Financial Regulator definition

Financial Regulator means the Central Bank and Financial Services Authority of Ireland or any successor of it;

Financial Regulator means the Central Bank of the State of Kuwait and/or any successor entity having primary bank supervisory authority with respect to the Bank in the State of Kuwait;

Financial Regulator means the Irish Financial Services Regulatory Authority;

Examples of Financial Regulator in a sentence

• BSB, an Ireland-based bank principally involved in the trading and sales of fixed income products, is registered in Ireland and is subject to the regulatory capital requirements of the Financial Regulator.

• Manager represents and warrants that this Agreement has been duly authorised, executed and delivered by Manager and is its valid and binding obligation and that it is authorised by the Financial Regulator, pursuant to the MiFID Regulations, to carry out the service of portfolio management.

• The Filed Prospectus, together with the applicable Final Terms or Pricing Supplement, as the case may be, will be approved as a prospectus by the Financial Regulator for the purpose of the Irish Regulations and will contain all information as may be required by the laws, rules and regulations applicable to the relevant Stock Exchange(s), the Prospectus Directive, the Irish Regulations (as defined in Section 17 of this Agreement) and Regulation 809/2004 of the European Union, as the case may be.

• New Star is regulated in the UK by the Financial Services Authority (“FSA”) and the Financial Regulator in Ireland, in respect of the New Star Global Investment Funds plc.

• Subject to the prior consent of the Financial Regulator, the Company shall be required to redeem all of the 2009 Preference Shares in accordance with Article 4E.(E)(1) if the number of 2009 Preference Shares in issue is less than 35,000,000.

More Definitions of Financial Regulator

Financial Regulator means the Irish Financial Services Regulatory Authority, a constituent part of the Central Bank;

Financial Regulator means the department secretary and deputy secretary, and an administrator, a supervisor of data pro- cessing, legal counsel and a financial institution examiner employed by the department and includes any member of a finan- cial regulator’s immediate family, as defined in s. 19.42 (7).

Financial Regulator means a regulatory authority that imposes supervisory standards (including supervisory standards relating to capital and liquidity) that are substantially consistent with international standards;

Financial Regulator means the administrative agency or agencies within any Settling State, which at any time between January 1, 1999 through and including December 31, 2005, exercised regulatory, licensing, examination, supervisory or other administrative enforcement authority over the Ameriquest Parties with respect to any of the Covered Transactions.

Financial Regulator means the Central Bank of Kuwait and/or any successor entity having primary bank supervisory authority with respect to the Bank in Kuwait; and

Financial Regulator means the Central Bank or any successor entity having primary bank supervisory authority with respect to DIB in the UAE; First Call Date means 19 October 2026; First Mudaraba Profit Distribution Date means 19 October 2021; First Reset Date means 19 April 2027; General Mudaraba Pool has the meaning given to it in the Mudaraba Agreement;

Financial Regulator means SAMA or such other governmental authority which assumes or performs the functions of SAMA, as at the Issue Date, or such other successor authority exercising primary banking supervision, in each case with respect to prudential matters in relation to the Bank;