Regulation M definition

Regulation M means Regulation M under the Exchange Act.

Regulation M has the meaning set forth in Section 2(rr).

Regulation M means Regulation M adopted by the SEC under the U.S. Securities Act;

Examples of Regulation M in a sentence

• The SEC has also granted an exemption pursuant to paragraph (e) of Rule 102 under Regulation M to allow the redemption of Fund Shares in Creation Unit Aggregations during the continuous offering of Shares.

• Regulation M Exemptions Generally, Rules 101 and 102 of Regulation M prohibit any “distribution participant” and its “affiliated purchasers” from bidding for, purchasing, or attempting to induce any person to bid for or purchase any security which is the subject of a distribution until after the applicable restricted period, except as specifically permitted in Regulation M.

• In addition, the SEC has granted relief under Regulation M to permit persons who may be deemed to be participating in the distribution of Shares of the above-mentioned Fund (i) to purchase securities for the purpose of purchasing Creation Unit Aggregations of Fund Shares and (ii) to tender securities for redemption in Creation Unit Aggregations.

• The SEC has granted an exemption from Rule 101 under Regulation M to permit persons participating in a distribution of Shares of the above-mentioned Fund to engage in secondary market transactions in such Shares during their participation in such a distribution.

• If the limitations of Rule 102 of Regulation M (“Rule 102”) do not apply with respect to the Shares or any other reference security pursuant to any exception set forth in Section (d) of Rule 102, then promptly upon notice from the Agent (or, if later, at the time stated in the notice), the Company will, and shall cause each of its affiliates to, comply with Rule 102 as though such exception were not available but the other provisions of Rule 102 (as interpreted by the Commission) did apply.

More Definitions of Regulation M

Regulation M has the meaning given to it in Section 8(xx);

Regulation M means Regulation M promulgated under the 1934 Act;

Regulation M has the meaning ascribed thereto in Section 3.1(tt) hereof;

Regulation M has the meaning set forth in Section 3.23.

Regulation M has the meaning set forth in Section 2(z).

Regulation M means Regulation M under the Securities Act and the Exchange Act as in effect on the date hereof and such rule as from time to time amended and any successor rule or regulation under the Securities Act or Exchange Act.

Regulation M has the meaning given thereto in Section 7(ccc) hereof;