ARTICLE 1 Agreement and Declaration of Trust and Principal OfficePimco Corporate Income Fund • June 29th, 2009
Company FiledJune 29th, 2009
ARTICLE 1 Agreement and Declaration of Trust and Principal OfficePimco Floating Rate Income Fund • March 27th, 2009 • London
Company FiledMarch 27th, 2009 Jurisdiction
FIIC, INC. 2005 STOCK OPTION, DEFERRED STOCK AND RESTRICTED STOCK PLAN RESTRICTED STOCK AWARD AGREEMENT (EXECUTIVE)Fiic Holdings • May 17th, 2007 • Services-business services, nec • California
Company FiledMay 17th, 2007 Industry Jurisdiction
PRINCIPAL VARIABLE CONTRACTS FUND, INC. SUB-ADVISORY AGREEMENT WITH PRINCIPAL REAL ESTATE INVESTORS, LLC AGREEMENT executed as of the 1st day of July, 2005, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa Corporation (hereinafter called "the...Principal Variable Contracts Fund Inc • April 27th, 2006 • Iowa
Company FiledApril 27th, 2006 Jurisdiction
Exhibit (d2) COLUMBIA FUNDS INSTITUTIONAL TRUST CMG INTERNATIONAL STOCK FUND FORM OF INVESTMENT ADVISORY CONTRACT This Agreement is made the __ day of ____________, 2006 between COLUMBIA FUNDS INSTITUTIONAL TRUST, a Massachusetts business trust, (the...CMG Fund Trust • March 24th, 2006
Company FiledMarch 24th, 2006
Exhibit (d1) COLUMBIA FUNDS INSTITUTIONAL TRUST CMG SMALL CAP GROWTH FUND FORM OF INVESTMENT ADVISORY CONTRACT This Agreement is made the __ day of ________, 2006 between COLUMBIA FUNDS INSTITUTIONAL TRUST, a Massachusetts business trust (the "Fund"),...CMG Fund Trust • March 24th, 2006
Company FiledMarch 24th, 2006
PRINCIPAL VARIABLE CONTRACTS FUND, INC. SUB-ADVISORY AGREEMENT WITH PRINCIPAL REAL ESTATE INVESTORS, LLC AGREEMENT executed as of the 1st day of July, 2005, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa Corporation (hereinafter called "the...Principal Variable Contracts Fund Inc • March 1st, 2006 • Iowa
Company FiledMarch 1st, 2006 Jurisdiction
WITNESSETH:Federated Equity Funds • October 13th, 2005
Company FiledOctober 13th, 2005
EXHIBIT A to the Investment Advisory ContractFederated Equity Funds • January 7th, 2005 • Pennsylvania
Company FiledJanuary 7th, 2005 Jurisdiction
e)(1) PILGRIM INVESTMENT FUNDS, INC. 40 N. CENTRAL AVENUE, SUITE 1200 PHOENIX, ARIZONA 85004 September 1, 2000 Pilgrim Securities, Inc. 40 N. Central Avenue, Suite 1200 Phoenix, Arizona 85004 Re: Underwriting Agreement Gentlemen: Pilgrim Investment...Ing Investment Funds Inc • September 27th, 2004 • New York
Company FiledSeptember 27th, 2004 Jurisdiction
ANDSeasons Series Trust • July 14th, 2004
Company FiledJuly 14th, 2004DUTIES OF SUBADVISER. Adviser hereby engages the services of Subadviser in furtherance of its Investment Advisory and Management Agreement with Seasons Series Trust (the "Trust") dated as of August 8, 1996, as amended from time to time. Pursuant to this Sub-Advisory Agreement and subject to the oversight and review of Adviser, Subadviser will manage the investment and reinvestment of a portion of the assets of the portfolio or portfolios (the "Portfolio(s)") listed on Schedule A attached hereto. In this regard, Subadviser will determine in its discretion the securities to be purchased or sold, will provide Adviser with records concerning its activities which Adviser or the Trust is required to maintain, and will render regular reports to Adviser and to officers and Trustees of the Trust concerning its discharge of the foregoing responsibilities. Subadviser shall discharge the foregoing responsibilities subject to the control of the officers and the Trustees of the Trust and in complian
SCHEDULE A to the Investment Advisory ContractMTB Group of Funds • April 28th, 2004 • Pennsylvania
Company FiledApril 28th, 2004 Jurisdiction
Exhibit 5(a) INVESTMENT ADVISORY AGREEMENT Security Capital Real Estate Mutual Funds Incorporated Security Capital U.S. Real Estate SharesSecurity Capital Real Estate Mutual Funds Inc • April 23rd, 2004
Company FiledApril 23rd, 2004
