTION 6.11. Undertaking for CostsCosts 58 SECTION 6.12. 48 Waiver of Stay or Extension Laws 58 ARTICLE 8 7 TRUSTEE 49 Section 8.01SECTION 7.01. Obligations Duties of Trustee. 49 ii Section 8.02Trustee 58 SECTION 7.02. Rights of Trustee. 50 Section 8.03Trustee 60 SECTION 7.03. Individual Rights of Trustee. 51 Section 8.04Trustee 61 SECTION 7.04. Trustee’s Disclaimer. 51 Section 8.05Disclaimer 61 SECTION 7.05. Notice of Default or Events of Default. 52 Section 8.06Defaults 61 SECTION 7.06. Reports by Trustee to Holders. 52 Section 8.07Holders 61 SECTION 7.07. Compensation and Indemnity. 52 Section 8.08Indemnity 61 SECTION 7.08. Replacement of Trustee. 53 Section 8.09Trustee 62 SECTION 7.09. Successor Trustee by Merger, Etc. 54 Section 8.10Merger 63 SECTION 7.10. Eligibility; Disqualification. 54 Section 8.11Disqualification 63 SECTION 7.11. Preferential Collection of Claims Against Company. 54Company 63 ARTICLE 8 SATISFACTION AND DISCHARGE OF INDENTURE; DEFEASANCE
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 24 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of ConstructionConstruction 24 ARTICLE 2. 19 ARTICLE 2 THE SECURITIES 19 NOTES 25 Section 2.01. Form and Dating. 19 Dating 25 Section 2.02. Execution and Authentication. 21 Authentication 26 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 27 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 27 Section 2.05. Holder Lists of Holders of Securities. 23 27 Section 2.06. Transfer and Exchange. 23 Exchange 28 Section 2.07. Replacement Securities. 24 Notes 29 Section 2.08. Outstanding Securities. 24 Notes 29 Section 2.09. Treasury Securities. 25 Notes 30 Section 2.10. Temporary Securities. 25 Notes 30 Section 2.11. Cancellation. 25 Cancellation 30 Section 2.12. LegendPayment of Interest; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 30 Section 2.13. CUSIP NumbersISIN Numbers and Common Codes 31 Section 2.14. 29 Record Date 31 ARTICLE 3 RXXXXXXXXX 00 3. REDEMPTION AND PREPAYMENT 31 Section 3.01. Notice of Redemption 31 Section 3.02. Effect of Notice of Redemption 32 Section 3.03. Deposit of Redemption Price 32 Section 3.04. Optional Redemption 32 Section 3.05. Mandatory Redemption 33 Section 3.06. Offer To Purchase of Securities in Open Market33 Section 3.07. 29 NOTICE TO TRUSTEE 35 ARTICLE 4 CONVERSION 29 4. COVENANTS 35 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 35 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 36 Section 4.03. Fractional Shares. 32 Reports 36 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 37 Section 4.05. Company to Provide Stock. 32 Taxes 37 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury LawsLaws 38 Section 4.07. Corporate Existence 38 Section 4.08. Payments for Consent 38 Section 4.09. Incurrence of Additional Debt 38 Section 4.10. Restricted Payments 40 Section 5.084.11. Payment of Additional Interest. Liens 41 Section 5.094.12. Asset Sales 42 Section 4.13. Restrictions on Distributions from Subsidiaries 43 Section 4.14. Affiliate Transactions 44 Section 4.15. Issuance or Sale of Capital Stock of Subsidiaries 45 Section 4.16. Repurchase at the Option of Holders Following a Change of Control 45 Section 4.17. Future Guarantors 45 Section 4.18. Business Activities 46 Section 4.19. Sale and Leaseback Transactions 46 TABLE OF CONTENTS (continued) Page Section 4.20. Impairment of Security Interest 46 Section 4.21. Amendments to Security Documents 46 Section 4.22. Use of Proceeds 46 Section 4.23. Maintenance of Office or AgencyInsurance 46 Section 4.24. 41 Qualifying Listing 47 Section 5.104.25. Limitation on Layered DebtGovernment Approvals and Licenses; Structured Business Agreements 47 Section 4.26. 41 Minimum Fixed Charge Coverage Ratio and Leverage Ratio 47 Section 5.114.27. Limitation on DebtNotes to Rank Senior 47 Section 4.28. 41 Calculation of Original Issue Discount 48 Section 4.29. Repurchase Upon Delisting 48 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 5. SUCCESSORS 48 Section 5.01. Merger, Consolidation and Sale of Assets 48 Section 5.02. Successor Corporation Substituted 50 ARTICLE 6. DEFAULTS AND REMEDIES 50 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Events of Default 50 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Acceleration 53 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.036.03. Other Remedies. 46 Remedies 53 Section 7.046.04. Waiver of Defaults and Events of Default. 46 53 Section 7.056.05. Control by MajoritySupermajority 54 Section 6.06. 46 Limitation on Suits 54 Section 7.06. Limitations on Suits. 47 Section 7.076.07. Rights of Holders to Receive Payment and to Convert. 47 54 Section 7.086.08. Collection Suit by Trustee. 47 Trustee 55 Section 7.096.09. Trustee May File Proofs of ClaimClaim 55 Section 6.10. 48 Priorities 55 Section 7.10. Priorities. 48 Section 7.116.11. Undertaking for CostsCosts 56 Section 6.12. 48 ARTICLE 8 TRUSTEE 49 Restoration of Rights and Remedies 56 Section 8.01. Obligations of Trustee. 49 ii Section 8.026.13. Rights of Trusteeand Remedies Cumulative 56 Section 6.14. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default Delay or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Omission Not Waiver 56
Appears in 1 contract
Samples: China Natural Gas, Inc.
Definitions and Incorporation by Reference. SECTION 1.1. Definitions 1 Section 1.01. Definitions. 1 Section 1.02SECTION 1.2. Other DefinitionsDefinitions 33 SECTION 1.3. 18 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 Section 1.0434 SECTION 1.4. Rules of Construction. 19 Construction 35 ARTICLE 2 II THE SECURITIES 19 Section 2.01SECTION 2.1. Form Form, Dating and Dating. 19 Section 2.02Terms 36 SECTION 2.2. Execution and AuthenticationAuthentication 44 SECTION 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 Section 2.0445 SECTION 2.4. Paying Agent to Hold Money in TrustTrust 45 SECTION 2.5. 22 Section 2.05. Securityholder Lists of Holders of Securities. 23 Section 2.0646 SECTION 2.6. Transfer and ExchangeExchange 46 SECTION 2.7. 23 Section 2.07Form of Certificate to be Delivered in Connection with Transfers to IAIs 49 SECTION 2.8. Replacement SecuritiesForm of Certificate to be Delivered in Connection with Transfers Pursuant to Regulation S 51 SECTION 2.9. 24 Section 2.08Mutilated, Destroyed, Lost or Stolen Securities 52 SECTION 2.10. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section 2.10Securities 53 SECTION 2.11. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section Securities 54 SECTION 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section Cancellation 54 SECTION 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of SecuritiesInterest; Defaulted Interest 54 SECTION 2.14. 39 Section 5.02Computation of Interest 56 SECTION 2.15. SEC CUSIP, Common Code and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08ISIN Numbers 56 ARTICLE III COVENANTS SECTION 3.1. Payment of Additional InterestSecurities 56 SECTION 3.2. 41 Section 5.09Effectiveness of Covenants 57 SECTION 3.3. Limitation on Indebtedness 57 SECTION 3.4. Limitation on Restricted Payments 62 SECTION 3.5. Limitation on Restrictions on Distributions from Restricted Subsidiaries 66 SECTION 3.6. Limitation on Sales of Assets and Subsidiary Stock 69 SECTION 3.7. Limitation on Liens 72 SECTION 3.8. Limitation on Sale/Leaseback Transactions 72 SECTION 3.9. Limitation on Affiliate Transactions 73 SECTION 3.10. Limitation on Sale of Capital Stock of Restricted Subsidiaries 75 SECTION 3.11. Change of Control 75 SECTION 3.12. SEC Reports 77 SECTION 3.13. Future Subsidiary Guarantors 78 SECTION 3.14. Maintenance of Office or AgencyAgency 79 SECTION 3.15. 41 Section 5.10Corporate Existence 79 SECTION 3.16. Payment of Taxes and Other Claims 79 SECTION 3.17. Payments for Consent 80 SECTION 3.18. Compliance Certificate 80 SECTION 3.19. Further Instruments and Acts 80 SECTION 3.20. Limitation on Layered DebtLines of Business 80 SECTION 3.21. 41 Section 5.11Statement by Officers as to Default 80 SECTION 3.22. Limitation on DebtAdditional Interest Notice 80 ARTICLE IV SUCCESSOR COMPANY SECTION 4.1. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults Merger and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Consolidation 81
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. 1 2 Section 1.02. 1.02 Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 26 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. 2.01 Form and Dating. 19 26 Section 2.02. 2.02 Execution and Authentication. 21 27 Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 28 Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 29 Section 2.052.05 Holder Lists. Lists of Holders of Securities. 23 29 Section 2.06. 2.06 Transfer and Exchange. 23 29 Section 2.072.07 Replacement Notes. Replacement Securities42 Section 2.08 Outstanding Notes. 24 43 Section 2.082.09 Treasury Notes. Outstanding Securities43 Section 2.10 Temporary Notes. 24 43 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. 2.11 Cancellation. 25 44 Section 2.122.12 Defaulted Interest. Legend; Additional Transfer and Exchange Requirements. 26 44 Section 2.13. 2.13 CUSIP Numbers. 29 44 Section 2.14 FATCA. 44 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT Section 3.013.01 Notices to Trustee. 45 Section 3.02 Selection of Notes to Be Redeemed. 45 Section 3.03 Notice of Redemption. 45 Section 3.04 Effect of Notice of Redemption. 46 Section 3.05 Deposit of Redemption Price. 47 Section 3.06 Notes Redeemed in Part. 47 Section 3.07 Optional Redemption. 47 Section 3.08 Mandatory Redemption. 48 Section 3.09 Offer to Purchase by Application of Securities in Open MarketExcess Proceeds. 29 48 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other 4.03 Reports. 39 50 Section 5.034.04 Compliance Certificate. Compliance Certificates51 Section 4.05 Taxes. 40 52 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. 4.06 Stay, Extension and Usury Laws. 40 52 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default4.07 Restricted Payments. 52 Section 8.064.08 Investments. Reports by Trustee to Holders57 Section 4.09 Dividend and Other Payment Restrictions Affecting Subsidiaries. 52 57 Section 8.074.10 Incurrence of Indebtedness and Issuance of Preferred Stock. Compensation and Indemnity59 Section 4.11 Limitation on Asset Sales. 52 62 Section 8.084.12 [Reserved]. Replacement 63 Section 4.13 Transactions with Affiliates. 63 Section 4.14 Liens. 65 Section 4.15 Existence. 65 Section 4.16 Repurchase at the Option of TrusteeHolders upon a Change of Control Triggering Event. 53 65 Section 8.094.17 Limitations on Issuances of Guarantees of Indebtedness. Successor Trustee by Merger, Etc67 Section 4.18 Special Interest Notice. 54 68 Section 8.104.19 Termination of Covenants. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5468 ARTICLE 5
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. 1 Section 1.02. 1.02 Other Definitions. 18 27 Section 1.03. 1.03 Incorporation by Reference of Trust Indenture Act ProvisionsAct. 18 28 Section 1.04. 1.04 Rules of Construction. 19 28 ARTICLE 2 2. THE SECURITIES 19 NOTES 29 Section 2.01. 2.01 Form and Dating. 19 29 Section 2.02. 2.02 Execution and Authentication; Interest on Notes. 21 31 Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 33 Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 33 Section 2.052.05 Holder Lists. Lists of Holders of Securities. 23 33 Section 2.06. 2.06 Transfer and Exchange. 23 34 Section 2.072.07 Replacement Notes. Replacement Securities47 Section 2.08 Outstanding Notes. 24 47 Section 2.082.09 Treasury Notes. Outstanding Securities48 Section 2.10 Temporary Notes. 24 48 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. 2.11 Cancellation. 25 48 Section 2.122.12 Defaulted Interest. Legend; Additional Transfer and Exchange Requirements. 26 48 Section 2.13. 2.13 CUSIP Numbers. 29 49 ARTICLE 3 RXXXXXXXXX 00 3. REDEMPTION AND PREPAYMENT 49 Section 3.013.01 Notices to Trustee. Purchase 49 Section 3.02 Selection of Securities in Open MarketNotes to Be Redeemed or Purchased. 29 ARTICLE 4 CONVERSION 29 49 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. 3.03 Notice of AdjustmentRedemption. 38 50 Section 4.09. 3.04 Effect of Notice of Certain TransactionsRedemption. 38 51 Section 4.103.05 Deposit of Redemption or Purchase Price. [reserved]51 Section 3.06 Notes Redeemed or Purchased in Part. 38 51 Section 4.113.07 Optional Redemption. Withholding51 Section 3.08 Mandatory Redemption. 38 52 Section 4.123.09 Offer to Purchase by Application of Excess Proceeds. Trustee’s Disclaimer52 ARTICLE 4. 38 ARTICLE 5 COVENANTS 39 54 Section 5.01. 4.01 Payment of SecuritiesNotes. 39 54 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. 4.02 Maintenance of Corporate ExistenceOffice or Agency. 40 54 Section 5.064.03 Financial Statements. Rule 144A Information Requirement54 Section 4.04 Compliance Certificate. 40 55 Section 5.074.05 Taxes. 56 Section 4.06 Stay, Extension and Usury Laws. 40 56 Section 5.084.07 Restricted Payments. 56 Section 4.08 Dividend and Other Payment Restrictions Affecting Subsidiaries. 61 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock. 63 Section 4.10 Asset Sales. 68 Section 4.11 Transactions with Affiliates. 69 Section 4.12 Liens. 71 Section 4.13 Business Activities. 72 Section 4.14 Corporate Existence. 72 Section 4.15 Offer to Repurchase Upon Change of Control. 72 Section 4.16 Designation of Restricted and Unrestricted Subsidiaries. 74 Section 4.17 Payments for Consent. 74 Section 4.18 Additional InterestSubsidiary Guarantees. 41 74 ARTICLE 5. SUCCESSORS 75 Section 5.095.01 Merger, Consolidation, or Sale of Assets. Maintenance of Office or Agency. 41 75 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. 5.02 Successor Corporation Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5476
Appears in 1 contract
