Examining Authority definition

Examining Authority means the agency, board or other entity, of the District of Columbia, or any state or territory of the United States, entrusted with the responsibility for the governance, discipline, registration, examination and award of certificates, licenses or conditional credits for certified public accountants or public accountants and the practice of public accountancy in said jurisdictions.

Examining Authority. The meaning set forth in Rule 15c3-1(c)(12) under the Securities Exchange Act of 1934, as amended.

Examining Authority shall refer to the regulatory body having responsibility for inspecting or examining the Organization for compliance with financial responsibility requirements under Section 9(c) of SIPA and Section 17(d) of the Act.

Examples of Examining Authority in a sentence

• Any attorney, patent agent, or other person, having the right to practice before the national Office with which the international application was filed, shall be entitled to practice before the International Bureau and the competent International Searching Authority and competent International Preliminary Examining Authority in respect of that application.

• The International Preliminary Examining Authority may, at any time, communicate informally, over the telephone, in writing, or through personal interviews, with the applicant.

• It may be extended by the International Preliminary Examining Authority at any time before a decision is taken.

• If, at the time of filing any amendments under Arti- cle 19, a demand has already been submitted, the applicant shall preferably, at the same time as he files the amendments with the International Bureau, also file with the International Preliminary Examining Authority a copy of such amendments and any state- ment referred to in that Article.

• If the applicant restricts the claims but not suffi- ciently to comply with the requirement of unity of invention, the International Preliminary Examining Authority shall proceed as provided in Article 34(3)(c).

More Definitions of Examining Authority

Examining Authority means the self-regulatory body designated to be responsible for inspecting or examining the Broker/Dealer for compliance with financial responsibility requirements under Section 9(c) of the Securities Investor Protection Act of 1970 and Section 17(d) of the Exchange Act. For purposes of this Loan Agreement, “Examining Authority” includes FINRA in accordance with its responsibilities under any applicable regulatory services agreement with any Governmental Authority.

Examining Authority means the Indian International Preliminary Examining Authority referred to in sub-rule (1) of rule 19F;

Examining Authority means any person or group of persons approved by the council to conduct examinations in any subject falling under any profession registered in terms of this Act;

Examining Authority means the Partnership’s examining authority as defined in the Net Capital Rule.

Examining Authority means: (1) The national securities exchange or other self-regulatory organization of which a creditor is a member; or

Examining Authority means the Civil Service Commission of

Examining Authority means any program designated by the Diagnosis and Evaluation Service to act as an examining authority for the purpose of these rules.