YOUR RELATIONSHIP WITH US. 4.1 This Agreement shall take effect immediately upon:
YOUR RELATIONSHIP WITH US. Agency and Custodial Relationship We will act as your agent in placing deposits for you through the DDA-MMDA Option. Under a separate agreement with you that grants us custodial powers (“Custodial Agreement”), we will also act as your custodian for the Deposit Accounts. Each Deposit Account will be recorded (i) on the records of the Destination Institution in the name of BNY Mellon, as our sub-custodian, (ii) on the records of BNY Mellon in our name, as your custodian, and (iii) on our records in your name. The recording will occur in a manner that permits the Deposit Account to be FDIC- insured to the same extent as if it were recorded on the records of Destination Institution in your name. For purposes of Article 8 of the Uniform Commercial Code, we will act as your securities intermediary for, and will treat as financial assets, the Deposit Accounts and all your security entitlements and other related interests and assets with respect to the Deposit Accounts, and we will treat you as entitled to exercise the rights that constitute the Deposit Accounts. All interests that we hold for the Deposit Accounts will be held by us only as your securities intermediary and will not be our property. You will be the owner of the funds in the Deposit Accounts and any interest on those funds. Termination of Custodial Relationship Either you or we may terminate the custodial relationship between you and us at any time. You may not transfer the Deposit Accounts to another custodian, but you may dismiss us as your custodian for a Deposit Account and request that it be recorded on the records of the Destination Institution in your name. We will endeavor to cause any request from you pursuant to Section 2.2(a) to be promptly forwarded to the Destination Institution. Each Destination Institution has agreed that it will promptly fulfill any such request, subject to its customer identification policies and other account opening terms and conditions. If a Deposit Account has been recorded on the records of a Destination Institution in your name pursuant to this Section 2, you will be able to enforce your rights in the Deposit Account directly against the Destination Institution, but we will no longer have any custodial responsibility for it and you will not be able to enforce any rights against the Destination Institution through us. If we were to become insolvent, our receiver or other successor in interest could transfer custody of the Deposit Accounts, and our rights and ob...
YOUR RELATIONSHIP WITH US a. We are a tenant referencing company licensed to perform credit reference checks in line with contracted tenancy referencing applications.
YOUR RELATIONSHIP WITH US. 4.1. This Agreement shall take effect between you and us on the earlier to occur of:
YOUR RELATIONSHIP WITH US. You agree that:
YOUR RELATIONSHIP WITH US. 3.1 Your Agreement with us will continue indefinitely until you or we end it.
YOUR RELATIONSHIP WITH US. (a) This agreement applies separately between you and each Insignia Issuer in respect of Insignia Products of that Insignia Issuer, as if you and each Insignia Issuer were a party to a separate agreement in all respects identical with this agreement. To avoid doubt, we may remove an Insignia Issuer or add an Insignia Issuer by notice in writing to you.
YOUR RELATIONSHIP WITH US. We will collect information arising from your relationship with and through us and your use of our products and services. For example, we will maintain a record of your account balance(s), transaction history, and payment history. As well, when you send us an e-mail, speak with one of our telephone service representatives, communicate with us in person or through any other means, we may monitor, record, and retain those communications for our mutual protection and in order to process your inquiries, respond to your requests, and improve our services.
YOUR RELATIONSHIP WITH US. It is important that you actively participate in our relationship. In particular, we encourage you to: • Keep us fully and accurately informed regarding your personal circumstances, and promptly advise us of any change to information that could reasonably result in a change to the types of investments appropriate for you, such as a change to your income, investment objectives, risk tolerance, time horizon or net worth. • Review the documentation and other information we provide to you regarding your account, transactions conducted on your behalf and the holdings in your portfolio. • Ask questions of and request information from us to address any questions you have about your account, transactions conducted on your behalf or the holdings in your portfolio, or your relationship with us or anyone acting on our behalf. Subscription Agreement Investors’ Copy Rocklinc Partners Fund 2017.09.29 SCHEDULE “K-1” COMPLAINTS PROCESS AND INDEPENDENT DISPUTE RESOLUTION SERVICE [For Subscribers who are NOT clients of another registered dealer that have signed Schedule “B” and are either individuals or are not “permitted clients” that have signed Schedule “D”.] ROCKLINC INVESTMENT PARTNERS INC. WHAT TO DO IF YOU HAVE A COMPLAINT Our complaint process Filing a complaint with us If you have a complaint about our services or a product, contact us at: Rocklinc Investment Partners Inc. 0000 Xxxxx Xxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxx X0X 0X0 Attention: Xxxxxxxx Xxxxxx tel: 000.000.0000 email: xxxxxxx@xxxxxxxx.xxx You may want to consider using a method other than email for sensitive information. Tell us: • what went wrong • when it happened • what you expect (e.g., money back, an apology, account correction) We will acknowledge your complaint Help us resolve your complaint sooner • Make your complaint as soon as possible. • Reply promptly if we ask you for more information. • Keep copies of all relevant documents, such as letters, emails and notes of conversations with us. We will acknowledge your complaint in writing, as soon as possible, typically within 5 business days of receiving your complaint. We may ask you to provide clarification or more information to help us resolve your complaint. We will provide our decision We normally provide our decision in writing, within 90 days of receiving a complaint. It will include: • a summary of the complaint • the results of our investigation • our decision to make an offer to resolve the complaint or deny it, and an explanation...
YOUR RELATIONSHIP WITH US. 1.1 In this Agreement, where the context so admits, the words and expressions used in this Agreement shall have meanings set out in SCHEDULE 1 of this Agreement. 1.2 The relationship between you and StashAway is governed by this Agreement. This Agreement shall apply to and govern your Account with us and all Transactions and Services. 1.3 Your use of our Services is subject to you fulfilling the following general criteria, and upon our request, providing us with such information and documents to prove that you fulfil the criteria: (a) you shall have completed an application or registration form required by us through our website; (b) you have received an acceptance notice from us confirming that you may use and access the Platform, your Account and/or our Services; and (c) such other criteria as we may determine from time to time. 1.4 For the avoidance of doubt, we are not obliged to open any Account for you or provide you with any Service. The Agreement governs our relationship with you. You can refer to SCHEDULE 1 for a meaning of certain words and expressions used in the Agreement. Before you use our Services, you must provide us with certain information and meet our requirements. We may choose not to provide our Services to you.
