Common Contracts
15 similar Equity Distribution Agreement contracts by Nisource Inc/De, Cohen & Co Inc., Aehr Test Systems, others
Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 5th, 2023 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
This Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated October 5, 2023 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
ARTHUR J. GALLAGHER & CO. COMMON STOCK (PAR VALUE $1.00 PER SHARE) EQUITY DISTRIBUTION AGREEMENT November 15, 2022Equity Distribution Agreement • November 16th, 2022 • Arthur J. Gallagher & Co. • Insurance agents, brokers & service • New York
This Confirmation sets forth the terms of the agreement of Morgan Stanley & Co. LLC (the “Manager”) with Arthur J. Gallagher & Co. (the “Company”) relating to the issuance and sale of up to [3,000,000] shares of the Company’s common stock, par value $1.00 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated November 15, 2022 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
AEHR TEST SYSTEMS EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 17th, 2021 • Aehr Test Systems • Instruments for meas & testing of electricity & elec signals • New York
Broadwind, Inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 9th, 2021 • Broadwind, Inc. • Nonferrous foundries (castings) • New York
This Confirmation sets forth the terms of the agreement of Craig-Hallum Capital Group LLC (the “Manager”) with Broadwind, Inc. (the “Company”) relating to the sale of up to $10,000,000 of shares of the Company’s common stock, par value $0.001 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated March 9, 2021 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
IMMERSION CORPORATION Equity Distribution AgreementEquity Distribution Agreement • February 11th, 2021 • Immersion Corp • Computer peripheral equipment, nec • New York
Immersion Corporation, a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Immersion Corporation, the “Company”), proposes to issue and sell through Craig-Hallum Capital Group LLC, as sales agent (the “Manager”), on the terms set forth in this Equity Distribution Agreement (this “Agreement”), shares of its common stock, par value $0.001 (“Common Stock”), having an aggregate offering price of up to $50,000,000 (the “Shares”).
Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 2nd, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
This Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000[___], pursuant to the Equity Distribution Agreement between the Company and the Manager, dated November [●], 2020 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
CYNERGISTEK, INC. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 12th, 2020 • Cynergistek, Inc • Services-business services, nec • New York
CynergisTek, Inc., a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (defined below) as being subsidiaries or affiliates of CynergisTek, Inc., the “Company”), proposes to issue and sell through Craig-Hallum Capital Group LLC, as sales agent (together with its affiliates, control persons, officers, directors, employees and agents, the “Manager”), on the terms set forth in this Equity Distribution Agreement (this “Agreement”), shares of the Company’s common stock, par value $0.001 (the “Common Stock”), having an aggregate offering price of up to $5,000,000 (the “Shares”).
NISOURCE INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE EQUITY DISTRIBUTION AGREEMENT November 1, 2018Equity Distribution Agreement • November 1st, 2018 • Nisource Inc/De • Electric & other services combined • New York
This Transaction Confirmation sets forth the terms of the agreement of [•] (in its capacity as agent for the Company in connection with any Direct Sale of Shares thereunder, the “Manager,” and in its capacity as agent for the Forward Purchaser in connection with any Forward Sale of Shares thereunder, the “Forward Seller”); and [•] (as purchaser under any Forward Sale, the “Forward Purchaser”) with NiSource Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate gross sales price of up to $500,000,000 pursuant to the Equity Distribution Agreement among the Company, the Forward Purchaser and the Manager, dated November 1, 2018 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
NISOURCE INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 3rd, 2017 • Nisource Inc/De • Electric & other services combined • New York
This Transaction Confirmation sets forth the terms of the agreement of [ ] (in its capacity as agent for the Company in connection with any sale of Shares thereunder, the “Manager”) with NiSource Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate gross sales price of up to $500,000,000 pursuant to the Equity Distribution Agreement between the Company and the Manager, dated May 3, 2017 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
NISOURCE INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 3rd, 2017 • Nisource Inc/De • Electric & other services combined • New York
This Transaction Confirmation sets forth the terms of the agreement of [ ] (in its capacity as agent for the Company in connection with any Direct Sale of Shares thereunder, the “Manager,” and in its capacity as agent for the Forward Purchaser in connection with any Forward Sale of Shares thereunder, the “Forward Seller”); and [ ] (as purchaser under any Forward Sale, the “Forward Purchaser”) with NiSource Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate gross sales price of up to $500,000,000 pursuant to the Equity Distribution Agreement among the Company, the Forward Purchaser and the Manager, dated May 3, 2017 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
ARTHUR J. GALLAGHER & CO. COMMON STOCK (PAR VALUE $1.00 PER SHARE) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 20th, 2013 • Gallagher Arthur J & Co • Insurance agents, brokers & service • New York
Set forth below are guidelines for use by the Company and the Manager in connection with the Manager’s continuous due diligence efforts in connection with the sale and distribution of the Shares pursuant to the Agreement. For the avoidance of doubt, the Company has agreed that no sales under the Agreement will be requested or made at any time the Company is, or could be deemed to be, in possession of material non-public information with respect to the Company.
SUNTRUST BANKS, INC. COMMON STOCK (PAR VALUE $1.00) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 15th, 2009 • Suntrust Banks Inc • National commercial banks • New York
This Confirmation sets forth the terms of the agreement of Morgan Stanley & Co. Incorporated (the “Manager”) with SunTrust Banks, Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $1.00 per share, having an aggregate gross sales price of up to $1,250,000,000, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated May 15, 2009 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
THE PNC FINANCIAL SERVICES GROUP, INC. UP TO 15,000,000 SHARES OF COMMON STOCK (PAR VALUE $5.00) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 14th, 2009 • PNC Financial Services Group Inc • National commercial banks • New York
COMMON SHARES, PAR VALUE $1.00 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 11th, 2009 • Keycorp /New/ • National commercial banks • New York
This Confirmation sets forth the terms of the agreement of Morgan Stanley & Co. Incorporated (the “Manager”) with KeyCorp (the “Company”) relating to the sale of shares of the Company’s common shares, par value $1.00 per share, having an aggregate gross sales price of up to $750,000,000, pursuant to the Distribution Agreement between the Company and the Manager, dated May 11, 2009 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
COMMERCE BANCSHARES, INC. COMMON STOCK (PAR VALUE $5.00) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 27th, 2009 • Commerce Bancshares Inc /Mo/ • State commercial banks • New York
Commerce Bancshares, Inc., a Missouri corporation (the “Company”), proposes to issue and sell through Morgan Stanley & Co. Incorporated, as sales agent (the “Manager”), on the terms set forth in this equity distribution agreement (this “Agreement”), shares (the “Shares”) of its common stock, par value $5.00, having aggregate gross sales proceeds of up to $200,000,000. The shares of common stock, par value $5.00, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “Common Stock”.