Samples: Indenture (Apparel Holding Corp.)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 4 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 5 Section 1.04. Rules of Construction. 19 Construction 6 ARTICLE 2 THE SECURITIES 19 6 Section 2.01. Form and Dating. 19 Dating 6 Section 2.02. Execution and Authentication. 21 Authentication 7 Section 2.03. Registrar, Paying Agent, Conversion Agent and Conversion Agent. 22 New York Presenting Agent 8 Section 2.04. Payment on Securities; Paying Agent to Hold Money in Trust. 22 In Trust 9 Section 2.05. Securityholder Lists of Holders of Securities. 23 10 Section 2.06. Transfer and Exchange. 23 Exchange 10 Section 2.07. Replacement Securities. 24 Securities 11 Section 2.08. Outstanding Securities. 24 Securities 11 Section 2.09. Treasury Securities. 25 Securities 12 Section 2.10. Temporary Securities. 25 Securities 12 Section 2.11. Cancellation. 25 Cancellation 12 Section 2.12. Legend; Defaulted Interest 13 Section 2.13. CUSIP Numbers 13 Section 2.14. Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 Requirements 13 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION 20 Section 3.01. Optional Redemption by the Company; Notice to Trustee 20 Section 3.02. Selection of Securities to be Redeemed 20 Section 3.03. Notice of Redemption 21 Section 3.04. Effect of Notice of Redemption 22 Section 3.05. Deposit of Redemption Price 22 Section 3.06. Securities Redeemed in Part 22 ARTICLE 4 REPURCHASES 23 Section 4.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 at Option of the Holder 23 Section 4.02. Conversion Procedure. 31 Repurchase upon Change of Control 27 Section 4.03. Fractional SharesNotice Upon Change of Control, etc. 32 27 Section 4.04. Taxes on Conversion. 32 Exercising Change of Control Repurchase Right 28 Section 4.05. Company to Provide Stock. 32 Certain Definitions 29 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 Compliance with Securities Laws 29 ARTICLE 5 COVENANTS 39 30 Section 5.01. Payment of Securities. 39 Securities 30 Section 5.02. SEC and Other Reports. 39 Commission Reports 30 Section 5.03. Compliance Certificates. 40 Certificate 30 Section 5.04. Corporate Existence 31 Section 5.05. Notice of Defaults 31 Section 5.06. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Acts 31 Section 5.07. Stay, Extension and Usury Laws. 40 Registration Rights 31 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 Amounts 31 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 SUCCESSORS 32 Section 6.01. When the Company May Consolidatemay merge, Etc., Only on Certain Termsetc. 42 Section 6.02. Successor Substituted. 43 32 ARTICLE 7 DEFAULT DEFAULTS AND REMEDIES 43 33 Section 7.01. Events of Default. 43 Default 33 Section 7.02. Acceleration. 45 Acceleration 35 Section 7.03. Other Remedies. 46 Remedies 35 Section 7.04. Waiver of Past Defaults and Events of Default. 46 35 Section 7.05. Control by Majority. 46 Majority 36 Section 7.06. Limitations Limitation on Suits. 47 Suits 36 Section 7.07. Rights of Holders to Receive receive Payment and to Convert. 47 36 Section 7.08. Collection Suit suit by Trustee. 47 Trustee 37 Section 7.09. Trustee May File may file Proofs of Claim. 48 Claim 37 Section 7.10. Priorities. 48 Priorities 37 Section 7.11. Undertaking for Costs. 48 Costs 38 ARTICLE 8 TRUSTEE 49 38 Section 8.01. Obligations Duties of Trustee. 49 ii Trustee 38 Section 8.02. Rights of Trustee. 50 Trustee 39 Section 8.03. Individual Rights of Trustee. 51 Trustee 40 Section 8.04. Trustee’s Disclaimer. 51 Disclaimer 40 Section 8.05. Notice of Default or Events of Default. 52 Defaults 40 Section 8.06. Reports by Trustee to Holders. 52 Holders 41 Section 8.07. Compensation and Indemnity. 52 Indemnity 41 Section 8.08. Replacement of Trustee. 53 Trustee 42 Section 8.09. Successor Trustee Trustee, Agents by Merger, Etcetc. 54 43 Section 8.10. Eligibility; Disqualification. 54 Disqualification 43 Section 8.11. Preferential Collection of Claims Against Company 43 ARTICLE 9 DISCHARGE OF INDENTURE 43 Section 9.01. Termination of Company’s Obligations 43 Section 9.02. 54Application of Trust Money 44 Section 9.03. Repayment to Company 44 Section 9.04. Indemnity for Government Obligations 45 Section 9.05. Reinstatement 45 ARTICLE 10 AMENDMENTS, SUPPLEMENTS AND WAIVERS 45
Appears in 1 contract
Samples: Sina Corp
Definitions and Incorporation by Reference. 1 Section 1.011.1. Definitions. Definitions 1 Section 1.021.2. Other DefinitionsDefinitions 24 Section 1.3. 18 Rules of Construction 25 Section 1.031.4. Inapplicability of the Trust Indenture Act Provisions26 Article II. 18 THE NOTES 26 Section 1.042.1. Rules of Construction. 19 ARTICLE 2 THE SECURITIES 19 Form, Dating and Terms 26 Section 2.01. Form and Dating. 19 Section 2.022.2. Execution and AuthenticationAuthentication 32 Section 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 33 Section 2.042.4. Paying Agent to Hold Money in TrustTrust 33 Section 2.5. 22 Holder Lists 34 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.6. Transfer and ExchangeExchange 34 Section 2.7. 23 Mutilated, Destroyed, Lost or Stolen Notes 38 Section 2.07. Replacement Securities. 24 Section 2.082.8. Outstanding SecuritiesNotes 39 Section 2.9. 24 Section 2.09. Treasury Securities. 25 Temporary Notes 39 Section 2.10. Temporary Securities. 25 Cancellation 40 Section 2.11. Cancellation. 25 Payment of Interest; Defaulted Interest 40 Section 2.12. Legend; Additional Transfer CUSIP and Exchange RequirementsISIN Numbers 41 Article III. 26 COVENANTS 41 Section 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.013.1. Payment of Securities. 39 Notes 41 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.053.2. Maintenance of Corporate Existence. 40 Office or Agency 42 Section 5.06. Rule 144A Information Requirement. 40 Section 5.073.3. Stay, Extension and Usury LawsLaws 42 Section 3.4. 40 Compliance Certificate 42 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.103.5. Limitation on Layered Debt. 41 Asset Dispositions 43 Section 5.113.6. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. Liens 45 Section 7.033.7. Other RemediesSubsidiaries 45 Section 3.8. 46 Limitation on Restricted Payments 45 Section 7.043.9. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations Limitation on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE PropCo 49 Section 8.013.10. Obligations Suspension of TrusteeCertain Covenants 49 Section 3.11. 49 ii Section 8.02. Rights Change of Trustee. Control Triggering Event 50 Section 8.033.12. Individual Rights of Trustee. Reports 51 Section 8.043.13. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. Limitation on Guarantor Indebtedness 52 Section 8.063.14. Reports Statement by Trustee Officers as to HoldersDefault 54 Section 3.15. 52 Section 8.07. Compensation Master Leases and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, EtcOther Leases. 54 Section 8.103.16. Eligibility; DisqualificationOperation and Maintenance of Properties 55 Section 3.17. 54 Compliance with Laws and Insurance Requirements 55 Section 8.113.18. Preferential Collection Casualty or Condemnation. 55 Section 3.19. Material Notices 56 Section 3.20. Title to the Designated Real Estate Assets 56 Section 3.21. Alterations 56 Article IV. CONSOLIDATION, MERGER OR SALE OF ASSETS 56 Section 4.1. Consolidation, Merger or Sale of Claims Against CompanyAssets 56 Section 4.2. 54Successor Corporation Substituted 58
Appears in 1 contract
Samples: Indenture (Nordstrom Inc)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 ARTICLE 2 THE SECURITIES 19 Section 2.01. Form and Dating. 19 Definitions 2 Section 2.02. Execution and Authentication. 21 Section 2.03. Registrar, Paying Agent and Conversion Agent. 22 Section 2.04. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. Other Definitions 23 Section 2.06. Transfer and Exchange. 23 Section 2.07. Replacement Securities. ARTICLE III THE NOTES 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase Form 24 Section 3.02. Issuance of Additional Notes 24 Section 3.03. Transfer of Transfer Restricted Securities in Open Market24 Section 3.04. 29 Restrictive Legends 26 ARTICLE 4 CONVERSION 29 IV REDEMPTION AND PREPAYMENT 27 Section 4.01. Conversion and Conversion Rate. 29 Optional Redemption 27 Section 4.02. Conversion Procedure. 31 Mandatory Redemption 28 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company Offer to Provide Stock. 32 Section 4.06. Adjustment Purchase by Application of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 Excess Proceeds 28 ARTICLE 5 V COVENANTS 39 30 Section 5.01. Payment of Securities. 39 Compliance Certificate 30 Section 5.02. SEC and Other Reports. 39 Restricted Payments 30 Section 5.03. Compliance Certificates. 40 Incurrence of Indebtedness and Issuance of Disqualified Equity 34 Section 5.04. Further Instruments Sale and Acts. 40 Lease-Back Transactions 36 Section 5.05. Maintenance of Corporate Existence. 40 Asset Sales 36 Section 5.06. Rule 144A Information Requirement. 40 Liens 38 Section 5.07. Stay, Extension Dividend and Usury Laws. 40 Other Payment Restrictions Affecting Subsidiaries 38 Section 5.08. Payment of Additional Interest. 41 Transactions with Affiliates 39 Section 5.09. Maintenance Offer to Repurchase Upon Change of Office or Agency. Control 41 Section 5.10. Limitation on Layered Debt. 41 Additional Subsidiary Guarantees 42 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES Designation of Restricted and Unrestricted Subsidiaries 43 Section 7.015.12. Events of Default. Business Activities 43 Section 7.025.13. AccelerationRestrictions on Nature of Indebtedness and Activities of PAA Finance 43 Section 5.14. 45 Payments for Consent 43 Section 7.035.15. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Covenant Termination 43
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Incorporation by Reference of Trust Indenture Act 10 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 Construction 10 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form Form, Dating and Dating. 19 Terms 10 Section 2.02. Execution and Authentication. 21 Authentication 15 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 15 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 16 Section 2.05. Noteholder Lists of Holders of Securities. 23 16 Section 2.06. Transfer and Exchange. 23 Exchange 17 Section 2.07. Replacement Securities. 24 Form of Certificate to Be Delivered in Connection with Transfers to Institutional Accredited Investors 19 Section 2.08. Outstanding Securities. 24 Form of Certificate to Be Delivered in Connection with Transfers Pursuant to Regulation S 19 Section 2.09. Treasury Securities. 25 Mutilated, Destroyed, Lost or Stolen Notes 19 Section 2.10. Temporary Securities. 25 Outstanding Notes 20 Section 2.11. Cancellation. 25 Temporary Notes 20 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Cancellation 20 Section 2.13. Payment of Interest; Defaulted Interest 21 Section 2.14. Computation of Interest 21 Section 2.15. CUSIP Numbers. 29 and ISIN Numbers 21 ARTICLE 3 RXXXXXXXXX 00 COVENANTS Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of SecuritiesNotes 22 Section 3.02. 39 Limitation and Restrictions on Activities of the Company 22 Section 5.023.03. SEC and Other ReportsLimitation on Liens 23 Section 3.04. 39 Limitation on Sale-Leaseback Transactions 23 Section 5.033.05. Compliance Certificates. 40 Exclusion from Limitations 23 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.093.06. Maintenance of Office or AgencyAgency 24 Section 3.07. 41 Corporate Existence 24 Section 5.103.08. Maintenance of Properties; Insurance 24 Section 3.09. Payment of Taxes and Other Claims 24 Section 3.10. Payments for Consent 24 Section 3.11. Compliance Certificate 25 Section 3.12. Further Instruments and Acts 25 Section 3.13. Statement by Officers as to Default 25 Section 3.14. Notice of Change in Bermuda Law, Debt Ratings 25 ARTICLE 4 SUCCESSOR GUARANTOR Section 4.01. Consolidation, Merger, Amalgamation and Sale of Assets by the Guarantor 26 Section 5.02. Applicability of Article 27 Section 5.03. Election to Redeem; Notice to Trustee 27 Section 5.04. Selection by Trustee of Notes to Be Redeemed 27 Section 5.05. Notice of Redemption 27 Section 5.06. Deposit of Redemption Price 28 Section 5.07. Notes Payable on Redemption Date 28 Section 5.08. Notes Redeemed in Part 28 ARTICLE 6 DEFAULTS AND REMEDIES Section 6.01. Events of Default 29 Section 6.02. Acceleration 30 Section 6.03. Other Remedies 30 Section 6.04. Waiver of Past Defaults 31 Section 6.05. Control by Majority 31 Section 6.06. Limitation on Layered Debt. 41 Suits 31 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.076.07. Rights of Holders to Receive Payment and to Convert. 47 31 Section 7.086.08. Collection Suit by Trustee. 47 Trustee 31 Section 7.096.09. Trustee May File Proofs of ClaimClaim 32 Section 6.10. 48 Priorities 32 Section 7.10. Priorities. 48 Section 7.116.11. Undertaking for CostsCosts 33 ARTICLE 7 TRUSTEE Section 7.01. 48 ARTICLE 8 TRUSTEE 49 Duties of Trustee 33 Section 8.01. Obligations of Trustee. 49 ii Section 8.027.02. Rights of Trustee. 50 Trustee 34 Section 8.037.03. Individual Rights of Trustee. 51 Trustee 35 Section 8.047.04. Trustee’s Disclaimer. 51 's Disclaimer 35 Section 8.057.05. Notice of Default or Events of DefaultDefaults 35 Section 7.06. 52 Section 8.06. Reports Report by Trustee to Holders. 52 Holders 35 Section 8.077.07. Compensation and Indemnity. 52 Indemnity 35 Section 8.087.08. Replacement of Trustee. 53 Trustee 36 Section 8.097.09. Successor Trustee by Merger, Etc. 54 Merger 37 Section 8.107.10. Eligibility; Disqualification. 54 Disqualification 37 Section 8.117.11. Preferential Collection of Claims Against Company. 54Company 37
Appears in 1 contract
Samples: Pooling Agreement (Bunge LTD)
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. 1 Section 1.02. 1.02 Other Definitions. 18 24 Section 1.03. 1.03 Incorporation by Reference of Trust Indenture Act ProvisionsAct. 18 25 Section 1.04. 1.04 Rules of Construction. 19 25 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. 2.01 Form and Dating. 19 26 Section 2.02. 2.02 Execution and Authentication. 21 27 Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 28 Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 28 Section 2.052.05 Holder Lists. Lists of Holders of Securities. 23 28 Section 2.06. 2.06 Transfer and Exchange. 23 28 Section 2.07. 2.07 Replacement Securities. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of AdjustmentNotes. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities2.08 Outstanding Notes. 39 Section 5.02. SEC and Other Reports2.09 Treasury Notes. 39 Section 5.032.10 Temporary Notes. Compliance Certificates39 Section 2.11 Cancellation. 39 Section 2.12 Defaulted Interest. 40 Section 5.042.13 [Reserved.] 40 Section 2.14 [Reserved.] 40 Section 2.15 CUSIP, ISIN or Other Similar Numbers. Further Instruments and Acts40 ARTICLE 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee. 40 Section 5.053.02 Selection of Notes to Be Redeemed or Purchased. 41 Section 3.03 Notice of Redemption. 41 Section 3.04 Effect of Notice of Redemption. 42 Section 3.05 Deposit of Redemption or Purchase Price. 42 Section 3.06 Notes Redeemed or Purchased in Part. 42 Section 3.07 Optional Redemption. 42 Section 3.08 Mandatory Redemption. 43 Section 3.09 Offer to Purchase by Application of Excess Proceeds. 43 Section 3.10 Special Redemption. 45 Section 3.11 Mandatory Exchange Redemption. 45 ARTICLE 4 COVENANTS Section 4.01 Payment of Notes. 46 Section 4.02 Maintenance of Corporate ExistenceOffice or Agency. 40 46 Section 5.064.03 Reports. Rule 144A Information Requirement47 Section 4.04 Compliance Certificate. 40 47 Section 5.074.05 Taxes. 48 Section 4.06 Stay, Extension and Usury Laws. 40 48 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim4.07 Restricted Payments. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation 4.09 Incurrence of Indebtedness and Indemnity. 52 Section 8.08. Replacement Issuance of TrusteePreferred Stock. 53 Section 8.094.10 Asset Sales. Successor Trustee by Merger, Etc57 Section 4.11 Transactions with Affiliates. 54 59 Section 8.104.12 Liens. Eligibility; Disqualification61 Section 4.13 Business Activities. 54 61 Section 8.114.14 Corporate Existence. Preferential Collection 62 Section 4.15 Offer to Repurchase Upon Change of Claims Against CompanyControl. 5462 Section 4.16 [Reserved] 63 Section 4.17 Additional Note Guarantees. 63 Section 4.18 Designation of Restricted and Unrestricted Subsidiaries. 64
