DMA Customer definition

DMA Customer means a Customer of a Sponsoring Broker where representatives of the Customer that are natural persons are designated by the Sponsoring Broker to have Trading Access to the SEF Platform using the Participant ID of the Sponsoring Broker and where such Customer signs the DMA Customer Documentation.
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DMA Customer means a Customer who accesses the MarketAxess SEF Trading System via Direct Market Access.
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DMA Customer means an Eligible Contract Participant who is authorized by a Participant to submit Customer Orders electronically on the Participant’s system or platform for onward transmission to the Trading System through the User ID assigned to an Authorized User of the Participant.
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Examples of DMA Customer in a sentence

  • A DMA Customer that is an Account Manager must ensure that each of its Accounts complies with Rule 534, if applicable.

  • Each Participant or DMA Customer that is an Account Manager must provide BSEF upon BSEF’s prior Written request with Written representation or proof of authority to place RFQs or Orders and execute Trades on the SEF operated by BSEF on behalf or in the name of each Account.

  • Applies to Trades placed by a DMA Customer using the Participant ID of the Sponsoring Broker.

  • The DMA Customer shall remain ultimately responsible for all CFTC Regulation 1.35 recordkeeping obligations, including any records not covered by the agreement with its Sponsoring Broker.

  • Rule Violations (a) It shall be an offense for a Participant, Account Manager, DMA Customer, Authorized Trader or Supervised Person to violate any BSEF Rule regulating the conduct or business of a Participant or its Account Managers, Authorized Traders or Supervised Persons, or any agreement made with BSEF, or to engage in fraud, dishonorable or dishonest conduct, or in conduct which is inconsistent with just and equitable principles of trade.

  • A DMA Customer can delegate the maintenance of the DMA Customer’s records required by CFTC Regulation 1.35 for transactions executed on BSEF to its Sponsoring Broker; provided, however, that the DMA Customer has an agreement with its Sponsoring Broker regarding the maintenance of such records.

  • Use of Trading Privileges No Participant, Account Manager, DMA Customer, Authorized Trader or Supervised Person may use such Participant’s Trading Privileges in any way that could be expected to bring disrepute upon such Participant, Account Manager, DMA Customer, Authorized Trader or Supervised Person.

  • Fictitious, Wash or Pre-Arranged Transactions (a) No Participant, Account Manager, DMA Customer, Authorized Trader, Supervised Person or any market participant that directly or indirectly effects a transaction on the SEF operated by BSEF shall create fictitious transactions or wash transactions or execute any Order with knowledge of its nature.

  • Notwithstanding anything to the contraryin this Rule 409.A, the DMA Customer shall remain directly responsible for the maintenance of all records set forth in Rule 409.A(d).

  • Specifically, no Participant, Account Manager, DMA Customer, Authorized Trader or Supervised Person shall directly or indirectly, engage in front running, fraudulent trading, money passes, trading ahead of customers, trading against customers, accommodation trading or improper cross trading.RULE 506.


More Definitions of DMA Customer

DMA Customer means a Customer of a Sponsoring FCMBroker where representatives of the Customer that are natural persons are designated by the Sponsoring FCMBroker to have Trading Access to the SEF Platform using the Participant ID of the Sponsoring FCMBroker and where such Customer signs the DMA Customer Documentation.
Sample 1Sample 2
DMA Customer means a Customer of a Sponsoring FCM where representatives of the Customer that are natural persons are designated by the Sponsoring FCM to have Trading Access to the SEF Platform using the Participant ID of the Sponsoring FCM and where such Customer signs the DMA Customer Documentation.
Sample 1Sample 2

Related to DMA Customer

  • End User Customer means a third party retail Customer that subscribes to a Telecommunications Service provided by either of the Parties or by another Carrier or by two (2) or more Carriers.

  • Customer means the State agency or other entity identified in a contract as the party to receive commodities or contractual services pursuant to a contract or that orders commodities or contractual services via purchase order or other contractual instrument from the Contractor under the Contract. The “Customer” may also be the “Buyer” as defined in the PUR 1001 if it meets the definition of both terms.

  • Net metering customer means a customer of the electric distribution company

  • Prospective Customer means any individual, corporation, trust or other business entity which has either (a) entered into a nondisclosure agreement with the Company or any Company subsidiary or affiliate or (b) has within the preceding 12 months received a currently pending and not rejected written proposal in reasonable detail from the Company or any of the Company’s subsidiary or affiliate.

  • service supplier means any person that supplies a service;

  • Supplier means the successful bidder who is awarded the contract to maintain and administer the required and specified service(s) to the State.