UP TO 100,263,158 COMMON UNITS OF LIMITED PARTNER INTEREST FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • December 31st, 2014 • Energy 11, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledDecember 31st, 2014 Company Industry Jurisdiction
UP TO 100,263,158 COMMON UNITS OF LIMITED PARTNER INTEREST FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • December 12th, 2014 • Energy 11, L.P. • Crude petroleum & natural gas • New York
Contract Type FiledDecember 12th, 2014 Company Industry Jurisdiction
CARTER VALIDUS MISSION CRITICAL REIT II, INC. UP TO $2,000,000,000 CLASS A AND CLASS C SHARES OF COMMON STOCK FORM OF DEALER MANAGER AGREEMENTEscrow Agreement • March 27th, 2014 • Carter Validus Mission Critical REIT II, Inc. • Real estate investment trusts • Florida
Contract Type FiledMarch 27th, 2014 Company Industry Jurisdiction
UP TO 150,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • March 28th, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2013 Company Industry JurisdictionBusiness Development Corporation of America (the “Company”) is a Maryland corporation that intends to elect to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to offer up to 150,000,000 shares of common stock, $0.001 par value per share (the “Shares”) on a continuous basis, for an initial purchase price of $10.00 per Share, with a minimum initial investment of $1,000, in the offering (the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below).
Business Development Corporation of America UP TO 150,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT January 25, 2011Escrow Agreement • March 21st, 2013 • Business Development Corp of America • New York
Contract Type FiledMarch 21st, 2013 Company JurisdictionBusiness Development Corporation of America (the “Company”) is a Maryland corporation that intends to elect to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to offer up to 150,000,000 shares of common stock, $0.001 par value per share (the “Shares”) on a continuous basis, for an initial purchase price of $10.00 per Share, with a minimum initial investment of $1,000, in the offering (the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below).
ARC REALTY FINANCE TRUST, INC. UP TO 96,842,105 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • February 12th, 2013 • ARC Realty Finance Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 12th, 2013 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL HEALTHCARE TRUST II, INC. UP TO 82,736,842 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • February 8th, 2013 • American Realty Capital Healthcare Trust II, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 8th, 2013 Company Industry Jurisdiction
ARC REALTY FINANCE TRUST, INC. UP TO 96,842,105 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • January 22nd, 2013 • ARC Realty Finance Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 22nd, 2013 Company Industry Jurisdiction
ARC REALTY FINANCE TRUST, INC. UP TO 96,842,105 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • December 28th, 2012 • ARC Realty Finance Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 28th, 2012 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL HEALTHCARE TRUST II, INC. UP TO 82,736,842 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • December 7th, 2012 • American Realty Capital Healthcare Trust II, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 7th, 2012 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL TRUST IV, INC. UP TO 70,000,000 SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • May 2nd, 2012 • American Realty Capital Trust IV, Inc. • Real estate • New York
Contract Type FiledMay 2nd, 2012 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL GLOBAL DAILY NET ASSET VALUE TRUST, INC. UP TO 156,565,656 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • December 8th, 2011 • American Realty Capital Global Daily Net Asset Value Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 8th, 2011 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL DAILY NET ASSET VALUE TRUST, INC. UP TO $1,737,499,995 OF SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • June 9th, 2011 • American Realty Capital Daily Net Asset Value Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 9th, 2011 Company Industry Jurisdiction
INDEPENDENCE REALTY TRUST, INC UP TO 110,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENT April 7, 2011Escrow Agreement • April 8th, 2011 • Independence Realty Trust, Inc • Real estate investment trusts • New York
Contract Type FiledApril 8th, 2011 Company Industry JurisdictionIndependence Realty Trust, Inc. (the “Company”) is a Maryland corporation that intends to qualify and elect to be taxed as a real estate investment trust (a “REIT”) for federal income tax purposes beginning with the taxable year ending December 31, 2011. The Company proposes to offer (a) up to 100,000,000 shares of common stock, $.01 par value per share (the “Shares”), for a purchase price of $10.00 per Share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers), in the primary offering (the “Primary Offering”), and (b) up to 10,000,000 Shares for an initial purchase price of $9.50 per Share for issuance through the Company’s distribution reinvestment program (the “DRP” and together with the Primary Offering, the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined in Section 1(a)). The Company has reserved the right to reallocate the Shares offered in the
Business Development Corporation of America UP TO 150,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT January ___, 2011Escrow Agreement • January 24th, 2011 • Business Development Corp of America • New York
Contract Type FiledJanuary 24th, 2011 Company JurisdictionBusiness Development Corporation of America (the “Company”) is a Maryland corporation that intends to elect to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to offer up to 150,000,000 shares of common stock, $0.001 par value per share (the “Shares”) on a continuous basis, for an initial purchase price of $10.00 per Share, with a minimum initial investment of $1,000, in the offering (the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below).
Business Development Corporation of America UP TO 150,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENT January ___, 2011Escrow Agreement • January 14th, 2011 • Business Development Corp of America • New York
Contract Type FiledJanuary 14th, 2011 Company JurisdictionBusiness Development Corporation of America (the “Company”) is a Maryland corporation that intends to elect to be treated as a business development company (“BDC”) under the Investment Company Act of 1940 and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to offer up to 150,000,000 shares of common stock, $0.001 par value per share (the “Shares”) on a continuous basis, for an initial purchase price of $10.00 per Share, with a minimum initial investment of $1,000, in the offering (the “Offering”), all upon the other terms and subject to the conditions set forth in the Prospectus (as defined below).
UP TO 150,000,000 SHARES OF COMMON STOCK FORM OF EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • December 21st, 2010 • American Realty Capital - Retail Centers of America, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 21st, 2010 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL TRUST II, INC. UP TO $1,737,499,995 OF SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • December 6th, 2010 • American Realty Capital Trust II, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 6th, 2010 Company Industry Jurisdiction
AMERICAN REALTY CAPITAL TRUST II, INC. UP TO $1,737,499,995 OF SHARES OF COMMON STOCK EXCLUSIVE DEALER MANAGER AGREEMENTEscrow Agreement • October 8th, 2010 • American Realty Capital Trust II, Inc. • New York
Contract Type FiledOctober 8th, 2010 Company Jurisdiction