Examples of Lead Underwriter in a sentence
Xxxxxxxx Email: cxxxxxxxx@xxxxxxxxx.xxx and in the case of the Lead Underwriter (on behalf of the Underwriters), be addressed and emailed or delivered to: CIBC World Markets Inc.
The Company shall not offer to retain any entity or person in connection with any such offering on terms more favorable than terms on which it offers to retain the Lead Underwriter.
Certificates representing the Warrants shall have been executed and delivered by the Company in form and substance satisfactory to the Lead Underwriter and its counsel, acting reasonably.
Upon the Closing of an offering of an aggregate of at least $10 million, for a period of twelve (12) months from the Closing Date the Company grants the Lead Underwriter the right of first refusal to act as exclusive underwriter or agent, for any and all future public or private equity, equity-linked or debt (excluding commercial bank debt) offerings for which the Company retains the service of an underwriter, agent, advisor, finder or other person or entity in connection with such offering.
If the limitations of Rule 102 of Regulation M (“Rule 102”) do not apply with respect to the Units or any other reference security pursuant to any exception set forth in Section (d) of Rule 102, then promptly upon notice from the Lead Underwriter (or, if later, at the time stated in the notice), the Company will, and shall cause each of its directors and officers to, comply with Rule 102 as though such exception were not available but the other provisions of Rule 102 (as interpreted by the SEC) did apply.