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.011.1. Definitions. Definitions 1 Section 1.021.2. Other DefinitionsCross-References 2 Section 1.3. 18 Accounting and Financial Determinations; No Duplication 2 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.041.4. Rules of ConstructionConstruction 2 ARTICLE 2. 19 ARTICLE 2 THE SECURITIES 19 NOTES 3 Section 2.012.1. Form Designation and DatingTerms of Notes 3 Section 2.2. 19 Notes Issuable in Series 3 Section 2.022.3. Series Supplement for Each Series 6 Section 2.4. Execution and AuthenticationAuthentication 9 Section 2.5. 21 Form of Notes 10 Section 2.032.6. Registrar, Registrar and Paying Agent and Conversion Agent. 22 11 Section 2.042.7. Paying Agent to Hold Money in TrustTrust 11 Section 2.8. 22 Noteholder List 13 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.9. Transfer and ExchangeExchange 13 Section 2.10. 23 Certain Purchaser Representations and Certifications 16 Section 2.072.11. Note Legends 18 Section 2.12. Persons Deemed Owners 19 Section 2.13. Replacement SecuritiesNotes 20 Section 2.14. Treasury Notes 20 Section 2.15. Cancellation 21 Section 2.16. Principal and Interest 21 Section 2.17. Book-Entry Notes 22 Section 2.18. Notices to Clearing Agency 24 Section 2.19. Definitive Notes. 24 Section 2.082.20. Outstanding SecuritiesTax Treatment 26 ARTICLE 3. 24 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. SECURITY 26 Section 2.133.1. CUSIP NumbersGrant of Security Interest 26 Section 3.2. 29 ARTICLE 3 RXXXXXXXXX 00 Grant of Group Specific Security Interest 27 Page Section 3.013.3. Purchase Certain Rights and Obligations of Securities in Open MarketCPF Unaffected 30 Section 3.4. 29 ARTICLE 4 CONVERSION 29 Performance of Applicable Collateral Agreements 30 Section 4.013.5. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. Release of Collateral 31 Section 4.033.6. Fractional Shares. Opinions of Counsel 32 Section 4.043.7. Stamp, Other Similar Taxes on Conversionand Filing Fees 32 ARTICLE 4. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. REPORTS 33 Section 4.074.1. No AdjustmentReports and Instructions to Trustee 33 Section 4.2. 37 Reports to Noteholders 34 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.064.3. Rule 144A Information Requirement34 Section 4.4. Administrator 35 ARTICLE 5. ALLOCATION AND APPLICATION OF COLLECTIONS 35 Section 5.1. Collection Account and Group Collection Accounts 35 Section 5.2. Collections and Allocations 36 Section 5.3. Determination of Monthly Interest 38 Section 5.4. Determination of Monthly Principal 38 ARTICLE 6. DISTRIBUTIONS 38 Section 6.1. Distributions in General 38 ARTICLE 7. REPRESENTATIONS AND WARRANTIES 39 Section 7.1. Existence and Power 39 Section 7.2. Company and Governmental Authorization 40 Section 5.077.3. Stay, Extension and Usury Laws. No Consent 40 Section 5.087.4. Binding Effect 40 Section 7.5. Financial Information; Financial Condition 41 Section 7.6. Litigation 41 Section 7.7. No ERISA Plan 41 Section 7.8. Tax Filings and Expenses 41 Section 7.9. Disclosure 41 Section 7.10. Investment Company Act 42 ii Page Section 7.11. Regulations T, U and X 42 Section 7.12. Solvency 42 Section 7.13. Ownership of Membership Interests; Subsidiary 42 Section 7.14. Security Interests 43 Section 7.15. Applicable Related Documents 45 Section 7.16. Non-Existence of Other Agreements 45 Section 7.17. Compliance with Contractual Obligations and Laws 45 Section 7.18. Other Representations 45 Section 7.19. No General Solicitation or General Advertising 45 ARTICLE 8. COVENANTS 46 Section 8.1. Payment of Additional Interest. 41 Notes 46 Section 5.098.2. Maintenance of Office or AgencyAgency 46 Section 8.3. 41 Payment of Obligations 46 Section 5.108.4. Maintenance of Property 47 Section 8.5. Conduct of Business and Maintenance of Existence 47 Section 8.6. Compliance with Laws 47 Section 8.7. Inspection of Property, Books and Records 47 Section 8.8. Compliance with the Applicable Collateral Agreements 48 Section 8.9. Notice of Defaults 49 Section 8.10. Notice of Material Proceedings 49 Section 8.11. Further Requests 49 Section 8.12. Further Assurances 49 Section 8.13. Liens 51 Section 8.14. Other Indebtedness 51 Section 8.15. No ERISA Plan 51 Section 8.16. Mergers 51 Section 8.17. Sales of Assets 51 Section 8.18. Acquisition of Assets 52 Section 8.19. Dividends, Officers’ Compensation, etc. 52 Section 8.20. Legal Name; Location Under Section 9-301 52 iii Page Section 8.21. Organizational Documents 52 Section 8.22. Investments 52 Section 8.23. No Other Agreements 53 Section 8.24. Other Business 53 Section 8.25. Maintenance of Separate Existence 53 Section 8.26. Disposition of Applicable CPF Trucks 56 Section 8.27. Acquisition of Trucks by CPF 56 Section 8.28. Insurance 56 Section 8.29. Truck Registration 56 ARTICLE 9. AMORTIZATION EVENTS AND REMEDIES 56 Section 9.1. Amortization Events 56 Section 9.2. Rights of the Trustee upon Amortization Event or Certain Other Events of Default 58 Section 9.3. Other Remedies 61 Section 9.4. Waiver of Past Events 61 Section 9.5. Control by Requisite Group Investors 61 Section 9.6. Limitation on Layered DebtSuits 62 Section 9.7. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Unconditional Rights of Holders to Receive Payment and to Convert. 47 62 Section 7.089.8. Collection Suit by Trusteethe Trustee 62 Section 9.9. 47 Section 7.09. The Trustee May File Proofs of ClaimClaim 63 Section 9.10. 48 Priorities 63 Section 7.10. Priorities. 48 Section 7.119.11. Undertaking for CostsCosts 63 Section 9.12. 48 Rights and Remedies Cumulative 64 Section 9.13. Delay or Omission Not Waiver 64 Section 9.14. Reassignment of Surplus 64 ARTICLE 8 10. THE TRUSTEE 49 65 Section 8.0110.1. Obligations Duties of Trustee. 49 ii the Trustee 65 Section 8.0210.2. Rights of Trustee. 50 the Trustee 66 Section 8.0310.3. Individual Rights of Trustee. 51 the Trustee 67 Section 8.04. Trustee’s Disclaimer. 51 Section 8.0510.4. Notice of Default or Amortization Events of Default. 52 and Potential Amortization Events 67 Page Section 8.06. Reports by Trustee to Holders. 52 Section 8.0710.5. Compensation and Indemnity. 52 68 Section 8.0810.6. Replacement of Trustee. 53 the Trustee 68 Section 8.0910.7. Successor Trustee by Merger, Etcetc. 54 69 Section 8.1010.8. EligibilityEligibility Disqualification 69 Section 10.9. Appointment of Co-Trustee or Separate Trustee 70 Section 10.10. Representations and Warranties of Trustee 71 Section 10.11. CPF Indemnification of the Trustee 72 Section 10.12. Possession of Collateral and Group Specific Collateral 72 Section 10.13. Force Majeure 72 Section 10.14. Further Limitation of Liability 73 ARTICLE 11. DISCHARGE OF INDENTURE 73 Section 11.1. Termination of CPF’s Obligations 73 Section 11.2. Application of Trust Money 74 Section 11.3. Repayment to CPF 75 ARTICLE 12. AMENDMENTS 75 Section 12.1. Amendments 75 Section 12.2. Supplements 77 Section 12.3. Revocation and Effect of Consents 77 Section 12.4. Notation on or Exchange of Notes 77 Section 12.5. The Trustee to Sign Amendments, etc. 77 ARTICLE 13. MISCELLANEOUS 78 Section 13.1. Notices 78 Section 13.2. Communication by Noteholders With Other Noteholders 79 Section 13.3. Certificate as to Conditions Precedent 79 Section 13.4. Statements Required in Certificate 80 Section 13.5. Rules by the Trustee 80 Section 13.6. No Recourse Against Others 80 Section 13.7. Duplicate Originals 80 Section 13.8. Benefits of Indenture 80 Page Section 13.9. Payment on Business Day 81 Section 13.10. Governing Law 81 Section 13.11. No Adverse Interpretation of Other Agreements 81 Section 13.12. Successors 81 Section 13.13. Severability 81 Section 13.14. Counterpart Originals 82 Section 13.15. Table of Contents, Headings, etc. 82 Section 13.16. Termination; DisqualificationIndenture Collateral 82 Section 13.17. 54 No Bankruptcy Petition Against CPF 82 Section 8.1113.18. Preferential Collection No Recourse 83 Section 13.19. Waiver of Claims Against CompanyJury Trial 83 Section 13.20. 54Confidential Information 83 Annex 1 – Definitions List Exhibit A-1 – Form of Transfer Certificate (Regulation S) Exhibit A-2 – Form of Transfer Certificate (Rule 144A) AMENDED AND RESTATED BASE INDENTURE, dated as of March 9, 2010, between CENTRE POINT FUNDING, LLC (f/k/a Budget Truck Funding, LLC), a special purpose limited liability company established under the laws of Delaware, as issuer (“CPF”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (f/k/a The Bank of New York Trust Company N.A.), a national banking association organized under the laws of the United States, as trustee (in such capacity, the “Trustee”).
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 28 Section 1.03. Trust Indenture Act Provisions. 18 [Reserved] 29 Section 1.04. Rules of Construction. 19 Construction 29 ARTICLE 2 THE SECURITIES 19 NOTES 29 Section 2.01. Form and Dating. 19 Dating 29 Section 2.02. Execution and Authentication. 21 Authentication 30 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 30 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 31 Section 2.05. Noteholder Lists of Holders of Securities. 23 31 Section 2.06. Transfer and Exchange. 23 Exchange 31 Section 2.07. Replacement Securities. 24 Notes 31 Section 2.08. Outstanding Securities. 24 Notes 32 Section 2.09. Treasury Securities. 25 Temporary Notes 32 Section 2.10. Temporary Securities. 25 Cancellation 32 Section 2.11. Cancellation. 25 Defaulted Interest 32 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 33 Section 2.13. CUSIP NumbersComputation of Interest 33 Section 2.14. 29 Persons Deemed Owners 33 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT 33 Section 3.01. Notices to Trustee 33 Section 3.02. Selection of Notes to be Redeemed 33 Section 3.03. Notice of Redemption 34 Section 3.04. Effect of Notice of Redemption 35 Section 3.05. Deposit of Redemption Price 35 Section 3.06. Notes Redeemed in Part 36 Section 3.07. Optional Redemption 36 Section 3.08. Mandatory Redemption 37 Section 3.09. Offer to Purchase by Application of Securities in Open Market. 29 Excess Proceeds 37 ARTICLE 4 CONVERSION 29 COVENANTS 38 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 38 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 39 Section 4.03. Fractional Shares. 32 Reports 40 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 41 Section 4.05. Company to Provide Stock. 32 Taxes 42 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Laws 42 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered Debt. 41 Restricted Payments 42 Section 5.114.08. Limitation on DebtDividend and Other Payment Restrictions Affecting Subsidiaries 45 Section 4.09. 41 Limitation on Incurrence of Indebtedness and Issuance of Preferred Stock 47 Section 4.10. Limitation on Asset Sales 50 Section 4.11. Limitation on Transactions with Affiliates 52 Section 4.12. Limitation on Liens 53 Section 4.13. Additional Subsidiary Guarantees 53 Section 4.14. Corporate Existence 53 Section 4.15. Offer to Repurchase Upon Change of Control 54 Section 4.16. No Inducements 56 Section 4.17. Permitted Business Activities 56 Section 4.18. Sale and Leaseback Transactions 57 Section 4.19. [Reserved] 57 Section 4.20. Designation of Restricted and Unrestricted Subsidiaries 57 Section 4.21. [Reserved] 58 Section 4.22. Optional Repurchases of Existing 2021 Notes 58 Section 4.23. Participation in Industry Conferences or Conventions 58 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 5 SUCCESSORS 58 Section 6.015.01. Company May ConsolidateMerger, Etc.Consolidation, Only on Certain Terms. 42 or Sale of Assets 58 Section 6.025.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Substituted 60
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 30 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 30 Section 1.04. Rules of Construction. 19 Construction 31 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Dating 31 Section 2.02. Execution and Authentication. 21 Authentication 32 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 32 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 32 Section 2.05. Holder Lists of Holders of Securities. 23 33 Section 2.06. Transfer and Exchange. 23 Exchange 33 Section 2.07. Replacement Securities. 24 Notes 44 Section 2.08. Outstanding Securities. 24 Notes 44 Section 2.09. Treasury Securities. 25 Notes 44 Section 2.10. Temporary Securities. 25 Notes 45 Section 2.11. Cancellation. 25 Cancellation 45 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 Defaulted Interest 45 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT Section 3.01. Notices to Trustee 45 Section 3.02. Selection of Notes to Be Redeemed or Purchased 46 Section 3.03. Notice of Redemption 46 Section 3.04. Effect of Notice of Redemption 47 Section 3.05. Deposit of Redemption or Purchase Price 47 Section 3.06. Notes Redeemed or Purchased in Part 47 Section 3.07. Optional Redemption 47 Section 3.08. Mandatory Redemption 48 Section 3.09. Offer to Purchase by Application of Securities in Open Market. 29 Excess Proceeds 48 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 50 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 50 Section 4.03. Fractional Shares. 32 Reports 51 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 52 Section 4.05. Company to Provide Stock. 32 Taxes 52 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. Laws 52 Section 8.064.07. Reports by Trustee to Holders. Restricted Payments 52 Section 8.074.08. Compensation Dividend and IndemnityOther Payment Restrictions Affecting Subsidiaries 56 Section 4.09. 52 Incurrence of Indebtedness and Issuance of Preferred Stock 58 Section 8.084.10. Replacement Asset Sales 62 Section 4.11. Transactions with Affiliates 63 Section 4.12. Liens 65 Section 4.13. Business Activities 65 Section 4.14. Corporate Existence 65 Section 4.15. Offer to Repurchase Upon Change of TrusteeControl Triggering Event 65 Section 4.16. 53 Additional Note Guarantees 67 Section 8.094.17. Successor Trustee by Merger, EtcDesignation of Restricted and Unrestricted Subsidiaries 67 Section 4.18. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection Termination of Claims Against Company. 54Certain Covenants When Notes Rated Investment Grade 68
Appears in 1 contract
Samples: Indenture (Axiall Corp/De/)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 25 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 25 Section 1.04. Rules of Construction. 19 Construction 26 ARTICLE 2 THE SECURITIES 19 NOTES 26 Section 2.01. Form and Dating. 19 Dating 26 Section 2.02. Execution and Authentication. 21 Authentication 26 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 27 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 27 Section 2.05. Noteholder Lists of Holders of Securities. 23 28 Section 2.06. Transfer and Exchange. 23 Exchange 28 Section 2.07. Replacement Securities. 24 Notes 29 Section 2.08. Outstanding Securities. 24 Notes 29 Section 2.09. Treasury Securities. 25 Temporary Notes 29 Section 2.10. Temporary Securities. 25 Cancellation 30 Section 2.11. Cancellation. 25 Defaulted Interest 30 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 30 Section 2.13. CUSIP NumbersIssuance of Additional Notes 30 Section 2.14. 29 Calculation of Principal Amount of Securities 31 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT 31 Section 3.01. Notices to Trustee 31 Section 3.02. Selection of Notes to be Redeemed 31 Section 3.03. Notice of Redemption 32 Section 3.04. Effect of Notice of Redemption 33 Section 3.05. Deposit of Redemption Price 33 Section 3.06. Notes Redeemed in Part 34 Section 3.07. Optional Redemption 34 Section 3.08. No Mandatory Sinking Fund 35 Section 3.09. Offer to Purchase by Application of Securities in Open Market. 29 Excess Proceeds 35 ARTICLE 4 CONVERSION 29 COVENANTS 37 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 37 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 37 Section 4.03. Fractional Shares. 32 Reports 38 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 38 Section 4.05. Company to Provide Stock. 32 Taxes 39 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Laws 39 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered Debt. 41 Restricted Payments 40 Section 5.114.08. Limitation on DebtDividend and Other Payment Restrictions Affecting Subsidiaries 43 Section 4.09. 41 Limitation on Incurrence of Indebtedness and Issuance of Preferred Stock 45 Section 4.10. Limitation on Asset Sales 48 Section 4.11. Limitation on Transactions with Affiliates 49 Section 4.12. Limitation on Liens 51 Section 4.13. Additional Subsidiary Guarantees 51 Section 4.14. Corporate Existence 51 Section 4.15. Offer to Repurchase Upon Change of Control 51 Section 4.16. Permitted Business Activities 54 Section 4.17. Sale and Leaseback Transactions 54 Section 4.18. Covenant Suspension 55 Section 4.19. Designation of Restricted and Unrestricted Subsidiaries 55 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 5 SUCCESSORS 55 Section 6.015.01. Company May ConsolidateMerger, Etc.Consolidation, Only on Certain Terms. 42 or Sale of Assets 55 Section 6.025.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Substituted 58
Appears in 1 contract
Samples: Supplemental Indenture (Calumet Specialty Products Partners, L.P.)
