Eligible Counterparties. Where the Company treats the Client as an Eligible Counterparty, the Client will be entitled to fewer protections under the Law than it would be entitled to as a Retail Client and an Experienced Retail Client or Professional Client. In particular and in addition to the above paragraph 5.1 (the below list may not be exhaustive):
Eligible Counterparties. Where the Company treats the Client as an Eligible Counterparty, the Client will be entitled to fewer protections under the Law than it would be entitled to as a Retail Client and an Experienced Retail Client or Professional Client. In particular and in addition to the above paragraph 5.1 (the below list may not be exhaustive): The Company is not required to provide the Client with best execution in executing the Clients’ orders. The Company is not required to implement procedures and arrangements which provide for the prompt, fair and expeditious execution of its Clients’ orders, relative to other Client orders or its trading interests. The Company is not required to assess the appropriateness of a product or service that it provides to Client but can assume that the Client has the expertise to choose the most appropriate product or service for itself. The Company is not required to provide the Client with information about the Company, its services, financial instruments and proposed investment strategies, execution venues, the arrangements through which the Company will be remunerated and other relevant information. The Company is not required to provide reports to the Client on the execution of its orders. The Investors Compensation Fund does not cover Eligible Counterparties.
Eligible Counterparties. Clients who are investment firms, credit institutions, insurance undertakings, UCITS and their management companies, pension funds and their management companies and other financial institutions authorised by a Member State or regulated under Community legislation or the National Law of a Member State, National Governments and their corresponding officers including public bodies that deal with public debt, Central Banks, and supranational originations. Clients can request for different categorization and they are informed via a durable medium about this right and about any limitations to the level of client protection that it would entail. The Company when dealing with Eligible Counterparties the following do not apply: Requirement for conducting an Appropriateness Test. Obligations in relation to order execution. Limited or less detailed information on the Company's Services, financial products, associated costs and charges, remuneration and commissions.
Eligible Counterparties. 2.1 An eligible counterparty is a Bank that meets the following operational criteria (“Eligible Counterparty”):
Eligible Counterparties. The Management Company on behalf of the UCITS will conduct appropriate due diligence in the selection of counterparties, including consideration of the legal status, country of origin, credit rating and minimum credit rating (where relevant). A Sub-Fund may invest in OTC derivatives in accordance with the requirements of the FMA and provided that the counterparties to the OTC derivatives are Eligible Counterparties.
Eligible Counterparties. B. To inform Clients of its Order Execution Policy
