Common Contracts
11 similar Underwriting Agreement contracts by Arlington Asset Investment Corp., New York Mortgage Trust Inc, BofI Holding, Inc.
UNDERWRITING AGREEMENTUnderwriting Agreement • July 12th, 2021 • Arlington Asset Investment Corp. • Real estate investment trusts • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), an aggregate principal amount of $33,500,000 of the Company’s 6.00% Senior Notes due 2026 (the “Firm Securities”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of the Firm Securities. In addition, the Company proposes to issue and sell to the Underwriters, upon the terms and conditions set forth in Section 3(b) hereof, up to an additional $5,000,000 aggregate principal amount of the Company’s 6.00% Senior Notes due 2026 (the “Optional Securities”). The Firm Securities and the Optional Securities are, collectively, hereinafter called the “Securities.” The Securities are to be issued pursuant to the provisions o
ARLINGTON ASSET INVESTMENT CORP. 135,000 Shares of 7.00% Series B Preferred Stock Liquidation Preference: $25.00 per Share UNDERWRITING AGREEMENT May 5, 2017Underwriting Agreement • May 11th, 2017 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to JonesTrading Institutional Services LLC (the “Underwriter”), on a best efforts basis, an aggregate of 135,000 shares (the “Securities”) of its 7.00% Series B Cumulative Perpetual Redeemable Preferred Stock, liquidation preference $25.00 per share (the “Series B Preferred Stock”), a series of the Company’s preferred stock (the “Preferred Stock”). The Company understands that the Underwriter proposes to make, on a best efforts basis, a public offering (the “Offering”) of the Securities as soon as the Underwriter deems advisable after this underwriting agreement (this “Agreement”) has been executed and delivered.
BOFI HOLDING INC.Underwriting Agreement • February 26th, 2016 • BofI Holding, Inc. • Savings institution, federally chartered • New York
BofI Holding, Inc., a Delaware corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), an aggregate principal amount of $45,000,000 of the Company’s 6.25% Subordinated Notes due 2026 (the “Firm Securities”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of the Firm Securities. In addition, the Company proposes to issue and sell to the Underwriters, upon the terms and conditions set forth in Section 3(b) hereof, up to an additional $6,750,000 aggregate principal amount of the Company’s 6.25% Subordinated Notes due 2026 (the “Optional Securities”). The Firm Securities and the Optional Securities are, collectively, hereinafter called the “Securities.” The Securities are to be issued pursuant to the provisions of
ARLINGTON ASSET INVESTMENT CORP. $32,000,000 6.75% Fixed Rate Senior Unsecured Notes due 20251 UNDERWRITING AGREEMENT March 11, 2015Underwriting Agreement • March 17th, 2015 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), an aggregate principal amount of $32,000,000 of the Company’s 6.75% Senior Notes due 2025 (the “Firm Securities”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of the Firm Securities. In addition, the Company proposes to issue and sell to the Underwriters, upon the terms and conditions set forth in Section 3(b) hereof, up to an additional $4,800,000 aggregate principal amount of the Company’s 6.75% Senior Notes due 2025 (the “Optional Securities”). The Firm Securities and the Optional Securities are, collectively, hereinafter called the “Securities.” The Securities are to be issued pursuant to the provisions o
ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A Common Stock * UNDERWRITING AGREEMENT September 4, 2014Underwriting Agreement • September 9th, 2014 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 2,750,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
ARLINGTON ASSET INVESTMENT CORP. 2,750,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT March 25, 2014Underwriting Agreement • March 28th, 2014 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 2,750,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
ARLINGTON ASSET INVESTMENT CORP. $25,000,000 6.625% Fixed Rate Senior Unsecured Notes due 2023 UNDERWRITING AGREEMENT April 23, 2013Underwriting Agreement • April 29th, 2013 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes, subject to the conditions hereinafter stated, to issue and sell to the public through the several Underwriters named in Schedule I attached hereto (the “Underwriters”), on a best efforts basis, an aggregate principal amount of $25,000,000 (the “Securities”) of the Company’s 6.625% Senior Notes due 2023 (the “Notes”). The Company understands that the Underwriters propose to make, on a best efforts basis, a public offering (the “Offering”) of the Securities as soon as the Underwriters deem advisable after this underwriting agreement (this “Agreement”) has been executed and delivered. The Notes are to be issued pursuant to the provisions of an Indenture to be dated as of May 1, 2013 (the “Base Indenture”) between the Company and Wells Fargo Bank, National Association (the “Trustee”), as supplemented by a First Supplemental Indenture to be dated as of May 1, 2013 (the “Supplemental Indenture”, and together
ARLINGTON ASSET INVESTMENT CORP. 3,000,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT September 21, 2012Underwriting Agreement • September 26th, 2012 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 3,000,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 10,000,000 Shares of Common Stock1 UNDERWRITING AGREEMENTUnderwriting Agreement • August 21st, 2012 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the "Company"), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the "Underwriters") an aggregate of 10,000,000 shares (the "Firm Securities") of its common stock, $0.01 par value per share ("Common Stock"), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this "Agreement") in connection with the public offering (the "Offering") and sale of such Firm Securities.
NEW YORK MORTGAGE TRUST, INC. 4,500,000 Shares of Common Stock* UNDERWRITING AGREEMENTUnderwriting Agreement • July 17th, 2012 • New York Mortgage Trust Inc • Real estate investment trusts • New York
New York Mortgage Trust, Inc., a Maryland corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 4,500,000 shares (the “Firm Securities”) of its common stock, $0.01 par value per share (“Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
ARLINGTON ASSET INVESTMENT CORP. 1,755,000 Shares of Class A Common Stock* UNDERWRITING AGREEMENT March 22, 2012Underwriting Agreement • March 26th, 2012 • Arlington Asset Investment Corp. • Investors, nec • New York
Arlington Asset Investment Corp., a Virginia corporation (the “Company”), proposes to issue and sell, subject to the conditions hereinafter stated, to the several Underwriters named in Schedule I attached hereto (the “Underwriters”) an aggregate of 1,755,000 shares (the “Firm Securities”) of its Class A common stock, $.01 par value per share (“Class A Common Stock”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (this “Agreement”) in connection with the public offering (the “Offering”) and sale of such Firm Securities.
