Exemptive Order definition

Exemptive Order has the meaning set forth in Section 6.08(vii).
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Exemptive Order means an exemptive order issued by the SEC that permits the Corporation to offer and issue multiple classes of Shares of Common Stock.
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Exemptive Order means any order of the SEC pursuant to Section 6(b) of the 1940 Act relating to the Partnership’s manner of operation as an Employees’ Securities Company; provided that, if on the date of the Closing, an Exemptive Order as just defined has not been issued by the SEC, until such time as such an Exemptive Order is issued, the term “Exemptive Order” shall mean the application under Section 6(b) of the 1940 Act filed with the SEC.
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Examples of Exemptive Order in a sentence

  • The Company shall report any conflicts or potential conflicts to the Trust Board and will provide the Trust Board, at least annually, with all information reasonably necessary for the Trust Board to consider any issues raised by such existing or potential conflicts or by the conditions and undertakings required by the Exemptive Order.

  • We have also assumed compliance by the applicants with each of the conditions contained in the application for the Exemptive Order.

  • In addition, the Company may be required to redeem Trust shares pursuant to action taken or request made by the Trust Board in accordance with the Exemptive Order described in Article VIII or any conditions or undertakings set forth or referenced therein, or other SEC rule, regulation or order that may be adopted after the date hereof.

  • The parties to this Agreement agree that the conditions or undertakings specified in the Mixed and Shared Funding Exemptive Order and that may be imposed on the Company, the Fund and/or the Adviser by virtue of the receipt of such order by the Commission, will be incorporated herein by reference, and such parties agree to comply with such conditions and undertakings to the extent applicable to each such party.

  • The Exemptive Order requires TRUST and each Participating Insurance Company to comply with conditions and undertakings substantially as provided in this Section 5.

  • In the event of any inconsistencies between the terms of the Mixed and Shared Funding Exemptive Order and those provided for in this Article, the conditions and undertakings imposed by the Mixed and Shared Funding Exemptive Order shall govern this Agreement.

  • The Exemptive Order requires the Trust and each Participating Insurance Company to comply with conditions and undertakings substantially as provided in this Article VIII.

  • The parties to this Agreement agree that the conditions or undertakings specified in the Mixed and Shared Funding Exemptive Order, when granted, and that may be imposed on the Company, the Fund and/or the Adviser by virtue of the receipt of such order by the Commission, will be incorporated herein by reference, and such parties agree to comply with such conditions and undertakings to the extent applicable to each such party.

  • If the Exemptive Order imposes conditions materially different from those provided for in this Section 5, the conditions and undertakings imposed by the Exemptive Order shall govern this Agreement and the parties hereto agree to amend this Agreement consistent with the Exemptive Order.

  • It is anticipated that the Exemptive Order, when and if issued, shall require FUND and each Participating Insurance Company to comply with conditions and undertakings substantially as provided in this Section 5.


More Definitions of Exemptive Order

Exemptive Order means any order of the SEC pursuant to Section 6(b) of the 1940 Act relating to the Partnership's status as an "employees' securities company" (as such term is defined is Section 2(a)(13) of the 0000 Xxx) as it may be amended, supplemented or restated from time to time; provided that, if on the date of the Closing, an Exemptive Order as just defined has not been issued by the SEC, until such time as such an Exemptive Order is issued, the term "Exemptive Order" shall mean the application under Section 6(b) filed with the SEC.
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Exemptive Order means the application under Section 6(b) filed with the SEC.
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Exemptive Order means the application under Section 6(b) of the 1940 Act filed with the SEC.
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Exemptive Order means that certain exemptive order, No. 812-14850, issued by the SEC to the Company and certain related parties, as published in the Federal Register on February 25, 2019, under Sections 17(d) and 57(i) of the Investment Company Act and Rule 17d-1 under the Investment Company Act permitting certain joint transactions otherwise prohibited by Sections 17(d) and 57(a)(4) of the Investment Company Act and under Rule 17d-1 under the Investment Company Act.
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Related to Exemptive Order

  • Corrective order means an order issued by the commissioner specifying corrective actions that the commissioner has determined are required.

  • Protective order means an order appointing a conservator or other order related to management of an adult's property.

  • Administrative order means a written notice from the commissioners to the landowner or landowners of record and to the occupants of land informing them they are violating the district’s soil loss limit regulations or maintenance agreement and advising them of action required to conform to the regulations.

  • Executive Order shall have the meaning assigned to such term in Section 3.22.

  • Executive Order No. 13224 means the Executive Order No. 13224 on Terrorist Financing, effective September 24, 2001, as the same has been, or shall hereafter be, renewed, extended, amended or replaced.

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • Foreign Asset Control Regulations has the meaning set forth in Section 10.18.

  • DOL Regulations The regulations promulgated by the DOL at 29 C.F.R.ss.2510.3-101.

  • Anti-Terrorism Order means Executive Order No. 13,224 of September 24, 2001, Blocking Property and Prohibiting Transactions with Persons Who Commit, Threaten to Commit or Support Terrorism, 66 U.S. Fed. Reg. 49, 079 (2001), as amended.

  • Payroll Tax Executive Order means the Presidential Memorandum on Deferring Payroll Tax Obligations in Light of the Ongoing COVID-19 Disaster, as issued on August 8, 2020 and including any administrative or other guidance published with respect thereto by any Governmental Entity (including IRS Notice 2020-65).

  • U.S. Economic Sanctions Laws means those laws, executive orders, enabling legislation or regulations administered and enforced by the United States pursuant to which economic sanctions have been imposed on any Person, entity, organization, country or regime, including the Trading with the Enemy Act, the International Emergency Economic Powers Act, the Iran Sanctions Act, the Sudan Accountability and Divestment Act and any other OFAC Sanctions Program.

  • Sanctions Laws and Regulations means any sanctions, prohibitions or requirements imposed by any executive order (an “Executive Order”) or by any sanctions program administered by OFAC.

  • blocking means the marking of stored personal data with the aim of limiting their processing in future.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • Economic Sanctions Laws means those laws, executive orders, enabling legislation or regulations administered and enforced by the United States pursuant to which economic sanctions have been imposed on any Person, entity, organization, country or regime, including the Trading with the Enemy Act, the International Emergency Economic Powers Act, the Iran Sanctions Act, the Sudan Accountability and Divestment Act and any other OFAC Sanctions Program.

  • Anti-Money Laundering and Anti-Terrorism Laws shall have the meaning assigned thereto in Section 3.1(f)(i).

  • Foreign Assets Control Regulations has the meaning set forth in Section 10.18.

  • OFAC SDN List means the list of the Specially Designated Nationals and Blocked Persons maintained by OFAC.

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • U.S. Economic Sanctions is defined in Section 5.16(a).

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • OFAC means the Office of Foreign Assets Control of the United States Department of the Treasury.

  • Specially Designated Nationals and Blocked Persons list maintained by the Office of Foreign Assets Control of the United States Department of the Treasury found at: xxxxx://xxx.xxxxxxxx.xxx/ofac/downloads/sdnlist.pdf;

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • Sanctions List means the "Specially Designated Nationals and Blocked Persons" list issued by OFAC, the Consolidated List of Financial Sanctions Targets issued by Her Majesty's Treasury, or any similar list issued or maintained or made public by any of the Sanctions Authorities;

  • Takeover regulations means the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and any amendments thereto;