Common Contracts
14 similar Subscription Agreement contracts by Columbia Bancorp, National Mercantile Bancorp, Sterling Financial Corp /Pa/, others
CAPSTEAD MORTGAGE CORPORATION 25,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • February 24th, 2012 • Capstead Mortgage Corp • Real estate investment trusts • New York
[FOR FISCAL YEAR END: Attached hereto are the audited consolidated financial statements (including the balance sheet, income statement and statement of cash flows, and notes thereto, together with the report of the independent accountants thereon) of the Company and its consolidated subsidiaries for the three years ended [date], 20 and all financial statements required to be filed with any Governmental Entity (as defined in the Placement Agreement) other than the Securities and Exchange Commission for the year ended [date], 20__]
COMMUNITY FINANCIAL SHARES, INC. 3,500 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • June 22nd, 2007 • Community Financial Shares Inc • Savings institution, federally chartered • New York
Sterling Bancshares, Inc. 25,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • March 30th, 2007 • Sterling Bancshares Inc • State commercial banks • New York
Sterling Bancshares, Inc., a Texas corporation (the "Company"), and its financing subsidiary, Sterling Bancshares Capital Trust IV, a Delaware statutory trust (the "Trust," and hereinafter together with the Company, the "Offerors"), hereby confirm their agreement (this "Agreement") with you as placement agents (the "Placement Agents"), as follows:
20,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • March 28th, 2007 • Sterling Financial Corp /Pa/ • National commercial banks • New York
Sterling Financial Corporation, a Pennsylvania corporation (the “Company”), and its financing subsidiary, Sterling Financial Statutory Trust V, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
NATIONAL MERCANTILE BANCORP 16,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • February 9th, 2007 • National Mercantile Bancorp • State commercial banks • New York
NATIONAL MERCANTILE BANCORP 16,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • January 30th, 2007 • National Mercantile Bancorp • State commercial banks • New York
AMERIS BANCORP 36,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • October 27th, 2006 • Ameris Bancorp • State commercial banks • New York
Capitalized terms used but not otherwise defined in this Disclosure Schedule shall have the meanings ascribed to such terms in the above-referenced agreement (the “Agreement”). This Disclosure Schedule is qualified in its entirety by reference to specific provisions of the Agreement, and is not intended to constitute, and shall not be construed as constituting, representations or warranties of the Offerors, except as and to the extent provided in the Agreement. Except as provided in the Agreement, inclusion of information herein shall not be construed as an admission that such information is material to the business of the Company.
PLACEMENT AGREEMENTSubscription Agreement • November 22nd, 2005 • American Safety Insurance Holdings LTD • Insurance agents, brokers & service • New York
American Safety Holdings Corp., incorporated and existing under the laws of Georgia (the “Company”), and its financing subsidiary, American Safety Capital Trust III, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
COLUMBIA BANCORP 6,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • March 25th, 2005 • Columbia Bancorp • State commercial banks • New York
Merchants Bancshares, Inc. 20,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENT December 7, 2004 FTN Financial Capital Markets Memphis, Tennessee 38117 Keefe, Bruyette...Subscription Agreement • March 9th, 2005 • Merchants Bancshares Inc • State commercial banks • New York
Merchants Bancshares, Inc., a Delaware corporation (the "Company"), and its financing subsidiary, MBVT Statutory Trust I, a Delaware statutory trust (the "Trust," and hereinafter together with the Company, the "Offerors"), hereby confirm their agreement (this "Agreement") with you as placement agents (the "Placement Agents"), as follows:
15,000 Capital Securities Fixed/Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • March 7th, 2005 • Sterling Financial Corp /Pa/ • National commercial banks • New York
Sterling Financial Corporation, a Pennsylvania corporation (the “Company”), and its financing subsidiary, Sterling Financial Statutory Trust IV, a Delaware statutory trust (the “Trust,” and hereinafter together with the Company, the “Offerors”), hereby confirm their agreement (this “Agreement”) with you as placement agents (the “Placement Agents”), as follows:
COLUMBIA BANCORP 4,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • January 3rd, 2005 • Columbia Bancorp • State commercial banks • New York
HUDSON UNITED BANCORP 20,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • May 10th, 2004 • Hudson United Bancorp • State commercial banks • New York
COAST BANCORP 5,000 Capital Securities Floating Rate Capital Securities (Liquidation Amount $1,000.00 per Capital Security) PLACEMENT AGREEMENTSubscription Agreement • March 28th, 2003 • Coast Bancorp/Ca • Blank checks • New York
Preferred Term Securities VII, Ltd. c/o The Bank of New York Collateralized Debt Obligation Group 101 Barclay Street, 8E New York, New York 10286 Attention: Franco B. Talavera CDO Relationship Manager
