AML Program definition

AML Program has the meaning ascribed thereto in Schedule 2.1(F)(8) hereof.

AML Program shall have the meaning ascribed thereto in Section 2.2(f) hereof.

AML Program has the meaning given in Section 12.1(b)(i).

Examples of AML Program in a sentence

• You understand and acknowledge that your access to and use of the Services is subject to compliance with our AML Program.

• In accordance with these applicable laws and regulations and its AML Program, Xxxxxx agrees to verify the identity of its new customers; to maintain customer records; and to check the names of new customers against government watch lists, including the Office of Foreign Asset Control’s (“OFAC”) list of Specially Designated Nationals and Blocked Persons.

• Upon request by the Distribution Manager at any time, the Broker hereby agrees to furnish (a) a copy of its AML Program to the Distribution Manager for review, and (b) a copy of the findings and any remedial actions taken in connection with the Broker’s most recent independent audit of its AML Program.

• The Broker agrees to notify the Distribution Manager immediately if the Broker is subject to a FINRA disclosure event or fine from FINRA related to its AML Program.

More Definitions of AML Program

AML Program shall have the meaning given to such term in Section 4 of this Agreement.

AML Program means the Anti-Money Laundering Program of the Trust that the Trust is required to adopt and implement under Treasury Rules promulgated under provisions of the Bank Secrecy Act and the USA PATRIOT Act (the "Patriot Act)", which program is reasonably designed to prevent the Trust from being used for money laundering, funding of terrorist activities or criminal activities.

AML Program shall have the meaning given to such term in Section 5.01(a)(iv).

AML Program has the meaning ascribed to such term in Section 3.2.

AML Program shall have the meaning set forth in Section 3.01(v).

AML Program shall have the meaning set forth in Section 3.25.

AML Program means FIIG’s anti-money laundering and counter-terrorism financing program. Authorised Representative is defined in section 761A of the Corporations Act 2001 (Cth).