TSC UITSDealer Agreement • January 4th, 2016 • TSC Uits 18 • New York
Contract Type FiledJanuary 4th, 2016 Company Jurisdiction
DEALER AGREEMENT Rydex Distributors, Inc. (the "Distributor") serves as the principal underwriter for the Rydex|SGI family of investment companies, including the open-end investment companies (the "Open-End Funds") and closed- end investment companies...Dealer Agreement • November 13th, 2009 • Security Equity Fund • Delaware
Contract Type FiledNovember 13th, 2009 Company Jurisdiction
Exhibit 10.1 Carey Financial, LLC 50 Rockefeller Plaza New York, NY 10020 CORPORATE PROPERTY ASSOCIATES 17 - GLOBAL INCORPORATED FORM OF AMENDED SELECTED DEALER AGREEMENT Ladies/Gentlemen: We have agreed to use our best efforts to sell, along with a...Dealer Agreement • August 1st, 2008 • Corporate Property Associates 17 - Global INC • Real estate investment trusts • New York
Contract Type FiledAugust 1st, 2008 Company Industry Jurisdiction
EXHIBIT 1.5 ADVISORS DISCIPLINED TRUSTS DEALER AGREEMENT Advisors Asset Management, Inc. ("AAM") serves as the principal underwriter for Advisors Disciplined Trusts, separate series of unit investment trusts (each, a "Trust," and, collectively, the...Dealer Agreement • June 17th, 2008 • Advisors Disciplined Trust 262 • New York
Contract Type FiledJune 17th, 2008 Company Jurisdiction
EXHIBIT 1.5 2 ADVISOR'S DISCIPLINED TRUSTS DEALER AGREEMENT Advisor's Asset Management, a division of Fixed Income Securities, Inc. ("AAM") serves as the principal underwriter for Advisor's Disciplined Trusts, separate series of unit investment trusts...Dealer Agreement • March 6th, 2008 • Advisors Disciplined Trust 230 • New York
Contract Type FiledMarch 6th, 2008 Company Jurisdiction
DEALER AGREEMENT AGREEMENT, made as of this th day of , 2008, by and between Nationwide Fund Distributors, LLC, or its surviving entity ("Distributor") and _________________________________________ ("Dealer") whereby Dealer agrees to participate in...Dealer Agreement • February 27th, 2008 • Nationwide Mutual Funds • Delaware
Contract Type FiledFebruary 27th, 2008 Company Jurisdiction
EX-99.e.2. DEALER AGREEMENT AGREEMENT, made as of this ____ th day of ________, 20__, by and between Aberdeen Fund Distributors LLC ("Distributor") and [_________________] ("Dealer") whereby Dealer agrees to participate in the distribution of the...Dealer Agreement • January 18th, 2008 • Aberdeen Funds • Delaware
Contract Type FiledJanuary 18th, 2008 Company Jurisdiction
EXHIBIT 10.18.5 AMENDMENT #5 TO DEALER AGREEMENT REPLACEMENT PROGRAM THIS AMENDMENT #5 (herein "Amendment") to the Dealer Agreement ("Agreement") is made this 9th day of April, 2007 with an effective date of June 1, 2006 ("Effective Date") by and...Dealer Agreement • August 30th, 2007 • Conns Inc • Retail-radio, tv & consumer electronics stores
Contract Type FiledAugust 30th, 2007 Company Industry
Exhibit 10.1 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: Innovative Growing Solutions, with its principal place of...Dealer Agreement • May 21st, 2007 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMay 21st, 2007 Company Industry Jurisdiction
AMENDMENT TO DEALER AGREEMENT The following is an amendment to the current Dealer Agreement between Dealer and Federated Securities Corp. The parties hereby agree as follows: 1. Section 7(b)(iii) "Disruptive Activities" is deleted in its entirety and...Dealer Agreement • April 27th, 2007 • Variable Annuity Account A
Contract Type FiledApril 27th, 2007 Company
EX-99(e)(2) DEALER AGREEMENT AGREEMENT, made as of this th day of , 200_, by and between Gartmore Distribution Services, Inc., or its surviving entity ("Distributor") and _______________ ("Dealer") whereby Dealer agrees to participate in the...Dealer Agreement • February 28th, 2007 • Gartmore Mutual Funds • Delaware
Contract Type FiledFebruary 28th, 2007 Company Jurisdiction
