Private Fund definition

Private Fund means an issuer that would be an investment company as defined in section 3 of the Investment Company Act of 1940 but for Section 3(c)(1) or 3(c)(7) of that Act.

Private Fund means an investment vehicle the securities of which are not registered under the Securities Act of 1933 and which is excluded from the definition of an “investment company” under Section 3(c)(1) or 3(c)(7) of the Investment Company Act of 1940.

Private Fund means any issuer that would be an investment company as defined in Section 3 of the Investment Company Act but for Section 3(c)(1) or 3(c)(7) of that Act.

Examples of Private Fund in a sentence

• SECTION 7.B.(1) Private Fund Reporting SECTION 7.B.(2) Private Fund Reporting Item 8 Participation or Interest in Client TransactionsIn this Item, we request information about your participation and interest in your clients' transactions.

• SECTION 7.A. Financial Industry Affiliations Item 7 Private Fund ReportingYes No B.

• Name of the Private Fund: Private Fund Identification Number: (include the "805-" prefix also)Yes No NOTE: You must complete question 6 for each master-feeder arrangement regardless of whether you are filing a single Schedule D, Section 7.B.(1).

• Number and Street 1: Number and Street 2: City:State:Country:ZIP+4/Postal Code: Item 7 Private Fund ReportingYes No B.

• Do you and the related person share the same physical location?Item 7 Private Fund ReportingYes NoB.

More Definitions of Private Fund

Private Fund means a Fund that is not registered under the Securities and Exchange Act of 1933, as amended or the 1940 Act.

Private Fund means a mutual fund—

Private Fund means each vehicle for collective investment (in whatever form of organization, including the form of a corporation, company, limited liability company, partnership, association, trust or other entity, and including each separate portfolio or series of any of the foregoing) (i) that is not registered with the SEC as an investment company under the Investment Company Act, and (ii) for which the Company or one or more of its Subsidiaries, acts as the sponsor, general partner, managing member, trustee, investment manager, investment adviser, sub-adviser, or in a similar capacity; provided, however, that solely for purposes of Section 4.17 (other than Section 4.17(c)), the term “Private Fund” shall not include any entity as to which there is a Sub-advisory Relationship.

Private Fund means any pooled investment vehicle for which the Company or any of its Subsidiaries acts as investment adviser, investment sub-adviser, general partner, managing member, manager, sponsor or in a similar capacity that is not registered under the Investment Company Act or the securities of which are not and have not been offered under a registration statement under the 1933 Act.

Private Fund means each vehicle for collective investment (in whatever form of organization, including the form of a corporation, company, limited liability company, partnership, association, trust or other entity, and including each separate portfolio or series of any of the foregoing) (i) that is not registered with the SEC as an investment company under the Investment Company Act, and (ii) for which the Company or one or more of its Subsidiaries, acts as the sponsor, general partner, managing member, trustee, investment manager, investment adviser, sub-adviser, or in a similar capacity.

Private Fund means a mutual fund which,

Private Fund means a fund that is privately offered and excluded from registration and regulation under the Investment Company Act.