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. - 1 - Section 1.02. 1.02 Other Definitions. 18 - 3 - Section 1.03. 1.03 Incorporation by Reference of Trust Indenture Act ProvisionsAct. 18 - 3 - Section 1.04. 1.04 Rules of Construction. 19 - 4 - ARTICLE 2 TWO THE SECURITIES 19 Section 2.01. 2.01 Form and Dating. 19 - 4 - Section 2.02. 2.02 Execution and Authentication. 21 - 6 - Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 - 7 - Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 - 7 - Section 2.052.05 Securityholder Lists. Lists of Holders of Securities. 23 - 7 - Section 2.06. 2.06 Transfer and Exchange. 23 - 7 - Section 2.07. 2.07 Replacement Securities. 24 - 8 - Section 2.08. 2.08 Outstanding Securities. 24 - 8 - Section 2.092.09 Temporary Securities. - 8 - Section 2.10 Cancellation. - 8 - Section 2.11 Defaulted Interest. - 9 - Section 2.12 Treasury Securities. 25 - 9 - Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP 2.13 CUSIP/ISIN Numbers. 29 - 9 - Section 2.14 Deposit of Moneys. - 9 - Section 2.16 No Duty to Monitor. - 11 - ARTICLE 3 RXXXXXXXXX 00 THREE REDEMPTION; REPURCHASE Section 3.013.01 Notices to Trustee. Purchase - 11 - Section 3.02 Selection of Securities to be Redeemed. - 11 - Section 3.03 Notice of Redemption. - 12 - Section 3.04 Effect of Notice of Redemption. - 12 - Section 3.05 Deposit of Redemption Price. - 13 - Section 3.06 Securities Redeemed in Part. - 13 - Section 3.07 Repurchases in the Open Market. 29 - 13 - ARTICLE 4 CONVERSION 29 FOUR COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. 4.01 Payment of Securities. 39 - 13 - Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. 4.02 Maintenance of Office or Agency. 41 - 13 - Section 5.104.03 Compliance Certificate. Limitation on Layered Debt- 13 - Section 4.05 SEC Reports. 41 - 14 - ARTICLE FIVE SUCCESSOR CORPORATION Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. 5.01 When Company May ConsolidateMerge, Etc., Only on Certain Termsetc. 42 Section 6.02. Successor Substituted. 43 - 14 - ARTICLE 7 DEFAULT SIX DEFAULTS AND REMEDIES 43 Section 7.01. 6.01 Events of Default. 43 - 14 - Section 7.02. 6.02 Acceleration. 45 - 15 - Section 7.03. 6.03 Other Remedies. 46 - 16 - Section 7.04. 6.04 Waiver of Defaults and Events of DefaultExisting Defaults. 46 - 16 - Section 7.05. 6.05 Control by Majority. 46 - 16 - Section 7.06. Limitations 6.06 Limitation on Suits. 47 - 17 - Section 7.07. 6.07 Rights of Holders to Receive Payment and to ConvertPayment. 47 - 17 - Section 7.08. 6.08 Collection Suit by Trustee. 47 - 17 - Section 7.09. 6.09 Trustee May File Proofs of Claim. 48 - 17 - Section 7.10. 6.10 Priorities. 48 - 18 - Section 7.11. 6.11 Undertaking for Costs. 48 - 18 - ARTICLE 8 SEVEN TRUSTEE 49 Section 8.01. Obligations 7.01 Duties of Trustee. 49 ii - 18 - Section 8.02. 7.02 Rights of Trustee. 50 - 19 - Section 8.03. 7.03 Individual Rights of Trustee. 51 - 20 - Section 8.04. 7.04 Trustee’s Disclaimer. 51 - 20 - Section 8.05. 7.05 Notice of Default or Events of DefaultDefaults. 52 - 21 - Section 8.06. 7.06 Reports by Trustee to Holders. 52 - 21 - Section 8.07. 7.07 Compensation and Indemnity. 52 - 21 - Section 8.08. 7.08 Replacement of Trustee. 53 - 21 - Section 8.09. 7.09 Successor Trustee by Merger, Etcetc. 54 - 22 - Section 8.10. 7.10 Eligibility; Disqualification. 54 - 22 - Section 8.11. 7.11 Preferential Collection of Claims Against Company. 54- 22 -
Appears in 1 contract
Samples: Affirm Holdings, Inc.
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 32 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 34 Section 1.04. Rules of Construction. 19 Construction 34 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Amount of Notes 35 Section 2.02. Execution Form and Authentication. 21 Dating 36 Section 2.03. Registrar, Execution and Authentication 36 Section 2.04. Registrar and Paying Agent and Conversion Agent. 22 37 Section 2.042.05. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. 23 Trust 37 Section 2.06. Transfer and Exchange. 23 Holder Lists 38 Section 2.07. Replacement Securities. 24 Transfer and Exchange 38 Section 2.08. Outstanding Securities. 24 Replacement Notes 38 Section 2.09. Treasury Securities. 25 Outstanding Notes 39 Section 2.10. Temporary Securities. 25 Notes 39 Section 2.11. Cancellation. 25 Cancellation 40 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 40 Section 2.13. CUSIP Numbers. 29 , ISINs, etc 40 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Optional Redemption 40 Section 3.02. Redemption with Proceeds of Securities in Open MarketEquity Offerings 41 Section 3.03. 29 Method and Effect of Redemption 41 Section 3.04. Deposit of Redemption Price 43 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 43 Section 4.02. Conversion Procedure. 31 Reports and Other Information 43 Section 4.03. Fractional Shares. 32 Limitation on Incurrence of Indebtedness and Issuance of Preferred Stock 44 Section 4.04. Taxes Limitation on Conversion. 32 Restricted Payments 48 Section 4.05. Company to Provide Stock. 32 Dividend and Other Payment Restrictions Affecting Subsidiaries 55 Section 4.06. Adjustment of Conversion Rate. 33 Asset Sales 57 Section 4.07. No Adjustment. 37 Transactions with Affiliates 60 Page Section 4.08. Notice Change of Adjustment. 38 Control 62 Section 4.09. Notice of Certain Transactions. 38 Compliance Certificate 64 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and ActsActs 64 Section 4.11. 40 Liens 64 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.094.12. Maintenance of Office or AgencyAgency 64 Section 4.13. 41 Suspension of Covenants 65 Section 5.104.14. Payment for Consent 66 ARTICLE 5 MERGER, CONSOLIDATION OR SALE OF ASSETS Section 5.01. Consolidation, Merger or Sale of Assets of the Company 66 Section 5.02. Consolidation, Merger or Sale of Assets by a Subsidiary Guarantor 67 ARTICLE 6 DEFAULTS AND REMEDIES Section 6.01. Events of Default 68 Section 6.02. Acceleration 70 Section 6.03. Other Remedies 71 Section 6.04. Waiver of Past Defaults 71 Section 6.05. Control by Majority 71 Section 6.06. Limitation on Layered Debt. 41 Suits 71 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.076.07. Rights of the Holders to Receive Payment and to Convert. 47 72 Section 7.086.08. Collection Suit by Trustee. 47 Trustee 72 Section 7.096.09. Trustee May File Proofs of ClaimClaim 72 Section 6.10. 48 Priorities 72 Section 7.10. Priorities. 48 Section 7.116.11. Undertaking for CostsCosts 73 Section 6.12. 48 Waiver of Stay or Extension Laws 73 ARTICLE 8 7 TRUSTEE 49 Section 8.017.01. Obligations Duties of Trustee. 49 ii Trustee 73 Section 8.027.02. Rights of Trustee. 50 Trustee 74 Section 8.037.03. Individual Rights of Trustee. 51 Trustee 76 Section 8.047.04. Trustee’s Disclaimer. 51 Disclaimer 76 Section 8.057.05. Notice of Default or Events of Default. 52 Defaults 76 Section 8.067.06. Reports by Trustee to Holders. 52 the Holders 76 Section 8.077.07. Compensation and Indemnity. 52 Indemnity 76 Section 8.087.08. Replacement of Trustee. 53 Trustee 77 Section 8.097.09. Successor Trustee by Merger, Etc. 54 Merger 78 Section 8.107.10. Eligibility; Disqualification. 54 Disqualification 78 Section 8.117.11. Preferential Collection of Claims Against CompanyIssuer 79 Page ARTICLE 8 DISCHARGE OF INDENTURE; DEFEASANCE Section 8.01. 54Discharge of Liability on Notes 79 Section 8.02. Defeasance 80 Section 8.03. Conditions to Defeasance 81 Section 8.04. Application of Trust Money 82 Section 8.05. Repayment to Issuers 82 Section 8.06. Indemnity for Government Obligations 82 Section 8.07. Reinstatement 82
Appears in 1 contract
Definitions and Incorporation by Reference. Section 1.1. Definitions 1 Section 1.011.2. Definitions. 1 Section 1.02. Other Definitions. 18 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 35 Section 1.041.3. Rules of Construction. 19 Construction 35 ARTICLE 2 II THE SECURITIES 19 NOTES Section 2.012.1. Form and Dating. 19 Dating 36 Section 2.022.2. Execution and AuthenticationAuthentication 36 Section 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 37 Section 2.042.4. Paying Agent to Hold Money in TrustTrust 38 Section 2.5. 22 Holder Lists 38 Section 2.052.6. Lists of Holders of SecuritiesGlobal Note Provisions 38 Section 2.7. 23 Legends 39 Section 2.062.8. Transfer and ExchangeExchange 39 Section 2.9. 23 Section 2.07. Replacement Securities. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 No Obligation of the Trustee 43 Section 2.10. Temporary Securities. 25 Mutilated, Destroyed, Lost or Stolen Notes 43 Section 2.11. Cancellation. 25 Temporary Notes 44 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Cancellation 44 Section 2.13. CUSIP NumbersDefaulted Interest 44 Section 2.14. 29 ARTICLE 3 RXXXXXXXXX 00 Additional Notes 45 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.102.15. [reserved]intentionally omitted.] 46 Section 2.16. 38 CUSIP/ISIN Numbers 46 ARTICLE III COVENANTS Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.013.1. Payment of Securities. 39 Notes 46 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.093.2. Maintenance of Office or AgencyAgency 46 Section 3.3. 41 Corporate Existence 47 Section 5.103.4. Payment of Taxes and Other Claims 47 Section 3.5. Compliance Certificate 47 Section 3.6. Further Instruments and Acts 48 Section 3.7. Waiver of Stay, Extension or Usury Laws 48 Section 3.8. Limitation on Layered Debt. 41 Incurrence of Additional Indebtedness 48 Section 5.113.9. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. Restricted Payments 52 Section 8.063.10. Limitation on Asset Sales 56 Section 3.11. Limitation on Designation of Unrestricted Subsidiaries 59 Section 3.12. Limitation on Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 60 Section 3.13. Limitation on Liens 61 Section 3.14. Limitation on Transactions with Affiliates 62 i TABLE OF CONTENTS (continued) Page Section 3.15. Reports by Trustee to HoldersHolders 63 Section 3.16. 52 Change of Control 64 Section 8.073.17. Compensation and IndemnityPayment of Additional Amounts 65 Section 3.18. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Covenant Suspension 67 ARTICLE IV SURVIVING ENTITY
Appears in 1 contract
Samples: Elan Corp PLC
Definitions and Incorporation by Reference. 1 Section 1.011.1. Definitions. Definitions 1 Section 1.021.2. Other DefinitionsDefinitions 35 Section 1.3. 18 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 35 Section 1.041.4. Rules of Construction. 19 Construction 35 ARTICLE 2 II THE SECURITIES 19 36 Section 2.012.1. Form Form, Dating and Dating. 19 Terms 36 Section 2.022.2. Execution and AuthenticationAuthentication 37 Section 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 38 Section 2.042.4. Paying Agent to To Hold Money in TrustTrust 38 Section 2.5. 22 Securityholder Lists 39 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.6. Transfer and ExchangeExchange 39 Section 2.7. 23 [Reserved] 41 Section 2.072.8. Replacement Securities[Reserved] 41 Section 2.9. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Mutilated, Destroyed, Lost or Stolen Securities 41 Section 2.10. Temporary Securities. 25 Securities 42 Section 2.11. Cancellation. 25 Cancellation 42 Section 2.12. LegendPayment of Interest; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 42 Section 2.13. Computation of Interest 44 Section 2.14. CUSIP NumbersNumbers 44 ARTICLE III COVENANTS 44 Section 3.1. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice Application of Certain Transactions. 38 Covenants 44 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.013.2. Payment of Securities. 39 Section 5.02. SEC Principal, Premium, if any, Interest, if any and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 , if any 45 Section 5.093.3. Maintenance of Office or AgencyAgency 45 Section 3.4. 41 Money for Securities Payments to be Held in Trust; Unclaimed Money 46 Section 5.103.5. Corporate Existence 47 Section 3.6. Reports by the Company 47 Section 3.7. Annual Review Certificate; Notice of Defaults or Events of Default 48 Section 3.8. Books of Record and Account 48 Section 3.9. Limitation on Layered Debt. 41 Liens 48 Section 5.113.10. Limitation on DebtIncurrence of Indebtedness 49 Section 3.11. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 [Reserved] 53 Section 6.013.12. Company May Consolidate, Etc., Only Limitation on Restricted Payments 53 Section 3.13. Limitation on Certain TermsAsset Dispositions 57 Section 3.14. 42 Limitation on Sale/Leaseback Transactions 59 Section 6.023.15. Successor SubstitutedLimitation on Payment Restrictions Affecting Restricted Subsidiaries 60 Section 3.16. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Limitation on Transactions with Affiliates 61 Section 7.013.17. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control Limitation on Guarantees by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Restricted Subsidiaries 63
Appears in 1 contract
Samples: Indenture (Navistar, Inc.)