CONTENTS CLAUSE PAGE ------ ---- 1. Definitions and Interpretation....................................... 2 2. Amendment and Restatement............................................ 3 3....Dealer Agreement • October 26th, 2006 • Turquoise Receivables Trustee LTD • Asset-backed securities
Contract Type FiledOctober 26th, 2006 Company Industry
CONTENTS CLAUSE PAGE ------ ---- 1. Definitions and Interpretation....................................... 2 2. Amendment and Restatement............................................ 3 3....Dealer Agreement • October 25th, 2006 • Turquoise Receivables Trustee LTD • Asset-backed securities
Contract Type FiledOctober 25th, 2006 Company Industry
DEALER AGREEMENT FOR THE OPPENHEIMER FUNDS To: OPPENHEIMERFUNDS DISTRIBUTOR, INC. P.O. BOX 5270 DENVER, CO 80217-5270 Gentlemen: We desire to enter into an agreement with you under which we will act as principal for the sale, distribution and resale...Dealer Agreement • October 23rd, 2006 • Oppenheimer Main Street Funds Inc • New York
Contract Type FiledOctober 23rd, 2006 Company Jurisdiction
LOGO OF AIM INVESTMENTS] SELECTED DEALER AGREEMENT FOR INVESTMENT COMPANIES MANAGED BY A I M ADVISORS, INC.Dealer Agreement • July 25th, 2006 • Aim Sector Funds
Contract Type FiledJuly 25th, 2006 Company
Exhibit 10.5 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: Dreamscapes LTD. a South Dakota Limited Liability...Dealer Agreement • May 17th, 2006 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMay 17th, 2006 Company Industry Jurisdiction
EXHIBIT 10.1 Carey Financial LLC 50 Rockefeller Plaza New York, NY 10020 CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED FORM OF SELECTED DEALER AGREEMENT ____________, 2006 Ladies/Gentlemen: We have agreed to use our best efforts to sell,...Dealer Agreement • April 14th, 2006 • Corporate Property Associates 16 Global Inc • Lessors of real property, nec • New York
Contract Type FiledApril 14th, 2006 Company Industry Jurisdiction
betweenDealer Agreement • March 30th, 2006 • Conns Inc • Retail-radio, tv & consumer electronics stores • Texas
Contract Type FiledMarch 30th, 2006 Company Industry Jurisdiction
Exhibit 10.19.1 AMENDMENT #1 TO DEALER AGREEMENT ASSIGNMENTS, CONFIDENTIALITY, T&Cs THIS AMENDMENT #1 (herein "Amendment") to the Dealer Agreement ("Agreement") is made this ___ day of July, 2005 with an effective date of July 1, 2005 ("Effective...Dealer Agreement • March 30th, 2006 • Conns Inc • Retail-radio, tv & consumer electronics stores
Contract Type FiledMarch 30th, 2006 Company Industry
Exhibit 10.19.4 AMENDMENT #4 TO DEALER AGREEMENT REPLACEMENT PROGRAM, SALES MANAGER, POTENTIAL FEDERAL FEE REDUCTIONS THIS AMENDMENT #4 (herein "Amendment") to the Dealer Agreement ("Agreement") is made this ___ day of July, 2005 with an effective...Dealer Agreement • March 30th, 2006 • Conns Inc • Retail-radio, tv & consumer electronics stores
Contract Type FiledMarch 30th, 2006 Company Industry
Exhibit 10.19.3 AMENDMENT #3 TO DEALER AGREEMENT PRICING AND TRANSFER OF RESERVES THIS AMENDMENT #3 (herein "Amendment") to the Dealer Agreement ("Agreement") is made this ___ day of July, 2005 with an effective date of July 1, 2005 ("Effective Date")...Dealer Agreement • March 30th, 2006 • Conns Inc • Retail-radio, tv & consumer electronics stores
Contract Type FiledMarch 30th, 2006 Company Industry
betweenDealer Agreement • February 15th, 2006 • Cohen & Steers Reit & Utility Income Fund Inc • New York
Contract Type FiledFebruary 15th, 2006 Company Jurisdiction
QUASAR DISTRIBUTORS, LLC 615 EAST MICHIGAN STREET MILWAUKEE, WI 53202 DEALER AGREEMENT This Agreement is made and effective as of this ____ day of __________, 20__, between Quasar Distributors, LLC ("Quasar"), a Delaware limited liability company, and...Dealer Agreement • October 3rd, 2005 • First American Investment Funds Inc • Wisconsin
Contract Type FiledOctober 3rd, 2005 Company Jurisdiction
