Retail Investors definition

Retail Investors means Investors other than Institutional Investors.

Retail Investors means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "MiFID II"); or (ii) a customer within the meaning of Directive 2002/92/EC (as amended), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of MiFID II; or (iii) not a qualified investor as defined in Directive 2003/71/EC (as amended).

Retail Investors means investors in Singapore who are not Institutional Investors or Relevant Persons; “Retail Notes” means the Seasoning Notes, the Post-Seasoning Notes and the Straight Notes;

Examples of Retail Investors in a sentence

• If the Final Terms in respect of any Notes includes a legend entitled "Prohibition of Sales to UK Retail Investors", the Notes are not intended to be offered, sold or otherwise made available to and should not be offered, sold or otherwise made available to any retail investor in the UK.

• Consequently no key information document required by the PRIIPs Regulation as it forms part of domestic law by virtue of the EUWA (the “UK PRIIPs Regulation”) for offering or selling the Senior Notes or otherwise making them available to UK Retail Investors in the United Kingdom has been prepared and therefore offering or selling the Senior Notes or otherwise making them available to any UK Retail Investor in the United Kingdom may be unlawful under the UK PRIIPs Regulation.

• If the Final Terms in respect of any Notes includes a legend entitled "Prohibition of Sales to EEA Retail Investors", the Notes are not intended to be offered, sold or otherwise made available to and should not be offered, sold or otherwise made available to any retail investor in the EEA.

More Definitions of Retail Investors

Retail Investors means buyers or purchasers other than sophisticated purchasers defined below;

Retail Investors means individuals, corporate entities (legal persons) and non-corporate entities, not being the Institutional Investors, who intend to subscribe/purchase Notes in the Offering

Retail Investors means any individuals or legal entities who have residence or registered seat in the Slovak Republic or the Czech Republic and who are not persons falling within the definition of a qualified investor under the Prospectus Directive.

Retail Investors referred to above means any type of investors who are not qualified as the Institutional Investors.

Retail Investors means Investors in the sense of Art. 4 para. 2 Swiss Financial Services Act or Art. 4 para. 1 chiff. 11 Directive 2014/65/EU (OJ L 173).

Retail Investors. Natural persons, including without limitation any natural persons who are the primary beneficiaries of services organized by any institution primarily for their benefit (e.g, NDB's Netlink program).

Retail Investors. Natural persons, excluding any natural persons who are the primary beneficiaries of services organized by any US institution with NDB primarily for their benefit (e.g., Netlink or a similar program). Global Strategic Oversight Committee DB and NDB will form a joint committee (the "Global Strategic Oversight Committee") to consider and discuss the overall strategic direction and coordination of the WJV, the contemplated European joint venture and any other ventures that DB and NDB might undertake from time to time. The Global Strategic Oversight Committee will have no formal constitution or formal authority to direct the operations of the WJV or any other venture of the Parties. The membership of the Global Strategic Oversight Committee will be shared equally by representatives of DB and NDB.