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. 1 Section 1.02. 1.02 Other Definitions. 18 21 Section 1.03. 1.03 Incorporation by Reference of Trust Indenture Act ProvisionsAct. 18 21 Section 1.04. 1.04 Rules of Construction. 19 21 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. 2.01 Form and Dating. 19 22 Section 2.02. 2.02 Execution and Authentication. 21 23 Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 24 Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 24 Section 2.052.05 Holder Lists. Lists of Holders of Securities. 23 25 Section 2.06. 2.06 Transfer and Exchange. 23 Section 2.07. Replacement Securities. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment2.07 Replacement Notes. 37 Section 4.082.08 Outstanding Notes. Notice of Adjustment37 Section 2.09 Treasury Notes. 37 Section 2.10 Temporary Notes. 37 Section 2.11 Cancellation. 38 Section 4.092.12 Defaulted Interest. Notice of Certain Transactions38 ARTICLE 3 REDEMPTION AND PREPAYMENT Section 3.01 Notices to Trustee. 38 Section 4.10. [reserved]3.02 Selection of Notes to Be Redeemed or Purchased. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment 3.03 Notice of SecuritiesRedemption. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates3.04 Effect of Notice of Redemption. 40 Section 5.04. Further Instruments and Acts3.05 Deposit of Redemption or Purchase Price. 40 Section 5.05. Maintenance of Corporate Existence3.06 Notes Redeemed or Purchased in Part. 40 Section 5.06. Rule 144A Information Requirement3.07 Optional Redemption. 40 Section 5.073.08 Mandatory Redemption. Stay, Extension and Usury Laws. 40 41 ARTICLE 4 COVENANTS Section 5.08. 4.01 Payment of Additional InterestNotes. 41 Section 5.09. 4.02 Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms4.03 Reports. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default4.04 Compliance Certificate. 43 Section 7.024.05 Taxes. Acceleration43 Section 4.06 Stay, Extension and Usury Laws. 45 44 Section 7.034.07 Restricted Payments. 44 Section 4.08 Dividend and Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on SuitsPayment Restrictions Affecting Subsidiaries. 47 Section 7.07. Rights 4.09 Incurrence of Holders to Receive Payment Indebtedness and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs Issuance of ClaimPreferred Stock. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee4.10 Asset Sales. 51 Section 8.044.11 Transactions with Affiliates. Trustee’s Disclaimer55 Section 4.12 Liens. 51 56 Section 8.054.13 Business Activities. Notice 56 Section 4.14 Corporate Existence. 56 Section 4.15 Offer to Repurchase Upon Change of Default or Events Control. 57 Section 4.16 Payments for Consent. 58 Section 4.17 Additional Subsidiary Guarantees. 58 Section 4.18 Designation of DefaultRestricted and Unrestricted Subsidiaries. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5458
Appears in 1 contract
Samples: Supplemental Indenture (Metropcs California/Florida Inc)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 39 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 40 Section 1.04. Rules of Construction. 19 Construction 41 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Amount of Notes 41 Section 2.02. Execution Form and Authentication. 21 Dating 41 Section 2.03. Registrar, Execution and Authentication 42 Section 2.04. Registrar and Paying Agent and Conversion Agent. 22 43 Section 2.042.05. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. 23 Trust 44 Section 2.06. Transfer and Exchange. 23 Noteholder Lists 44 Section 2.07. Replacement Securities. 24 Notes 44 Section 2.08. Outstanding Securities. 24 Notes 45 Section 2.09. Treasury Securities. 25 Temporary Notes 45 Section 2.10. Temporary Securities. 25 Cancellation 45 Section 2.11. Cancellation. 25 Defaulted Interest 45 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 CUSIP, ISIN or Common Code Numbers 45 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Notices to Trustee 46 Section 3.02. Selection of Securities Notes to be Redeemed 46 Section 3.03. Notice of Redemption 46 Section 3.04. Effect of Notice of Redemption 47 Section 3.05. Deposit of Redemption Price 48 Section 3.06. Notes Redeemed in Open MarketPart 48 Section 3.07. 29 Optional Redemption 48 Section 3.08. Special Redemption 48 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Covenant Suspension 49 Section 4.02. Conversion Procedure. 31 Payment of Notes 50 Section 4.03. Fractional Shares. 32 Reports 50 Section 4.04. Taxes Limitation on Conversion. 32 Debt 52 Section 4.05. Company to Provide Stock. 32 Limitation on Restricted Payments 55 Section 4.06. Adjustment of Conversion Rate. 33 Limitation on Liens 59 Section 4.07. No Adjustment. 37 Limitation on Asset Sales 60 Section 4.08. Notice of Adjustment. 38 Limitation on Restrictions on Distributions from Restricted Subsidiaries 64 Section 4.09. Notice of Certain Transactions. 38 Limitation on Transactions with Affiliates 66 Section 4.10. [reserved]. 38 Designation of Restricted and Unrestricted Subsidiaries 68 Section 4.11. Withholding. 38 Limitation on Sale and Leaseback Transactions 69 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Change of Control 69 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.044.13. Further Instruments and ActsActs 71 Section 4.14. 40 Additional Note Guarantees 71 Section 5.054.15. Existence 71 Section 4.16. Payment of Taxes and other Claims 72 Section 4.17. Maintenance of Corporate ExistenceProperties and Insurance 72 Section 4.18. 40 Annual Officer’s Certificate as to Compliance 72 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.19. Limitation on Layered DebtAccounts Receivables Facilities 72 Section 4.20. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders Activities Prior to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54the Escrow Release Date 72
Appears in 1 contract
Samples: Indenture (Energizer Holdings, Inc.)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 28 Section 1.03. Trust Indenture Act Provisions. 18 [Reserved] 29 Section 1.04. Rules of Construction. 19 Construction 29 ARTICLE 2 THE SECURITIES 19 NOTES 30 Section 2.01. Form and Dating. 19 Dating 30 Section 2.02. Execution and Authentication. 21 Authentication 30 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 30 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 31 Section 2.05. Noteholder Lists of Holders of Securities. 23 31 Section 2.06. Transfer and Exchange. 23 Exchange 31 Section 2.07. Replacement Securities. 24 Notes 32 Section 2.08. Outstanding Securities. 24 Notes 32 Section 2.09. Treasury Securities. 25 Temporary Notes 32 Section 2.10. Temporary Securities. 25 Cancellation 33 Section 2.11. Cancellation. 25 Defaulted Interest 33 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 33 Section 2.13. CUSIP NumbersComputation of Interest 33 Section 2.14. 29 Persons Deemed Owners 33 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT 34 Section 3.01. Notices to Trustee 34 Section 3.02. Selection of Notes to be Redeemed 34 Section 3.03. Notice of Redemption 34 Section 3.04. Effect of Notice of Redemption 35 Section 3.05. Deposit of Redemption Price 36 Section 3.06. Notes Redeemed in Part 36 Section 3.07. Optional Redemption 36 Section 3.08. Mandatory Redemption 37 Section 3.09. Offer to Purchase by Application of Securities in Open Market. 29 Excess Proceeds 37 ARTICLE 4 CONVERSION 29 COVENANTS 39 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 39 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 40 Section 4.03. Fractional Shares. 32 Reports 40 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 41 Section 4.05. Company to Provide Stock. 32 Taxes 42 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Laws 42 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered Debt. 41 Restricted Payments 42 Section 5.114.08. Limitation on DebtDividend and Other Payment Restrictions Affecting Subsidiaries 46 Section 4.09. 41 Limitation on Incurrence of Indebtedness and Issuance of Preferred Stock 48 Section 4.10. Limitation on Asset Sales 51 Section 4.11. Limitation on Transactions with Affiliates 53 Section 4.12. Limitation on Liens 54 Section 4.13. Additional Subsidiary Guarantees 54 Section 4.14. Corporate Existence 54 Section 4.15. Offer to Repurchase Upon Change of Control 55 Section 4.16. No Inducements 57 Section 4.17. Permitted Business Activities 57 Section 4.18. Sale and Leaseback Transactions 58 Section 4.19. [Reserved] 58 Section 4.20. Designation of Restricted and Unrestricted Subsidiaries 58 Section 4.21. Offer to Repurchase Upon Excess Cash Flow 59 Section 4.22. Optional Repurchases of Existing 2021 Notes 62 Section 4.23. Participation in Industry Conferences or Conventions 62 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 5 SUCCESSORS 62 Section 6.015.01. Company May ConsolidateMerger, Etc.Consolidation, Only on Certain Terms. 42 or Sale of Assets 62 Section 6.025.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Substituted 64
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 40 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 41 Section 1.04. Rules of ConstructionConstruction 41 Section 1.05. 19 Acts of Holders 42 Section 1.06. Timing of Payment 43 Section 1.07. Co-Issuers 43 Section 1.08. Financial Calculations for Limited Condition Acquisitions 43 ARTICLE 2 THE SECURITIES 19 NOTES 44 Section 2.01. Form and Dating. 19 ; Terms 44 Section 2.02. Execution and Authentication. 21 Authentication 45 Section 2.03. Registrar, Transfer Agent and Paying Agent and Conversion Agent. 22 45 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 46 Section 2.05. Holder Lists of Holders of Securities. 23 46 Section 2.06. Transfer and Exchange. 23 Exchange 46 Section 2.07. Replacement Securities. 24 Notes 57 Section 2.08. Outstanding Securities. 24 Notes 57 Section 2.09. Treasury Securities. 25 Notes 57 Section 2.10. Temporary Securities. 25 Notes 57 Section 2.11. Cancellation. 25 Cancellation 58 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 58 Section 2.13. CUSIP Numbers. 29 ; ISINs 58 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION 59 Section 3.01. Purchase Notices to Trustee 59 Section 3.02. Selection of Securities Notes to Be Redeemed 59 Section 3.03. Notice of Redemption 59 Section 3.04. Effect of Notice of Redemption 60 Section 3.05. Deposit of Redemption Price 60 Section 3.06. Notes Redeemed in Open MarketPart 60 Section 3.07. 29 Optional Redemption 61 Section 3.08. Special Mandatory Redemption. 62 Section 3.09. Offers to Repurchase by Application of Excess Proceeds 62 ARTICLE 4 CONVERSION 29 COVENANTS 64 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 64 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 64 Section 4.03. Fractional Shares. 32 Reports and Other Information 65 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 66 Section 4.05. Company to Provide Stock. 32 Taxes 66 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Laws 66 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered DebtRestricted Payments 66 Section 4.08. 41 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 74 Section 5.114.09. Limitation on DebtIncurrence of Indebtedness and Issuance of Disqualified Stock and Preferred Stock 76 Section 4.10. 41 Asset Sales 82 Section 4.11. Transactions with Affiliates 84 Section 4.12. Liens 87 Section 4.13. Company Existence 87 Section 4.14. Offer to Repurchase Upon Change of Control Triggering Event 87 Section 4.15. Limitation on Guarantees of Indebtedness by Restricted Subsidiaries 89 Section 4.16. Limitation on Business Activities of the Escrow Issuers 90 Section 4.17. Termination of Covenants 90 ARTICLE 5 SUCCESSORS 90 Section 5.01. Merger, Consolidation or Sale of All or Substantially All Assets 90 Section 5.02. Successor Person Substituted 92 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 DEFAULTS AND REMEDIES 92 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Events of Default 92 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Acceleration 94 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.036.03. Other Remedies. 46 Remedies 95 Section 7.046.04. Waiver of Past Defaults and Events of Default. 46 95 Section 7.056.05. Control by MajorityMajority 95 Section 6.06. 46 Limitation on Suits 95 Section 7.06. Limitations on Suits. 47 Section 7.076.07. Rights of Holders to Receive Payment and to Convert. 47 96 Section 7.086.08. Collection Suit by TrusteeTrustee 96 Section 6.09. 47 Restoration of Rights and Remedies 96 Section 7.096.10. Rights and Remedies Cumulative 96 Section 6.11. Delay or Omission Not Waiver 96 Section 6.12. Trustee May File Proofs of ClaimClaim 96 Section 6.13. 48 Priorities 97 Section 7.10. Priorities. 48 Section 7.116.14. Undertaking for CostsCosts 97 ARTICLE 7 TRUSTEE 97 Section 7.01. 48 ARTICLE 8 TRUSTEE 49 Duties of Trustee 97 Section 8.01. Obligations of Trustee. 49 ii Section 8.027.02. Rights of Trustee. 50 Trustee 98 Section 8.037.03. Individual Rights of Trustee. 51 Trustee 99 Section 8.047.04. Trustee’s Disclaimer. 51 Disclaimer 100 Section 8.057.05. Notice of Default or Events of Default. 52 Defaults 100 Section 8.067.06. Reports by Trustee to Holders. 52 Holders 100 Section 8.077.07. Compensation and Indemnity. 52 Indemnity 100 Section 8.087.08. Replacement of Trustee. 53 Trustee 101 Section 8.097.09. Successor Trustee by Merger, Etc. 54 etc 101 Section 8.107.10. Eligibility; Disqualification. 54 Disqualification 101 Section 8.117.11. Preferential Collection of Claims Against CompanyIssuer 102 ARTICLE 8 LEGAL DEFEASANCE AND COVENANT DEFEASANCE 102 Section 8.01. 54Option to Effect Legal Defeasance or Covenant Defeasance 102 Section 8.02. Legal Defeasance and Discharge 102 Section 8.03. Covenant Defeasance 102 Section 8.04. Conditions to Legal or Covenant Defeasance 103 Section 8.05. Deposited Money and U.S. Government Securities to be Held in Trust; Other Miscellaneous Provisions 104 Section 8.06. Repayment to Issuer 104 Section 8.07. Reinstatement 104 ARTICLE 9 AMENDMENT, SUPPLEMENT AND WAIVER 105 Section 9.01. Without Consent of Holders 105 Section 9.02. With Consent of Holders 106 Section 9.03. Compliance with Trust Indenture Act 107 Section 9.04. Revocation and Effect of Consents 107 Section 9.05. Notation on or Exchange of Notes 107 Section 9.06. Trustee to Sign Amendments, etc. 108 ARTICLE 10 GUARANTEES 108 Section 10.01. Guarantee 108 Section 10.02. Limitation on Guarantor Liability 109 Section 10.03. Execution and Delivery 109 Section 10.04. Subrogation 110 Section 10.05. Benefits Acknowledged 110 Section 10.06. Release of Guarantees 110 ARTICLE 11 SATISFACTION AND DISCHARGE 111 Section 11.01. Satisfaction and Discharge 111 Section 11.02. Application of Trust Money 112 ARTICLE 12 ESCROW MATTERS AND HOC ASSUMPTION 112 Section 12.01. Escrow Account 112 Section 12.02. Special Mandatory Redemption 112 Section 12.03. Release of Escrowed Property 112 Section 12.04. Trustee Direction to Execute Escrow Agreement 112 Section 12.05. HOC Assumption 112 Section 12.06. Applicability of Covenants 113 ARTICLE 13 MISCELLANEOUS 113 Section 13.01. Trust Indenture Act Controls 113 Section 13.02. Notices 113 Section 13.03. Communication by Holders with Other Holders 114 Section 13.04. Certificate and Opinion as to Conditions Precedent 114 Section 13.05. Statements Required in Certificate or Opinion 115 Section 13.06. Rules by Trustee and Agents 115 Section 13.07. No Personal Liability of Directors, Officers, Employees and Stockholders 115 Section 13.08. Governing Law 115 Section 13.09. Waiver of Jury Trial 115 Section 13.10. Force Majeure 115 Section 13.11. No Adverse Interpretation of Other Agreements 116 Section 13.12. Successors 116 Section 13.13. Severability 116 Section 13.14. Counterpart Originals 116 Section 13.15. Table of Contents, Headings, etc. 116 Section 13.16. Qualification of Indenture 116 Section 13.17. USA Patriot Act 116 EXHIBITS Exhibit A FORM OF NOTE Exhibit B FORM OF CERTIFICATE OF TRANSFER Exhibit C FORM OF CERTIFICATE OF EXCHANGE Exhibit D-1 FORM OF SUPPLEMENTAL INDENTURE TO BE DELIVERED IN CONNECTION WITH THE HOC ASSUMPTION Exhibit D-2 FORM OF SUPPLEMENTAL INDENTURE TO BE DELIVERED BY SUBSEQUENT GUARANTORS Exhibit E FORM OF SPECIAL MANDATORY REDEMPTION NOTICE INDENTURE, dated as of August 18, 2016, among Hilton Escrow Issuer LLC, a Delaware limited liability company (the “Escrow Issuer”), Hilton Escrow Issuer Corp., a Delaware corporation wholly owned by the Issuer (the “Escrow Co-Issuer” and together with the Escrow Issuer, the “Escrow Issuers”), the Guarantors (as defined herein) from time to time party hereto and Wilmington Trust, National Association, a national banking association, as Trustee.
