Investment Advisors definition

Investment Advisors or “Advisor” is an individual or organization serving as your registered investment advisor or separate account manager. Your Investment Advisor(s) is responsible for managing Your Account(s), and has sole responsibility for determining the appropriateness of advisory fees charged to Your Account(s).
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Investment Advisors means StoneCastle Investment Management Inc. and Richardson Wealth Limited and “investment advisor” means any one of them.
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Investment Advisors means Ariel Simms; and, Patrick Carson, Gyulmet Ramazanov, Thomas D. Moxam, Pat Cilla, Thomas Ogilwy, and Margaret Pakula;
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Examples of Investment Advisors in a sentence

  • NAMES OF REPORTING PERSONS Wellington Investment Advisors Holdings LLP 2.

  • Further Registered Investment Advisors (RIAs) can also purchase units of Direct Plan on behalf of their clients through NMF-II platform of National Stock Exchange of India Ltd.

  • Additionally, in your capacity as custodian, you will not verify the accuracy of management fees that the Customer pays to Investment Advisors or Investment Managers pursuant to the terms of the Investment Management Agreement executed between the Customer and the Investment Advisor or Investment Manager.

  • TYPE OF REPORTING PERSON HCWellington Investment Advisors Holdings LLP2.CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) [ ](b) [ ]3.SEC USE ONLY4.CITIZENSHIP OR PLACE OF ORGANIZATIONDelawareNUMBER OF5.

  • The Custodian shall comply with any investment directions furnished to it by the Investment Advisor, unless and until it receives written notification from the Depositor that the Investment Advisor's appointment has been terminated.


More Definitions of Investment Advisors

Investment Advisors means StoneCastle Investment Management Inc. and Richardson GMP Ltd. and “investment advisor” means any one of them.
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Investment Advisors means the investment advisors engaged by the Company.
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Investment Advisors means CHS Asset, East Coast, Enso Capital, Raven Rock, and SG Capital and the investment advisors to any other Underlying Funds and “Investment Advisor” means the applicable investment advisor;
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Investment Advisors means the investment advisors appointed by the Courts and their successors appointed from time to time pursuant to the provisions of Article Ten.
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Investment Advisors means the investment adviso rs appo inted by the Co urt s and their successors appointed fro m time to time pursuant to t he pro visions of the Settlement Agreement.
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Investment Advisors means the Investment Manager’s affiliates or third parties engaged
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Investment Advisors means the investment adviso rs appo inted by the Co urt s and their successors appointed from time to time pursuant to the provisions of Article Ten.
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