Exemption Relied Upon Sample Clauses

Exemption Relied Upon. The Purchaser represents to the Corporation that the Purchaser is (tick one or more of the following boxes): a director, senior officer* or control person* of the Corporation or of an Affiliate of the Corporation [ ] a spouse, parent, grandparent, brother, sister or child of a director, senior officer* or control person* of the Corporation or of an Affiliate of the Corporation, being [ ] a parent, grandparent, brother, sister or child of the spouse of a director, senior officer, or control person of the Corporation or of an affiliate of the Corporation, being [ ] a close personal friend of a director, senior officer* or control person* of the Corporation or of an Affiliate of the Corporation , being (complete (1) below) [ ] a close business associate of a director, senior officer* or control person* of the Corporation or an Affiliate, being (complete (1) below) [ ] a founder of the Corporation or a spouse, parent, grandparent, brother, sister, child, close personal friend or close business associate of a founder of the Corporation, being [ ] a parent, grandparent, brother, sister or child of the spouse of a founder of the Corporation, being [ ] persons or companies of which a majority of the voting securities are beneficially owned by, or a majority of the directors are, described in subparagraphs (i) to (vii) above, being [ ] a trust or estate of which all of the beneficiaries or a majority of the trustees are persons or companies described in subparagraphs (i) to (vii) above, being [ ] an accredited investor* (complete (2) below) [ ] undertaking a purchase of Cdn.$97,000 or more of Securities [ ] *See the definitions in Schedule "B" to this Agreement.
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Exemption Relied Upon. The Lender represents to the Corporation that the Lender is (tick one or more of the following boxes):
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Exemption Relied Upon. The Purchaser represents to the Corporation that the Purchaser is (tick one or more of the following boxes) :
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Exemption Relied Upon. The Purchaser represents to the Corporation that the Purchaser is (tick one or more of the following boxes. Box (vi) applies to all current shareholders):
Sample 1
Exemption Relied Upon. The Lender represents to the Company that the Lender is (tick one or more of the following boxes): a director, officer, employee or control person* of the Company; [x] a spouse, parent, grandparent, brother, sister or child of a director, senior officer* or control person* of the Company, being [x] a close personal friend of a director, senior officer* or control person* of the Company, being (complete (1) below) [x] a close business associate of a director, senior officer* or control person* of the Company, being (complete (1) below) [x] a current holder of designated securities* of the Company [x] an accredited investor* (complete (2) below) [x] a person or company that is wholly owned by any combination of person or companies described in subparagraph (a) to (g), being [x] a person or company that is not the public. [x] *See the definitions in Schedule "E" to this Agreement.
Sample 1
Exemption Relied Upon. (a) BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA OR ONTARIO: IF YOU ARE RESIDENT IN, OR ARE OTHERWISE SUBJECT TO THE SECURITIES LAWS OF THE PROVINCES OF BRITISH COLUMBIA, ALBERTA, SASKATCHEWAN, MANITOBA OR ONTARIO, THEN YOU ARE EITHER:
Sample 1
Exemption Relied Upon. The Subscriber represents to the Company that the Subscriber is (tick one or more of the following boxes and fill in the relevant blank(s)): £ £ £ £ £ £ £ £ *See the definitions in Schedule "B" to this Agreement.
Sample 1
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Exemption Relied Upon. The Purchaser represents to the Company that the Purchaser is (tick one or more of the following boxes): an individual who has received from the Company and read and understood the Offering Memorandum, in compliance with applicable Securities Rules:  a director, officer, employee or control person* of the Company:  a spouse, parent, grandparent, brother, sister or child of a director, senior officer* or control person* of the Company, being :  a close personal friend of a director, senior officer* or control person* of the Company, being (complete (1) below):  a close business associate of a director, senior officer* or control person* of the Company, being (complete (1) below):  a person or company that is wholly owned by any combination of person or companies described in subparagraph (ii) to (v), being :  an accredited investor* (complete (2) below):  *See the definitions in Schedule "B" to this Agreement.
Sample 1

Related to Exemption Relied Upon

  • Exemption If Subrecipient expends less than $750,000 in Federal Awards during its fiscal year, Subrecipient shall be exempt from Federal audit requirements for that year, except as noted in 2 CFR §200.503 (Relation to other audit requirements), but records shall be available for review or audit by appropriate officials of the Federal agency, the State, and the Government Accountability Office.

  • Securities Law Exemption Assuming the truth and accuracy of each Investor’s representations set forth in this Agreement, the offer, sale and issuance of the Securities as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and applicable state securities laws, and neither the Company nor any authorized agent acting on its behalf has taken or will take any action hereafter that would cause the loss of such exemption.

  • Exemptions If, in the previous tax year, you had gross income, from all sources, under $300,000, you are exempt from the requirements to report:

  • Offering Exemption Assuming the truth and accuracy of the representations and warranties contained in Section 7, this issuance and delivery to the Holder of this Note is exempt from registration under the Securities Act of 1933, as amended (the “Securities Act”), and will be registered or qualified (or exempt from registration or qualification) under applicable state securities and “blue sky” laws, as currently in effect.

  • Securities Law Exemptions Assuming the accuracy of the representations and warranties of the Initial Purchasers contained in Section 1(b) (including Annex C hereto) and their compliance with their agreements set forth therein, it is not necessary, in connection with the issuance and sale of the Securities to the Initial Purchasers and the offer, resale and delivery of the Securities by the Initial Purchasers in the manner contemplated by this Agreement, the Time of Sale Information and the Offering Memorandum, to register the Securities under the Securities Act or to qualify the Indenture under the Trust Indenture Act.

  • Securities Act Exemption Neither the Holder nor anyone acting on behalf of the Holder has received any commission or remuneration directly or indirectly in connection with or in order to solicit or facilitate the Exchange. The Holder understands that the Exchange contemplated hereby is intended to be exempt from registration by virtue of Section 3(a)(9) of the Securities Act. The Holder understands that the Company is relying upon the truth and accuracy of the representations, warranties, agreements, acknowledgments and understandings of the Holder set forth herein for purposes of qualifying for the exemption under Section 3(a)(9) of the Securities Act as well as qualifying for exemptions under applicable state securities laws.

  • Compliance with Registration Requirements; No Stop Order; No Objection from FINRA For the period from and after the date of this Agreement and through and including the First Closing Date and, with respect to any Optional Shares purchased after the First Closing Date, each Option Closing Date:

  • Compliance with Registration Requirements; No Stop Order; No Objection from NASD For the period from and after effectiveness of this Agreement and prior to the First Closing Date and, with respect to the Optional Common Shares, the Second Closing Date:

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