IIROC means the Investment Industry Regulatory Organization of Canada;
IIROC means Investment Industry Regulatory Organization of Canada.
IIROC means the Investment Industry Regulatory Organization of Canada, a predecessor corporation to the Corporation.
Examples of IIROC in a sentence
IIROC Enforcement Staff (“Staff”) and the Respondent, Xxxxxxxxx Xxxxxxxx, consent and agree to the settlement of this matter by way of this agreement (the “Settlement Agreement”).
This settlement is agreed upon in accordance with IIROC Dealer Member Rules 20.35 to 20.40, inclusive and Rule 15 of the Dealer Member Rules of Practice and Procedure.
More Definitions of IIROC
IIROC means the Investment Industry Regulatory Organization of Canada; “interface registration” means a registration described in section 3.3 of this policy; “MI 11-102” means Multilateral Instrument 11-102 Passport System;
IIROC means the Investment Industry Regulatory Organization of Canada and any successor entity. “IIROC Rules” means UMIR and IIROC’s dealer member rules.
IIROC means the Investment Industry Regulatory Organization of Canada and, where context requires, includes the Investment Dealers Association of Canada;
IIROC means the Investment Industry Regulatory Organization of Canada; “interim period” has the same meaning as in NI 51-102;
IIROC means the Investment Industry Regulatory Organization of Canada or any successor organization.
IIROC means the Investment Industry Regulatory Organization of Canada; “IIROC provision” means a by-law, rule, regulation or policy of IIROC named in
IIROC means the Investment Industry Regulatory Organization of Canada; "information processor",