STOCK OPTION AGREEMENT (OTHER)Ir Biosciences Holdings Inc • March 11th, 2004 • Blank checks • Delaware
Company FiledMarch 11th, 2004 Industry Jurisdiction
4. Notwithstanding any provision in this Agreement, it may be terminated for any Fund at any time without the payment of any penalty: (a) by the Trustees of the Trust or by a vote of a majority of the outstanding voting securities (as defined in...Federated Income Securities Trust • January 30th, 2004
Company FiledJanuary 30th, 2004
SCHEDULE A to the Investment Advisory ContractVision Group of Funds • August 22nd, 2003 • Pennsylvania
Company FiledAugust 22nd, 2003 Jurisdiction
WITNESSETH:Federated Income Securities Trust • June 30th, 2003
Company FiledJune 30th, 2003
DECLARATION OF TRUST OF Texas Capital Statutory Trust IITexas Capital Bancshares Inc/Tx • June 12th, 2003 • State commercial banks
Company FiledJune 12th, 2003 Industry
239897.002(B&F) Amended and Restated Trust Agreement for PSE&G Capital Trust IPublic Service Electric & Gas Co • February 26th, 2003 • Electric & other services combined • Delaware
Company FiledFebruary 26th, 2003 Industry Jurisdiction
ARTICLE 1 Agreement and Declaration of Trust and Principal OfficePimco New York Municipal Income Fund Iii • December 17th, 2002
Company FiledDecember 17th, 2002
EXHIBIT 1Cap Rock Energy Corp • October 3rd, 2002 • Electric services • Texas
Company FiledOctober 3rd, 2002 Industry Jurisdiction
Exhibit (d)(ii) FOUNTAIN SQUARE PINNACLE FUND INVESTMENT ADVISORY CONTRACT DATED JANUARY 21, 1998 AS AMENDED AND RESTATED ON AUGUST 1, 2002 FIFTH THIRD FUNDS LARGE CAP OPPORTUNITY FUND FORM OF INVESTMENT ADVISORY CONTRACT THIS CONTRACT is made between...Fifth Third Funds • July 3rd, 2002 • Ohio
Company FiledJuly 3rd, 2002 Jurisdiction
EXHIBIT 10.4 MORGAN STANLEY CAPITAL TRUST II AMENDED AND RESTATED TRUST AGREEMENTMorgan Stanley Dean Witter & Co • October 15th, 2001 • Finance services • Delaware
Company FiledOctober 15th, 2001 Industry Jurisdiction
Pacific Funds 700 Newport Center Drive Newport Beach, California 92660Pacific Funds • September 26th, 2001 • New York
Company FiledSeptember 26th, 2001 Jurisdiction
TONorthern Illinois Gas Co /Il/ /New/ • July 20th, 2001 • Natural gas transmission
Company FiledJuly 20th, 2001 Industry
BY LAWS OFStemcell Global Research Inc • May 22nd, 2001 • Services-commercial physical & biological research
Company FiledMay 22nd, 2001 Industry
BY-LAWS OFMerrill Lynch & Co Inc • May 11th, 2001 • Security brokers, dealers & flotation companies
Company FiledMay 11th, 2001 Industry
ADDRESS] [CITY, STATE ZIP CODE]Ing Variable Insurance Trust • April 27th, 2001 • New York
Company FiledApril 27th, 2001 Jurisdiction
AGREEMENTVision Group of Funds • February 22nd, 2001 • Delaware
Company FiledFebruary 22nd, 2001 Jurisdiction
AGREEMENTVision Group of Funds • February 22nd, 2001 • Delaware
Company FiledFebruary 22nd, 2001 Jurisdiction
DECLARATION OF TRUST OF BFD PREFERRED CAPITAL TRUST IIBFD Preferred Capital Trust Ii • February 8th, 2001 • Savings institution, federally chartered
Company FiledFebruary 8th, 2001 Industry
1 EXHIBIT 4.3 THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT...Omm Inc • October 5th, 2000 • Telephone & telegraph apparatus • Illinois
Company FiledOctober 5th, 2000 Industry Jurisdiction
1 EXHIBIT 4.7 THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT...Omm Inc • October 5th, 2000 • Telephone & telegraph apparatus • Illinois
Company FiledOctober 5th, 2000 Industry Jurisdiction
Exhibit d COLUMBIA STRATEGIC VALUE FUND, INC. INVESTMENT ADVISORY CONTRACT This Agreement is made the ___th day of _________, 2000 between COLUMBIA STRATEGIC VALUE FUND, INC., an Oregon corporation, (the "Fund") and COLUMBIA FUNDS MANAGEMENT COMPANY,...Columbia Strategic Value Fund Inc • September 29th, 2000
Company FiledSeptember 29th, 2000
BY LAWS OFStemcell Global Research Inc • July 31st, 2000 • Services-commercial physical & biological research
Company FiledJuly 31st, 2000 Industry