EXHIBIT 10.2 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: The Kern Company, a corporation, with its principal place...Dealer Agreement • August 15th, 2005 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledAugust 15th, 2005 Company Industry Jurisdiction
EXHIBIT 10.1 Carey Financial LLC 50 Rockefeller Plaza New York, NY 10020 CORPORATE PROPERTY ASSOCIATES 16 - GLOBAL INCORPORATED SELECTED DEALER AGREEMENT ____________, 2005 Ladies/Gentlemen: We have agreed to use our best efforts to sell, along with a...Dealer Agreement • August 12th, 2005 • Corporate Property Associates 16 Global Inc • Lessors of real property, nec • New York
Contract Type FiledAugust 12th, 2005 Company Industry JurisdictionWe have agreed to use our best efforts to sell, along with a group of selected dealers (collectively, the "Selected Dealers") to be formed with our assistance, up to 95,000,000 shares of common stock, par value $0.001 per share (each a "Share," and collectively, the "Shares") of Corporate Property Associates 16 - Global Incorporated (the "Company"), of which 40,000,000 shares are being offered pursuant to the Company's 2003 Distribution Reinvestment and Stock Purchase Plan (the "DRIP"). The Shares are being offered by us, as Sales Agent for the Company, and by the Selected Dealers. The terms of the offering of the Shares (the "Offering") are more fully described in the enclosed prospectus (the "Prospectus"), receipt of which you hereby acknowledge.
EXHIBIT e.2Dealer Agreement • June 20th, 2005 • Janus Adviser • Connecticut
Contract Type FiledJune 20th, 2005 Company Jurisdiction
Exhibit 10.1 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: Reinke Pasco, Inc., a corporation, with its principal place...Dealer Agreement • May 20th, 2005 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMay 20th, 2005 Company Industry Jurisdiction
VAN KAMPEN FUNDS INC. DEALER AGREEMENT FOR THE SALE OF UNIT INVESTMENT TRUSTS Van Kampen Funds Inc. ("VKFI") serves as the principal underwriter for the Van Kampen group of investment companies, including unit investment trusts (each, a "Trust," and,...Dealer Agreement • May 18th, 2005 • Van Kampen Unit Trusts, Municipal Series 560 • New York
Contract Type FiledMay 18th, 2005 Company Jurisdiction
betweenDealer Agreement • May 16th, 2005 • Cohen & Steers Worldwide Realty Income Fund, Inc. • New York
Contract Type FiledMay 16th, 2005 Company Jurisdiction
Exhibit 10.27 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: Ag Pro Tech, Inc. a Minnesota corporation, with its...Dealer Agreement • March 31st, 2005 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
Exhibit 10.24 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: Donald Weishuhn on behalf of a company to be formed...Dealer Agreement • March 31st, 2005 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
Exhibit 10.29 DEALER AGREEMENT Midwest Industrial Supply, Inc, having its main office in Canton, Ohio (hereinafter called "MIS."), hereby appoints and authorizes: American Soil Technologies, Inc. a Nevada corporation, with its principal place of...Dealer Agreement • March 31st, 2005 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
Exhibit 10.31 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: Jerry Schuelke, an individual, with his principal place of...Dealer Agreement • March 31st, 2005 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
Exhibit 10.30 DEALER AGREEMENT American Soil Technologies, Inc., having its main office at 1224 Montague Street, Pacoima, CA 91331 (hereinafter called "ASTI."), hereby appoints and authorizes: Al Godes, an individual, with his principal place of...Dealer Agreement • March 31st, 2005 • American Soil Technologies Inc • Agricultural chemicals • California
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
BACKGROUNDDealer Agreement • March 2nd, 2005 • Gartmore Mutual Funds • Delaware
Contract Type FiledMarch 2nd, 2005 Company Jurisdiction