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Rules of Construction 23 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules Acts of Construction. 19 Holders 23 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form Form, Dating and Dating. 19 Denominations; Legends 24 Section 2.02. Execution and Authentication. 21 Authentication 25 Section 2.03. Registrar, Paying Agent and Conversion Authenticating Agent. 22 Section 2.04. ; Paying Agent to Hold Money in TrustTrust 26 Section 2.04. 22 Replacement Notes 26 Section 2.05. Lists of Holders of Securities. 23 Outstanding Notes 26 Section 2.06. Transfer and Exchange. 23 Temporary Notes 27 Section 2.07. Replacement Securities. 24 Cancellation 27 Section 2.08. Outstanding Securities. 24 CUSIP and CINS Numbers 27 Section 2.09. Treasury Securities. 25 Registration, Transfer and Exchange 27 Section 2.10. Temporary Securities. 25 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Restrictions on Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 30 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION; OFFER TO PURCHASE Section 3.01. Optional Redemption 30 Section 3.02. Method and Effect of Redemption 31 Section 3.03. Offer to Purchase of Securities in Open Market. 29 32 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 34 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or AgencyAgency 34 Section 4.03. 41 Existence 35 Section 5.104.04. Payment of Taxes and other Claims 35 Section 4.05. Maintenance of Properties and Insurance 35 Section 4.06. Limitation on Layered Debt. 41 Debt and Disqualified or Preferred Stock 36 Section 5.114.07. Limitation on DebtRestricted Payments 38 Section 4.08. Limitation on Liens 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE Section 4.09. Limitation on Sale and Leaseback Transactions 41 Section 4.10. Limitation on Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries 41 Section 4.11. Guaranties by Restricted Subsidiaries 42 Section 6.014.12. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES Repurchase of Notes Upon a Change of Control 43 Section 7.014.13. Events of Default. Limitation on Asset Sales 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54i
Appears in 1 contract
Definitions and Incorporation by Reference. SECTION 1.1. Definitions 1 Section 1.01. Definitions. 1 Section 1.02SECTION 1.2. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04Definitions 46 SECTION 1.3. Rules of ConstructionConstruction 47 SECTION 1.4. 19 Measuring Compliance 48 ARTICLE 2 II THE SECURITIES 19 Section 2.01NOTES SECTION 2.1. Form and DatingDating 50 SECTION 2.2. 19 Section 2.02. Form of Execution and AuthenticationAuthentication 54 SECTION 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 Section 2.0455 SECTION 2.4. Paying Agent to Hold Money in Trust. 22 Section 2.05Trust 56 SECTION 2.5. Lists of Holders of Securities. 23 Section 2.06the Notes 56 SECTION 2.6. Transfer and Exchange. 23 Section 2.07Exchange 56 SECTION 2.7. Replacement Securities. 24 Section 2.08Notes 66 SECTION 2.8. Outstanding Securities. 24 Section 2.09Notes 66 SECTION 2.9. Treasury Securities. 25 Section Notes 66 SECTION 2.10. Temporary Securities. 25 Section Notes 67 SECTION 2.11. Cancellation. 25 Section Cancellation 67 SECTION 2.12. LegendPayment of Interest; Additional Transfer and Exchange Requirements. 26 Section Defaulted Interest 67 SECTION 2.13. CUSIP Numbersand ISIN Numbers 68 SECTION 2.14. 29 ARTICLE 3 RXXXXXXXXX 00 Section 3.01[Reserved.] 68 SECTION 2.15. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01Additional Amounts 68 SECTION 2.16. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 Currency 71 ARTICLE 5 III COVENANTS 39 Section 5.01SECTION 3.1. Payment of SecuritiesNotes 71 SECTION 3.2. 39 Section 5.02. SEC Reports and Other ReportsInformation 72 SECTION 3.3. 39 Section 5.03Limitation on Incurrence of Indebtedness and Issuance of Disqualified Stock and Preferred Stock 75 SECTION 3.4. Compliance CertificatesLimitation on Restricted Payments 83 SECTION 3.5. 40 Section 5.04Liens 91 SECTION 3.6. Further Instruments Dividend and ActsOther Payment Restrictions Affecting Subsidiaries 93 SECTION 3.7. 40 Section 5.05Asset Sales 95 SECTION 3.8. Transactions with Affiliates 99 SECTION 3.9. Change of Control 103 SECTION 3.10. Maintenance of Corporate ExistenceInsurance 105 SECTION 3.11. 40 Section 5.06Future Guarantors 105 SECTION 3.12. Rule 144A Information RequirementCompliance Certificate; Statement by Officers as to Default 106 Page SECTION 3.13. 40 Section 5.07[Reserved] 106 SECTION 3.14. Designation of Restricted and Unrestricted Subsidiaries 106 SECTION 3.15. Covenant Suspension 107 SECTION 3.16. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 Laws 108 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54IV
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 26 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 26 Section 1.04. Rules of Construction. 19 Construction 27 ARTICLE 2 THE SECURITIES 19 NOTES 27 Section 2.01. Form and Dating. 19 Dating 27 Section 2.02. Execution and Authentication. 21 Authentication 27 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 28 Section 2.04. Paying Agent to Hold Money in Trust. 22 Trust 28 Section 2.05. Noteholder Lists of Holders of Securities. 23 29 Section 2.06. Transfer and Exchange. 23 Exchange 29 Section 2.07. Replacement Securities. 24 Notes 30 Section 2.08. Outstanding Securities. 24 Notes 30 Section 2.09. Treasury Securities. 25 Temporary Notes 31 Section 2.10. Temporary Securities. 25 Cancellation 31 Section 2.11. Cancellation. 25 Defaulted Interest 31 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 CUSIP Numbers 31 Section 2.13. CUSIP NumbersIssuance of Additional Notes 31 Section 2.14. 29 Calculation of Principal Amount of Securities 32 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION AND PREPAYMENT 32 Section 3.01. Notices to Trustee 32 Section 3.02. Selection of Notes to be Redeemed 32 Section 3.03. Notice of Redemption 33 Section 3.04. Effect of Notice of Redemption 34 Section 3.05. Deposit of Redemption Price 34 Section 3.06. Notes Redeemed in Part 35 Section 3.07. Optional Redemption 35 Section 3.08. Mandatory Redemption 36 Section 3.09. Offer to Purchase by Application of Securities in Open MarketExcess Proceeds 37 Section 3.10. 29 No Mandatory Sinking Fund 38 ARTICLE 4 CONVERSION 29 COVENANTS 39 Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 39 Section 4.02. Conversion Procedure. 31 Maintenance of Office or Agency 39 Section 4.03. Fractional Shares. 32 Reports 40 Section 4.04. Taxes on Conversion. 32 Compliance Certificate 40 Section 4.05. Company to Provide Stock. 32 Taxes 41 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. Laws 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.07. Limitation on Layered Debt. 41 Restricted Payments 42 Section 5.114.08. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. Dividend and Other Payment Restrictions Affecting Subsidiaries 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Page
Appears in 1 contract
Samples: Indenture (Calumet Specialty Products Partners, L.P.)
