MFDA definition

MFDA means the Mutual Fund Dealers Association of Canada;

MFDA means the Mutual Fund Dealers Association of Canada, a predecessor corporation to the Corporation.

MFDA means the Mutual Fund Dealers Association of Canada.

Examples of MFDA in a sentence

• If this Settlement Agreement is accepted by the Hearing Panel and, at any subsequent time, the Respondent fails to comply with any of the terms of the Settlement Agreement, Staff reserves the right to bring proceedings under section 24.3 of the By-laws of the MFDA against the Respondent and any of its officers or directors based on, but not limited to, the facts set out in Part IV of the Settlement Agreement, as well as the breach of the Settlement Agreement.

• If this Settlement Agreement is accepted by the Hearing Panel, Staff will not initiate any proceeding under the By-laws of the MFDA against the Respondent, or any of its current officers or directors in respect of the facts set out in Part IV and the contraventions described in Part V of this Settlement Agreement, subject to the provisions of Part IX below.

• MFDA Settlement Hearings are typically held in the absence of the public pursuant to section 20.5 of MFDA By-law No. 1 and Rule 15.2(2) of the MFDA Rules of Procedure.

• By Notice of Settlement Hearing, the Mutual Fund Dealers Association of Canada (the “MFDA”) will announce that it proposes to hold a hearing to consider whether, pursuant to section 24.4 of By-law No. 1, a hearing panel of the Prairie Regional Council (the “Hearing Panel”) of the MFDA should accept the settlement agreement (the “Settlement Agreement”) entered into between Staff of the MFDA (“Staff”) and the Respondent, Portfolio Strategies Corporation.

• In 2012 and in 2014, MFDA Compliance Staff (“MFDA Compliance”) conducted sales compliance examinations in order to assess compliance by the Respondent with the By-laws, Rules and Policies of the MFDA.

More Definitions of MFDA

MFDA means the Mutual Fund Dealers Association of Canada; “Ontario percentage” means, for a fiscal year of a person or company

MFDA means the Mutual Fund Dealers Association;

MFDA means the Master Franchise and Development Agreement contemplated by the JVIA, as in effect from time to time.

MFDA means the Mutual Fund Dealers’ Association of Canada; (ACCFM) “MI 11-102” means Multilateral Instrument 11-102 Passport System; (NM 11-102)

MFDA means the Mutual Fund Dealers Association of Canada; “permitted client” means

MFDA means the Mutual Fund Dealers Association of Canada. • “CFIS” means Co-operators Financial Investment Services Inc. • “CAM” means Credential Asset Management Inc. • “Aviso” means Aviso Wealth Inc., parent company of CAM. • “CWT” means Canadian Western Trust. • “I”, “me”, “mine” and “my” refer to the applicant (and any co-applicant if applicable) applying to open the Account or the Account holder who has signed the Application, as the case may be. • “you”, “your” and “yours” mean CFIS. • “Representative” refers to the Mutual Fund Investment Specialist registered with CFIS and assigned to provide services to you in connection with your Account. The above definitions apply to this document except where otherwise indicated (including but not limited to Section 7 and Section 9). 1.2 HEADINGS The headings used in this Agreement are inserted for convenience and reference only and do not define, limit, or otherwise affect the meaning of any provisions contained in this Agreement. 1.3

MFDA means the Mutual Fund Dealers Association of Canada, a self-regulatory organization for mutual fund dealers2 recognized by the Commission under section 21.1 of the Act.