JMP Securities definition

JMP Securities means JMP Securities LLC, a Delaware limited liability company.
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JMP Securities means JMP Securities LLC, a Delaware limited liability company. “JMPCC” means JMP Credit Corporation, a Delaware corporation.
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JMP Securities has the meaning ascribed to such term in Section 3(jjj).
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Examples of JMP Securities in a sentence

  • Asset Management-Related Fee Revenues Asset management-related fee revenue is a non-GAAP financial measure that sums asset management fees with certain fee revenues (in particular, asset management fundraising fees generated by JMP Securities, loan fees, and revenues from fee-sharing arrangements with other asset managers) that are reported in JMP Group’s financial statements as other income.

  • JMP Securities, LLC Richard Anderson John Roberts Peter Martin KeyBanc Capital Markets, Inc.

  • The undersigned authorizes any employer, financial institution, or consumer credit reporting agency to release to JMP Securities and its legal representatives or agents (including any investigative search firm retained by JMP Securities) any information they may have about the undersigned’s background and finances (“Information”).

  • Neither JMP Securities nor its agents shall be violating the undersigned’s right of privacy in any manner in requesting and obtaining the Information and the undersigned hereby releases them from liability for any damage whatsoever in that connection.

  • The undersigned acknowledges and agrees that the Company will not consummate any Business Combination which involves a company which is affiliated with any of the Insiders unless the Company obtains an opinion from an independent investment banking firm reasonably acceptable to JMP Securities that is a member of the National Association of Securities Dealers, Inc.

  • J.P. Morgan Securities LLC Jefferies LLC JMP Securities LLC KeyBanc Capital Markets Inc.

  • Notices to the Sales Manager shall be directed to the Sales Manager at JMP Securities LLC, 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, California 94111, Facsimile: (000) 000-0000, Attention: Equity Securities and notices to the Company shall be directed to it at the offices of the Company at 000 Xxxxxxxx Xxxxxx, Suite 310, Palo Alto, CA 94301, Attention of General Counsel.

  • The undersigned’s Questionnaire furnished to the Company and JMP Securities is true and accurate in all respects.

  • Notices to the Placement Agent shall be directed to the Placement Agent at JMP Securities LLC, 000 Xxxxxxxxxx Xxxxxx, Suite 1100, San Francisco, California 94111, Facsimile: (000) 000-0000, Attention: Equity Securities, with a copy to Xxxxx Xxxxxx LLP, 0000 Xxxxxxxx, Xxx Xxxx, XX 00000, Attention: Xxxxx X.

  • JMP Securities calculated an estimated range of values of Ashford Inc.

Related to JMP Securities

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Jefferies means Jefferies Finance LLC.

  • BofA Securities means BofA Securities, Inc.

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • Placement Agent means X.X. Xxxxxxxxxx & Co., LLC.

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Partnership Securities has the meaning assigned to such term in Section 4.4(a).

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Original Securities means all Securities other than Exchange Securities.

  • Private Capital means, if the Issuer is Matching Private Investment Supported (as defined in the Definitive Agreement), the equity capital received by the Issuer or the applicable Affiliate of the Issuer from one or more non-governmental investors in accordance with Section 1.3(m) of the Definitive Agreement.

  • Placement Agents shall have the meaning set forth in the preamble.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Forward Purchaser has the meaning set forth in the introductory paragraph of this Agreement.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;