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. 1 Section 1.02. 1.02 Other Definitions. 18 20 Section 1.03. 1.03 Incorporation by Reference of Trust Indenture Act ProvisionsAct. 18 20 Section 1.04. 1.04 Rules of Of Construction. 19 20 ARTICLE 2 THE SECURITIES 19 NOTES 21 Section 2.01. 2.01 Form and Dating. 19 21 Section 2.02. 2.02 Execution and Authentication. 21 23 Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 23 Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 24 Section 2.052.05 Holder Lists. Lists of Holders of Securities. 23 24 Section 2.06. 2.06 Transfer and Exchange. 23 Section 2.07. Replacement Securities. 24 Section 2.082.07 Replacement Notes. 31 Section 2.08 Outstanding SecuritiesNotes. 24 32 Section 2.092.09 Treasury Notes. Treasury Securities32 Section 2.10 Temporary Notes. 25 32 Section 2.10. Temporary Securities. 25 Section 2.11. 2.11 Cancellation. 25 32 Section 2.122.12 Defaulted Interest. Legend; Additional Transfer and Exchange Requirements. 26 33 Section 2.13. 2.13 CUSIP Numbers. 29 33 ARTICLE 3 RXXXXXXXXX REDEMPTION AND XXXXXXXXXX 00 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company 3.01 Notices to Provide Stock. 32 Section 4.06. Adjustment of Conversion RateTrustee. 33 Section 4.073.02 Selection of Notes to Be Redeemed. No Adjustment34 Section 3.03 Notice of Redemption. 34 Section 3.04 Effect of Notice of Redemption. 35 Section 3.05 Deposit of Redemption Price. 35 Section 3.06 Notes Redeemed in Part. 36 Section 3.07 Optional Redemption. 36 Section 3.08 Mandatory Redemption. 36 Section 3.09 Offer to Purchase by Application of Excess Proceeds. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 4 COVENANTS 39 Section 5.01. 4.01 Payment of SecuritiesNotes. 39 Section 5.024.02 Maintenance of Office or Agency. SEC and Other 39 Section 4.03 Reports. 39 Section 5.03. 4.04 Compliance CertificatesCertificate. 40 Section 5.044.05 Taxes. Further Instruments and Acts. 40 41 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. 4.06 Stay, Extension and Usury Laws. 40 41 Section 5.08. Payment of Additional Interest4.07 Restricted Payments. 41 Section 5.094.08 Dividend and Other Payment Restrictions Affecting Subsidiaries. Maintenance 44 Section 4.09 Incurrence of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events Indebtedness and Issuance of Default. 43 Section 7.02. AccelerationDisqualified Stock. 45 Section 7.03. Other Remedies4.10 Asset Sales. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim4.11 Transactions with Affiliates. 48 Section 7.104.12 Liens. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee4.13 Additional Subsidiary Guarantees. 49 ii Section 8.02. Rights of Trustee4.14 Corporate Existence. 50 Section 8.034.15 Offer to Purchase Upon Change of Control. Individual Rights 50 Section 4.16 Issuances and Sales of TrusteeCapital Stock of Restricted Subsidiaries. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default4.17 Sale-and-Leaseback Transactions. 52 Section 8.06. Reports by Trustee to Holders4.18 No Inducements. 52 Section 8.07. Compensation and Indemnity4.19 Covenant Termination. 52 Section 8.08. Replacement 4.20 Enforceability of TrusteeJudgments; Indemnification for Foreign Currency Judgments. 53 Section 8.094.21 Conduct of Business. Successor Trustee by 53 ARTICLE 5 SUCCESSORS 53 Section 5.01 Merger, EtcConsolidation or Sale of Assets. 53 Section 5.02 Successor Corporation Substituted. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54ARTICLE 6
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. 1 Section 1.02. 1.02 Other Definitions. 18 27 Section 1.03. 1.03 Incorporation by Reference of Trust Indenture Act ProvisionsAct. 18 28 Section 1.04. 1.04 Rules of Construction. 19 28 ARTICLE 2 2. THE SECURITIES 19 NOTES 29 Section 2.01. 2.01 Form and Dating. 19 29 Section 2.02. 2.02 Execution and Authentication; Interest on Notes. 21 31 Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 33 Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 33 Section 2.052.05 Holder Lists. Lists of Holders of Securities. 23 33 Section 2.06. 2.06 Transfer and Exchange. 23 34 Section 2.072.07 Replacement Notes. Replacement Securities47 Section 2.08 Outstanding Notes. 24 47 Section 2.082.09 Treasury Notes. Outstanding Securities48 Section 2.10 Temporary Notes. 24 48 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. 2.11 Cancellation. 25 48 Section 2.122.12 Defaulted Interest. Legend; Additional Transfer and Exchange Requirements. 26 48 Section 2.13. 2.13 CUSIP Numbers. 29 49 ARTICLE 3 RXXXXXXXXX 00 3. REDEMPTION AND PREPAYMENT 49 Section 3.013.01 Notices to Trustee. Purchase 49 Section 3.02 Selection of Securities in Open MarketNotes to Be Redeemed or Purchased. 29 ARTICLE 4 CONVERSION 29 49 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. 3.03 Notice of AdjustmentRedemption. 38 50 Section 4.09. 3.04 Effect of Notice of Certain TransactionsRedemption. 38 51 Section 4.103.05 Deposit of Redemption or Purchase Price. [reserved]51 Section 3.06 Notes Redeemed or Purchased in Part. 38 51 Section 4.113.07 Optional Redemption. Withholding51 Section 3.08 Mandatory Redemption. 38 52 Section 4.123.09 Offer to Purchase by Application of Excess Proceeds. Trustee’s Disclaimer52 ARTICLE 4. 38 ARTICLE 5 COVENANTS 39 54 Section 5.01. 4.01 Payment of SecuritiesNotes. 39 54 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. 4.02 Maintenance of Corporate ExistenceOffice or Agency. 40 54 Section 5.064.03 Financial Statements. Rule 144A Information Requirement54 Section 4.04 Compliance Certificate. 40 55 Section 5.074.05 Taxes. 56 Section 4.06 Stay, Extension and Usury Laws. 40 56 Section 5.084.07 Restricted Payments. 56 Section 4.08 Dividend and Other Payment Restrictions Affecting Subsidiaries. 61 Section 4.09 Incurrence of Indebtedness and Issuance of Preferred Stock. 63 Section 4.10 Asset Sales. 68 Section 4.11 Transactions with Affiliates. 70 Section 4.12 Liens. 71 Section 4.13 Business Activities. 72 Section 4.14 Corporate Existence. 72 Section 4.15 Offer to Repurchase Upon Change of Control. 72 Section 4.16 Designation of Restricted and Unrestricted Subsidiaries. 74 Section 4.17 Payments for Consent. 74 Section 4.18 Additional InterestSubsidiary Guarantees. 41 74 ARTICLE 5. SUCCESSORS 75 Section 5.095.01 Merger, Consolidation, or Sale of Assets. Maintenance of Office or Agency. 41 75 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. 5.02 Successor Corporation Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5476
Appears in 1 contract
Samples: Indenture (Apparel Holding Corp.)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 38 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 39 Section 1.04. Rules of Construction. 19 Construction 39 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Amount of Notes 40 Section 2.02. Execution Form and Authentication. 21 Dating 40 Section 2.03. Registrar, Execution and Authentication 40 Section 2.04. Registrar and Paying Agent and Conversion Agent. 22 41 Section 2.042.05. Paying Agent to Hold Money in Trust. 22 Section 2.05. Lists of Holders of Securities. 23 Trust 42 Section 2.06. Transfer and Exchange. 23 Noteholder Lists 43 Section 2.07. Replacement Securities. 24 Notes 43 Section 2.08. Outstanding Securities. 24 Notes 43 Section 2.09. Treasury Securities. 25 Temporary Notes 44 Section 2.10. Temporary Securities. 25 Cancellation 44 Section 2.11. Cancellation. 25 Defaulted Interest 44 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 CUSIP, ISIN or Common Code Numbers 44 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Notices to Trustee 44 Section 3.02. Selection of Securities Notes to be Redeemed 45 Section 3.03. Notice of Redemption 45 Section 3.04. Effect of Notice of Redemption 46 Section 3.05. Deposit of Redemption Price 46 Section 3.06. Notes Redeemed in Open MarketPart 47 Section 3.07. 29 Optional Redemption 47 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Covenant Suspension 47 Section 4.02. Conversion Procedure. 31 Payment of Notes 48 Section 4.03. Fractional Shares. 32 Reports 48 Section 4.04. Taxes Limitation on Conversion. 32 Debt 50 Section 4.05. Company to Provide Stock. 32 Limitation on Restricted Payments 53 Section 4.06. Adjustment of Conversion Rate. 33 Limitation on Liens 57 Section 4.07. No Adjustment. 37 Limitation on Asset Sales 58 Section 4.08. Notice of Adjustment. 38 Limitation on Restrictions on Distributions from Restricted Subsidiaries 62 Section 4.09. Notice of Certain Transactions. 38 Limitation on Transactions with Affiliates 64 Section 4.10. [reserved]. 38 Designation of Restricted and Unrestricted Subsidiaries 66 Section 4.11. Withholding. 38 Limitation on Sale and Leaseback Transactions 67 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Change of Control 68 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.044.13. Further Instruments and ActsActs 69 Section 4.14. 40 Additional Note Guarantees 69 Section 5.054.15. Existence 70 Section 4.16. Payment of Taxes and other Claims 70 Section 4.17. Maintenance of Corporate ExistenceProperties and Insurance 70 Section 4.18. 40 Annual Officer’s Certificate as to Compliance 70 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.104.19. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 Accounts Receivables Facilities 70 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 545
Appears in 1 contract
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. 1 Capitalized Terms; Rules of Usage 2 Section 1.02. Other Definitions. 18 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 2 ARTICLE 2 TWO THE SECURITIES 19 NOTES Section 2.01. Form and DatingForm. 19 3 Section 2.02. Execution Execution, Authentication and AuthenticationDelivery. 21 3 Section 2.03. Registrar, Paying Agent and Conversion AgentTemporary Notes. 22 4 Section 2.04. Paying Agent to Hold Money in Trust. 22 Tax Treatment 4 Section 2.05. Lists Registration; Registration of Holders of Securities. 23 Section 2.06. Transfer and Exchange. 23 4 Section 2.06. Mutilated, Destroyed, Lost or Stolen Notes. 6 Section 2.07. Replacement Securities. 24 Persons Deemed Owner 6 Section 2.08. Outstanding SecuritiesPayment of Principal and Interest. 24 7 Section 2.09. Treasury Securities. 25 Cancellation 10 Section 2.10. Temporary Securities. 25 Book-Entry Notes 10 Section 2.11. Cancellation. 25 Notices to Clearing Agency 11 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Definitive Notes 11 Section 2.13. CUSIP NumbersRelease of Collateral 12 Section 2.14. 29 Employee Benefit Plans 12 Section 2.15. Authenticating Agents 12 ARTICLE 3 RXXXXXXXXX 00 THREE COVENANTS Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Principal and Interest 14 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.093.02. Maintenance of Office or AgencyAgency 14 Section 3.03. 41 Money for Payments to be Held in Trust 14 Section 5.103.04. Limitation on Layered DebtExistence 15 Section 3.05. 41 Protection of Trust Estate 16 Section 5.113.06. Limitation on DebtOpinions as to Trust Estate. 41 ARTICLE 6 CONSOLIDATION16 Section 3.07. Performance of Obligations; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Servicing of Receivables. 17 Section 6.013.08. Company Negative Covenants 18 Section 3.09. Annual Statement as to Compliance 19 Section 3.10. Issuer May Consolidate, Etcetc., Only on Certain Terms. 42 Terms 19 Section 6.023.11. Successor Substitutedor Transferee. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 21 Section 7.013.12. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Servicer’s Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5421
Appears in 1 contract
Samples: Indenture (Mercedes-Benz Auto Receivables Trust 2011-1)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Definitions 25 Section 1.03. Trust Indenture Act Provisions. 18 Terms 26 Section 1.04. Rules of Construction. 19 Construction 26 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 The Notes 27 Section 2.02. Execution and Authentication. 21 Authentication 29 Section 2.03. Registrar, Transfer Agent and Paying Agent and Conversion Agent. 22 29 Section 2.04. Paying Agent to To Hold Money in Trust. 22 Trust 30 Section 2.05. Holder Lists of Holders of Securities. 23 31 Section 2.06. Transfer and Exchange. 23 Exchange 31 Section 2.07. Replacement Securities. 24 Notes 34 Section 2.08. Outstanding Securities. 24 Notes 34 Section 2.09. Treasury Securities. 25 Notes Held by Issuer 35 Section 2.10. Temporary Securities. 25 Certificated Notes 35 Section 2.11. Cancellation. 25 Cancellation 36 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 36 Section 2.13. Computation of Interest 37 Section 2.14. ISIN and CUSIP NumbersNumbers 37 Section 2.15. 29 Issuance of Additional Notes 37 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION; OFFERS TO PURCHASE Section 3.01. Purchase Right of Securities Redemption 38 Section 3.02. Notices to Trustee 38 Section 3.03. Selection of Notes To Be Redeemed 38 Section 3.04. Notice of Redemption 38 Section 3.05. [Reserved] 39 Section 3.06. Deposit of Redemption Price 39 Section 3.07. Payment of Notes Called for Redemption 40 Section 3.08. Notes Redeemed in Open Market. 29 Part 40 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 40 Section 4.02. Conversion Procedure. 31 Corporate Existence 41 Section 4.03. Fractional Shares. 32 Maintenance of Properties 41 Section 4.04. Taxes on Conversion. 32 Insurance 41 Section 4.05. Company Statement as to Provide Stock. 32 Compliance 41 Section 4.06. Adjustment of Conversion Rate. 33 Limitation on Debt 42 Section 4.07. No Adjustment. 37 Limitation on Liens 45 Section 4.08. Notice of Adjustment. 38 Limitation on Restricted Payments 46 Section 4.09. Notice Limitation on Sale of Certain Transactions. 38 Assets 50 Section 4.10. [reserved]. 38 Limitation on Transactions with Affiliates 52 Section 4.11. Withholding. 38 Purchase of Notes upon a Change of Control 54 Section 4.12. Trustee’s DisclaimerAdditional Amounts 56 Section 4.13. 38 ARTICLE 5 COVENANTS 39 [Reserved] 58 Section 5.014.14. Limitation on Sale and Leaseback Transactions 59 Section 4.15. Limitation on Guarantees of Debt by Restricted Subsidiaries 59 Section 4.16. Limitation on Dividends and Other Payment Restrictions Affecting Restricted Subsidiaries 60 Section 4.17. Designation of Unrestricted and Restricted Subsidiaries 63 Section 4.18. Payment of Securities. 39 Section 5.02. SEC Taxes and Other ReportsClaims 64 Section 4.19. 39 [Reserved] 64 Section 5.034.20. Compliance Certificates[Reserved] 64 Section 4.21. 40 Reports to Holders 64 Section 5.044.22. Further Instruments and ActsActs 65 ARTICLE 5 CONSOLIDATION, MERGER AND SALE OF ASSETS Section 5.01. 40 Consolidation, Merger and Sale of Assets 65 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10. Limitation on Layered Debt. 41 Section 5.11. Limitation on Debt. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.025.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Substituted 68
Appears in 1 contract
Samples: Digicel Group LTD
