Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.
Compliance Department means all SEF Officials and/or agents of BSEF (including the Regulatory Services Provider) that assist BSEF with the implementation, surveillance and enforcement of the BSEF Rules and other Obligations.
Compliance Department means the Compliance Department of Grantham, Mayo, Van Otterloo & Co. LLC. Communications required under this Code to be directed to the Compliance Department should in the first instance be directed to the CCO.
Examples of Compliance Department in a sentence
Compliance Department approval shall not be required (provided, however, that Executive will promptly resign from such current directorship(s) upon the written request of the Arm Board, in accordance with the Services Agreement).
More Definitions of Compliance Department
Compliance Department means the Legal and Compliance Department of Legg Mason.
Compliance Department means the Deutsche Asset Management Compliance Department.
Compliance Department means the designated persons listed on Appendix 2, as such Appendix shall be amended from time to time.
Compliance Department means the Company's compliance department located in Fort Lauderdale, Florida or its successor.
Compliance Department means TIM’s compliance department.
Compliance Department means the DWS Compliance Department and/or Deutsche Bank’s Employee Compliance Group.
Compliance Department means the Firm’s Compliance Department.