permitted client definition

permitted client means any of the following:
Sample 1Sample 2Sample 3
permitted client as defined in section 1.1 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (“NI 31-103”) by virtue of satisfying the indicated criterion in Section 12 below
Sample 1Sample 2Sample 3
permitted client means a permitted client as defined in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations;
Sample 1Sample 2Sample 3

Examples of permitted client in a sentence

  • If you are an individual or corporation that qualifies as a Permitted Client you may certify in writing that you waive your right to be advised by R2 on the suitability of purchases made on your behalf through the firm.

  • If you are an individual or corporation that qualifies as a Permitted Client you may certify in writing that you waive your right to be advised by Real Crowd on the suitability of purchases made on your behalf through the firm.

  • A Permitted Client may certify in writing that he/she will not be relying on R2 to advise on the suitability of purchases made through R2, and such certification will be saved in the investor file..

  • A Permitted Client may certify in writing that he/she will not be relying on Real Crowd to advise on the suitability of purchases made through Real Crowd, and such certification will be saved in the investor file.

  • Subject to the terms and conditions of this Agreement, Permitted Client Contractors may use the Services applicable Documentation under the Client’s Subscriptions, provided that (a) such use is only for the Client’s internal use, (b) the Client agrees to remain responsible for the Contractor’s compliance with the terms and conditions of this Agreement.

  • Client is also responsible for ensuring that its authenticated users or its Permitted Client comply with these Terms and Conditions with respect to use of our products or related Services.

  • Client is responsible for administering and granting of rights to its authenticated users or its Permitted Client.

  • Unless you are a Permitted Client who has certified in writing that you will not be relying on Real Crowd to advise on the suitability of purchases made through the firm, Real Crowd is obligated to ensure all such trades and referrals are suitable, based on the financial and other information we have collected in the Know Your Client information questionnaire (“KYC”).

  • Unless you are a Permitted Client who has certified in writing that you will not be relying on R2 to advise on the suitability of purchases made through the firm, R2 is obligated to ensure all such trades and referrals are suitable, based on the financial and other information we have collected in the Know Your Client information questionnaire (“KYC”).


More Definitions of permitted client

permitted client means a permitted client as defined in National Instrument 31-103
Sample 1Sample 2Sample 3
permitted client. , for the Registrant, means a person or company that is a client of the Registrant, and that is, or was at the time the person or company became a client of the Registrant:
Sample 1Sample 2Sample 3
permitted client means one of the following clients:
Sample 1Sample 2
permitted client means organizations whose primary business is .
Sample 1
permitted client means a Client who is not an Excluded Client. Personal Data means personal data within the definition set out in Section 1(1) of the DPA, to the extent included in the Client Data. Potential Bulk Transfer Clients means Clients who, as at the Communication Date, have not taken any action in response to the Introductory Notification or any Subsequent Communications and who are therefore the subject of the Applications. Regulator means the FCA, Information Commissioner’s Office and any other regulatory body with jurisdiction over a Party. Settlement Period means, in respect of each Bulk Transfer Client, the period between the Bulk Transfer Date and the date on which the Bulk Transfer Assets relating to such Bulk Transfer Client are transferred into the custody of HL or its appointed nominee, custodian or administrator pursuant to clause 4.1(a)(ii).
Sample 1

Related to permitted client

  • Permitted Entity means with respect to a Qualified Stockholder (a) a Permitted Trust (as defined below) solely for the benefit of (i) such Qualified Stockholder, (ii) one or more Family Members of such Qualified Stockholder and/or (iii) any other Permitted Entity of such Qualified Stockholder, or (b) any general partnership, limited partnership, limited liability company, corporation or other entity exclusively owned by (i) such Qualified Stockholder, (ii) one or more Family Members of such Qualified Stockholder and/or (iii) any other Permitted Entity of such Qualified Stockholder.

  • Permitted Person means – the Representatives of the Recipient; and any other person to whom the Recipient discloses Confidential Information with the prior written consent of the Disclosing Party;

  • Prohibited Content means any content on any advertising media that:

  • Excluded Person means each Defendant, the directors and officers of each Defendant, the subsidiaries or affiliates of each Defendant, the entities in which each Defendant or any of that Defendant’s subsidiaries or affiliates have a controlling interest and the legal representatives, heirs, successors and assigns of each of the foregoing.

  • Permitted User means a person other than an employee of the Company who is authorized by the Company pursuant to and in accordance with Section 2.1(a)(ii) and all applicable Documentation to access and use one or more specific Component Systems.