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Incorporation by Reference of Trust Indenture Act 25 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 Construction 25 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form and Dating. 19 Dating 26 Section 2.02. Execution and Authentication. 21 Authentication 26 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 27 Section 2.04. Paying Agent to Hold Money Assets in Trust. 22 Trust 28 Section 2.05. Noteholder Lists of Holders of Securities. 23 28 Section 2.06. Transfer and Exchange. 23 Exchange 28 Section 2.07. Replacement Securities. 24 Notes 29 Section 2.08. Outstanding Securities. 24 Notes 29 Section 2.09. Treasury Securities. 25 Notes 29 Section 2.10. Temporary Securities. 25 Notes 30 Section 2.11. Cancellation. 25 Cancellation 30 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Defaulted Interest 30 Section 2.13. Deposit of Moneys 30 Section 2.14. CUSIP NumbersNumber 31 Section 2.15. 29 Book-Entry Provisions for Global Notes 31 Section 2.16. Registration of Transfers and Exchanges 32 Section 2.17. Restrictive Legends 35 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION Section 3.01. Purchase Notices to Trustee 36 Section 3.02. Selection of Securities Notes to Be Redeemed 37 Section 3.03. Notice of Redemption 37 Section 3.04. Effect of Notice of Redemption 38 Section 3.05. Deposit of Redemption Price 38 Section 3.06. Notes Redeemed in Open Market. 29 Part 38 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 39 Page Section 4.02. Conversion Procedure. 31 Reports to Holders 39 Section 4.03. Fractional Shares. 32 Waiver of Stay, Extension or Usury Laws 40 Section 4.04. Taxes on Conversion. 32 Compliance Certificate; Notice of Default 40 Section 4.05. Company to Provide Stock. 32 Payment of Taxes and Other Claims 40 Section 4.06. Adjustment of Conversion Rate. 33 Corporate Existence 41 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. Agency 41 Section 5.104.08. Compliance with Laws 41 Section 4.09. Maintenance of Properties and Insurance 41 Section 4.10. Limitations on Additional Indebtedness 42 Section 4.11. Limitations on Restricted Payments 44 Section 4.12. Limitations on Asset Sales 47 Section 4.13. Limitations on Transactions with Affiliates 49 Section 4.14. Limitation on Layered DebtLiens 50 Section 4.15. 41 Change of Control 51 Section 5.114.16. Limitation Limitations on DebtDividend and Other Restrictions Affecting Restricted Subsidiaries 52 Section 4.17. 41 [RESERVED] 53 Section 4.18. Conduct of Business 53 Section 4.19. Limitations on Designation of Unrestricted Subsidiaries 54 Section 4.20. Additional Note Guarantees 55 ARTICLE 5 SUCCESSOR CORPORATION Section 5.01. Limitations on Mergers, Consolidations, Etc. 55 Section 5.02. Successor Person Substituted 56 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 DEFAULTS AND REMEDIES Section 6.01. Company May Consolidate, Etc., Only on Certain Terms. 42 Events of Default 57 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Acceleration 59 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.036.03. Other Remedies. 46 Remedies 59 Section 7.046.04. Waiver of Past Defaults and Events of Default. 46 Default 59 Section 7.056.05. Control by MajorityMajority 60 Section 6.06. 46 Limitation on Suits 60 Section 7.06. Limitations on Suits. 47 Section 7.076.07. Rights of Holders to Receive Payment and to Convert. 47 61 Section 7.086.08. Collection Suit by Trustee. 47 Trustee 61 Section 7.096.09. Trustee May File Proofs of ClaimClaim 61 Section 6.10. 48 Priorities 61 Section 7.10. Priorities. 48 Section 7.116.11. Undertaking for Costs. 48 Costs 62 Page ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 547
Appears in 1 contract
Samples: Indenture (Stonemor Partners Lp)
Definitions and Incorporation by Reference. 1 Section SECTION 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Section SECTION 1.03. Trust Indenture Act Provisions. 18 Section Incorporation by Reference of TIA 5 SECTION 1.04. Rules of Construction. 19 Construction 5 ARTICLE 2 THE SECURITIES 19 Section 6 SECTION 2.01. Form and Dating. 19 Section Dating 6 SECTION 2.02. Execution and Authentication. 21 Section Authentication 7 SECTION 2.03. RegistrarTitle, Amount and Terms of Securities 9 SECTION 2.04. Registrar and Paying Agent and Conversion Agent. 22 Section 2.0411 SECTION 2.05. Paying Agent to Hold Money in TrustTrust 12 SECTION 2.06. 22 Section 2.05. Securityholder Lists of Holders of Securities. 23 Section 2.0612 SECTION 2.07. Transfer and Exchange. 23 Section 2.07Exchange 12 SECTION 2.08. Replacement Securities. 24 Section 2.08Securities 14 SECTION 2.09. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Section Securities 14 SECTION 2.10. Temporary Securities. 25 Section Securities 15 SECTION 2.11. Cancellation. 25 Section Cancellation 15 SECTION 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section Defaulted Interest 15 SECTION 2.13. CUSIP NumbersCurrency and Manner of Payments in Respect of Securities 16 SECTION 2.14. 29 Appointment and Resignation of Currency Determination Agent 19 ARTICLE 3 RXXXXXXXXX 00 Section REDEMPTION 20 SECTION 3.01. Purchase Applicability of this Article 20 SECTION 3.02. Notices to Trustee 20 SECTION 3.03. Selection of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08be Redeemed 20 SECTION 3.04. Notice of AdjustmentRedemption 21 SECTION 3.05. 38 Section 4.09. Effect of Notice of Redemption 21 SECTION 3.06. Deposit of Redemption Price 21 SECTION 3.07. Securities Redeemed in Part 21 ARTICLE 4 COVENANTS 22 SECTION 4.01. Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01Definitions 22 SECTION 4.02. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or Agency. 41 Section 5.10Securities 23 SECTION 4.03. Limitation on Layered Debt. 41 Section 5.11Liens 24 SECTION 4.04. Limitation on DebtSale-Leaseback Transactions 25 SECTION 4.05. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01No Lien Created, etc. Company May Consolidate, Etc., Only on Certain Terms26 SECTION 4.06. 42 Section 6.02Compliance Certificate 26 SECTION 4.07. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. SEC Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 5426
Appears in 1 contract
Samples: Indenture (Lockheed Martin Corp)
Definitions and Incorporation by Reference. 1 Section 1.01. 1.01 Definitions. 1 Section 1.02. 1.02 Other Definitions. 18 47 Section 1.03. 1.03 Inapplicability of Trust Indenture Act ProvisionsAct. 18 48 Section 1.04. 1.04 Rules of Construction. 19 48 ARTICLE 2 2. THE SECURITIES 19 NOTES Section 2.01. 2.01 Form and Dating. 19 49 Section 2.02. 2.02 Execution and Authentication. 21 49 Section 2.03. Registrar, 2.03 Registrar and Paying Agent and Conversion Agent. 22 50 Section 2.04. 2.04 Paying Agent to Hold Money in Trust. 22 50 Section 2.052.05 Holder Lists. Lists of Holders of Securities. 23 51 Section 2.06. 2.06 Transfer and Exchange. 23 51 Section 2.072.07 Replacement Notes. Replacement Securities64 Section 2.08 Outstanding Notes. 24 64 Section 2.082.09 Treasury Notes. Outstanding Securities65 Section 2.10 Temporary Notes. 24 65 Section 2.09. Treasury Securities. 25 Section 2.10. Temporary Securities. 25 Section 2.11. 2.11 Cancellation. 25 65 Section 2.122.12 Defaulted Interest. Legend; Additional Transfer and Exchange Requirements65 Section 2.13 CUSIP or ISIN Numbers 66 ARTICLE 3. 26 REDEMPTION AND PREPAYMENT Section 2.133.01 Notices to Trustee. CUSIP Numbers66 Section 3.02 Selection of Notes to Be Redeemed or Purchased. 29 ARTICLE 3 RXXXXXXXXX 00 66 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. 3.03 Notice of AdjustmentRedemption. 38 66 Section 4.09. 3.04 Effect of Notice of Certain TransactionsRedemption. 38 68 Section 4.103.05 Deposit of Redemption or Purchase Price. [reserved]68 Section 3.06 Notes Redeemed or Purchased in Part. 38 68 Section 4.113.07 Optional Redemption. Withholding68 Section 3.08 Mandatory Redemption. 38 69 Section 4.123.09 Offer to Purchase by Application of Excess Proceeds. Trustee’s Disclaimer70 Section 3.10 Redemption for Changes in Taxes 71 ARTICLE 4. 38 ARTICLE 5 COVENANTS 39 Section 5.01. 4.01 Payment of SecuritiesNotes. 39 73 Section 5.024.02 Maintenance of Office or Agency. SEC and Other 73 Section 4.03 Reports. 39 73 Section 5.034.04 Compliance Certificate. Compliance Certificates74 Page Section 4.05 Taxes. 40 75 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. 4.06 Stay, Extension and Usury Laws. 40 75 Section 5.084.07 Restricted Payments. 75 Section 4.08 Dividend and Other Payment Restrictions Affecting Restricted Subsidiaries. 80 Section 4.09 Incurrence of Additional InterestIndebtedness and Issuance of Preferred Stock. 41 83 Section 5.094.10 Asset Sales. Maintenance 87 Section 4.11 Transactions with Affiliates. 90 Section 4.12 Liens. 92 Section 4.13 Corporate Existence. 93 Section 4.14 Offer to Repurchase Upon Change of Office or AgencyControl. 41 93 Section 5.104.15 [Reserved]. 95 Section 4.16 Limitation on Layered DebtSale Leaseback Transactions. 41 95 Section 5.114.17 Payments for Consent. Limitation on Debt95 Section 4.18 Additional Note Guarantees. 41 96 Section 4.19 Designation of Restricted and Unrestricted Subsidiaries. 96 Section 4.20. Fall Away Event 97 Section 4.21. Additional Amounts 98 Section 4.22. Activities of the Co-Obligor 101 Section 4.23 Creation and Perfection of Certain Security Interests After the Issue Date 101 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Section 6.01. Company May Consolidate, Etc5., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54
Appears in 1 contract
Samples: Collateral Trust Agreement (Endo International PLC)
Definitions and Incorporation by Reference. 1 Section 1.01. Definitions. Definitions 1 Section 1.02. Other Definitions. 18 Section 1.03. Trust Indenture Act Provisions. 18 Section 1.04. Rules of Construction. 19 Construction 33 ARTICLE 2 THE SECURITIES 19 NOTES Section 2.01. Form Form, Dating and Dating. 19 Denominations 144A, Reg S; Legends 144A, Reg S 34 Section 2.02. Execution and Authentication. 21 ; Additional Notes 35 Section 2.03. Registrar, Paying Agent and Conversion Authenticating Agent. 22 Section 2.04. ; Paying Agent to Hold Money in TrustTrust 36 Section 2.04. 22 Replacement Notes 36 Section 2.05. Lists of Holders of Securities. 23 Outstanding Notes 36 Section 2.06. Transfer and Exchange. 23 Temporary Notes 37 Section 2.07. Replacement Securities. 24 Cancellation 37 Section 2.08. Outstanding Securities. 24 CUSIP and CINS Numbers 38 Section 2.09. Treasury Securities. 25 Registration, Transfer and Exchange 38 Section 2.10. Temporary Securities. 25 Restrictions on Transfer and Exchange 41 Section 2.11. Cancellation. 25 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Section 2.13. CUSIP Numbers. 29 Temporary Offshore Global Notes 42 ARTICLE 3 RXXXXXXXXX 00 REDEMPTION; OFFER TO PURCHASE Section 3.01. Optional Redemption 43 Section 3.02. Method and Effect of Redemption 44 Section 3.03. Offer to Purchase of Securities in Open Market. 29 45 ARTICLE 4 CONVERSION 29 COVENANTS Section 4.01. Conversion and Conversion Rate. 29 Payment of Notes 47 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.01. Payment of Securities. 39 Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.08. Payment of Additional Interest. 41 Section 5.09. Maintenance of Office or AgencyAgency 48 Section 4.03. 41 Existence 48 Section 5.104.04. Payment of Taxes 48 Section 4.05. Insurance 49 Section 4.06. Limitation on Layered Debt. 41 Debt and Disqualified or Preferred Stock 49 Section 5.114.07. Limitation on DebtRestricted Payments 53 Section 4.08. 41 ARTICLE 6 CONSOLIDATION; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 Limitation on Liens 59 Section 6.014.09. Company May Consolidate, Etc., Only Limitation on Certain TermsDividend and Other Payment Restrictions Affecting Restricted Subsidiaries 59 Section 4.10. 42 Guarantees by Restricted Subsidiaries 61 Section 6.024.11. Successor SubstitutedRepurchase of Notes Upon a Change of Control 62 Section 4.12. 43 ARTICLE 7 DEFAULT AND REMEDIES 43 Limitation on Asset Sales 62 Section 7.014.13. Events Limitation on Transactions with Affiliates 64 Section 4.14. Line of DefaultBusiness 67 Section 4.15. 43 Designation of Restricted and Unrestricted Subsidiaries 67 Section 7.024.16. AccelerationAnti-Layering 68 Section 4.17. 45 Financial Reports 68 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.064.18. Reports by to Trustee to Holders69 Section 4.19. 52 Suspension of Certain Covenants 70 Section 8.074.20. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. EligibilityFurther Assurances; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54Costs 71 ARTICLE 5
Appears in 1 contract
Definitions and Incorporation by Reference. Section 1.1. Definitions 1 Section 1.01. Definitions. 1 Section 1.021.2. Other DefinitionsDefinitions 40 Section 1.3. 18 Section 1.03. Incorporation by Reference of Trust Indenture Act Provisions. 18 41 Section 1.041.4. Rules of ConstructionConstruction 42 ARTICLE II THE NOTES Section 2.1. 19 ARTICLE 2 THE SECURITIES 19 Form, Dating and Terms 42 Section 2.01. Form and Dating. 19 Section 2.022.2. Execution and AuthenticationAuthentication 50 Section 2.3. 21 Section 2.03. Registrar, Registrar and Paying Agent and Conversion Agent. 22 51 Section 2.042.4. Paying Agent to Hold Money in TrustTrust 51 Section 2.5. 22 Holder Lists 52 Section 2.05. Lists of Holders of Securities. 23 Section 2.062.6. Transfer and ExchangeExchange 52 Section 2.7. 23 [Reserved] 55 Section 2.072.8. Replacement SecuritiesForm of Certificate to be Delivered in Connection with Transfers to IAIs 56 Section 2.9. 24 Section 2.08. Outstanding Securities. 24 Section 2.09. Treasury Securities. 25 Form of Certificate to be Delivered in Connection with Transfers Pursuant to Regulation S 57 Section 2.10. Temporary Securities. 25 Form of Certificate to be Delivered in Connection with Transfers to AIs 59 Section 2.11. Cancellation. 25 Mutilated, Destroyed, Lost or Stolen Notes 60 Section 2.12. Legend; Additional Transfer and Exchange Requirements. 26 Outstanding Notes 61 Section 2.13. CUSIP NumbersTemporary Notes 62 Section 2.14. 29 ARTICLE 3 RXXXXXXXXX 00 Cancellation 62 Section 3.01. Purchase of Securities in Open Market. 29 ARTICLE 4 CONVERSION 29 Section 4.01. Conversion and Conversion Rate. 29 Section 4.02. Conversion Procedure. 31 Section 4.03. Fractional Shares. 32 Section 4.04. Taxes on Conversion. 32 Section 4.05. Company to Provide Stock. 32 Section 4.06. Adjustment of Conversion Rate. 33 Section 4.07. No Adjustment. 37 Section 4.08. Notice of Adjustment. 38 Section 4.09. Notice of Certain Transactions. 38 Section 4.10. [reserved]. 38 Section 4.11. Withholding. 38 Section 4.12. Trustee’s Disclaimer. 38 ARTICLE 5 COVENANTS 39 Section 5.012.15. Payment of SecuritiesInterest; Defaulted Interest 63 Section 2.16. 39 CUSIP and ISIN Numbers 64 ARTICLE III COVENANTS Section 5.02. SEC and Other Reports. 39 Section 5.03. Compliance Certificates. 40 Section 5.04. Further Instruments and Acts. 40 Section 5.05. Maintenance of Corporate Existence. 40 Section 5.06. Rule 144A Information Requirement. 40 Section 5.07. Stay, Extension and Usury Laws. 40 Section 5.083.1. Payment of Notes 64 Section 3.2. Limitation on Indebtedness 64 Section 3.3. Limitation on Restricted Payments 69 Section 3.4. Limitation on Restrictions on Distributions from Restricted Subsidiaries 75 Section 3.5. Limitation on Sales of Assets and Subsidiary Stock 78 Section 3.6. Limitation on Liens 82 Section 3.7. Additional InterestGuarantees 83 Section 3.8. 41 Limitation on Affiliate Transactions 83 Section 5.093.9. Change of Control Repurchase Event 85 Section 3.10. Reports 88 Section 3.11. Maintenance of Office or AgencyAgency 89 Section 3.12. 41 Corporate Existence 90 Section 5.103.13. Limitation on Layered DebtPayment of Taxes 90 Section 3.14. 41 Payments for Consent 90 Section 5.113.15. Limitation on DebtCompliance Certificate 91 Section 3.16. 41 Further Instruments and Acts 91 Section 3.17. Conduct of Business 91 Section 3.18. Statement by Officers as to Default 91 Section 3.19. Suspension of Certain Covenants 91 Section 3.20. Designation of Restricted and Unrestricted Subsidiaries 92 Section 3.21. Investment Company Act Status 93 ARTICLE 6 CONSOLIDATIONIV SUCCESSOR COMPANY; MERGER; CONVEYANCE; TRANSFER OR LEASE 42 SUCCESSOR PERSON Section 6.014.1. Company May Consolidate, Etc., Only on Certain Terms. 42 Section 6.02. Successor Substituted. 43 Merger and Consolidation 93 ARTICLE 7 DEFAULT AND REMEDIES 43 Section 7.01. Events of Default. 43 Section 7.02. Acceleration. 45 Section 7.03. Other Remedies. 46 Section 7.04. Waiver of Defaults and Events of Default. 46 Section 7.05. Control by Majority. 46 Section 7.06. Limitations on Suits. 47 Section 7.07. Rights of Holders to Receive Payment and to Convert. 47 Section 7.08. Collection Suit by Trustee. 47 Section 7.09. Trustee May File Proofs of Claim. 48 Section 7.10. Priorities. 48 Section 7.11. Undertaking for Costs. 48 ARTICLE 8 TRUSTEE 49 Section 8.01. Obligations of Trustee. 49 ii Section 8.02. Rights of Trustee. 50 Section 8.03. Individual Rights of Trustee. 51 Section 8.04. Trustee’s Disclaimer. 51 Section 8.05. Notice of Default or Events of Default. 52 Section 8.06. Reports by Trustee to Holders. 52 Section 8.07. Compensation and Indemnity. 52 Section 8.08. Replacement of Trustee. 53 Section 8.09. Successor Trustee by Merger, Etc. 54 Section 8.10. Eligibility; Disqualification. 54 Section 8.11. Preferential Collection of Claims Against Company. 54V
Appears in 1 contract
