Securities Administrators definition

Securities Administrators means collectively the securities commission or comparable authority in each of the Qualifying Jurisdictions;
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Securities Administrators means, collectively, the Canadian Securities Administrators and the U.S. Securities Administrators;
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Securities Administrators means, collectively, the SEC and any state securities commission or similar regulatory authority of any state of the United States.
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Examples of Securities Administrators in a sentence

  • First Canadian Place100 King Street West, 43rd Floor Toronto, OntarioM5X 1A1 Toll Free 1-800-668-7327www.bmo.com/gam/caEmail: clientservices.mutualfunds@bmo.comTo learn more about investing in mutual funds, see the brochure Understanding mutual funds, which is available on the website of the Canadian Securities Administrators at www.securities-administrators.ca.

  • Pursuant to the policies of the Canadian Securities Administrators, an initial investor cannot redeem its investments until an additional $500 has been received from other investors with respect to the same class of units.

  • First Canadian Place100 King Street West, 43rd Floor Toronto, OntarioM5X 1A1 Toll Free 1-800-665-7700www.bmo.com/mutualfunds Email: mutualfunds@bmo.comTo learn more about investing in mutual funds, see the brochure Understanding mutual funds, which is available on the website of the Canadian Securities Administrators at www.securities-administrators.ca.

  • The information provided to or filed electronically with the securities regulatory authorities can be accessed through SEDAR, a filing system developed for the Canadian Securities Administrators that provides access to most public securities documents and information filed by public companies and investment funds with the Canadian Securities Administrators.

  • To learn more about investing in mutual funds, see the brochure Understanding mutual funds, which is available on the website of the Canadian Securities Administrators at www.securities-administrators.ca.

  • Brookfield Place161 Bay Street, 22nd floor 1-888-888-3863Toronto, Ontario M5J 2S1 www.renaissanceinvestments.caTo learn more about investing in mutual funds, see the brochure Understanding mutual funds, which is available on the website of the Canadian Securities Administrators at www.securities-administrators.ca.

  • Phone: 514-871-2082 1155 Metcalfe Street, 5th floor Toll-free: 1-888-270-3941Montreal, Quebec Email: investments@nbc.caH3B 4S9 www.nbinvestments.caTo learn more about investing in mutual funds, see the brochure Understanding mutual funds, which is available on the website of the Canadian Securities Administrators atwww.securities-administrators.ca.

  • West, Toll-free: 1-800-522-184613th Floor, www.laurentianbank.ca/mackenzie Montréal, Québec H3G 0A9To learn more about investing in mutual funds, see the brochure Understanding mutual funds, which is available on the website of the Canadian Securities Administrators at www.securities-administrators.ca.

  • You must act within the time limit set by the securities law in your province or territory.CIBCBrookfield Place161 Bay Street, 22nd floor 1-800-465-3863Toronto, Ontario M5J 2S1 www.cibc.com/mutualfundsTo learn more about investing in mutual funds, see the brochure Understanding mutual funds, which is available on the website of the Canadian Securities Administrators at www.securities-administrators.ca.For more information, see the securities law of your province or territory or ask a lawyer.

  • This Companion Policy sets out how the Canadian Securities Administrators (the CSA or we) interpret or apply the provisions of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and related securities legislation.


More Definitions of Securities Administrators

Securities Administrators means, collectively, (a) the securities regulators in each of the provinces of Canada, and (b) the SEC and any state securities commission.
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Securities Administrators means the securities regulatory authorities of the Qualifying Jurisdictions;
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Securities Administrators means, collectively, the Canadian Securities Administrators and the U.S. Securities Administrators and each is a “Securities Administrator”.
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Related to Securities Administrators

  • Securities Administrator Xxxxx Fargo Bank, N.A., or its successor in interest, or any successor securities administrator appointed as herein provided.

  • Canadian Securities Administrators means the securities commission or other securities regulatory authority of each province and territory of Canada;

  • Securities Administrator Fee With respect to any Distribution Date, an amount equal to the product of (a) one-twelfth of the Securities Administrator Fee Rate and (b) the Stated Principal Balance of the Mortgage Loans as of the prior Distribution Date (or as of the Cut-off Date in the case of the first Distribution Date).

  • Trust Administrator [______________] Independent Accountants:

  • Non-Lead Certificate Administrator means the “certificate administrator” under any Non-Lead Securitization Servicing Agreement.

  • Certificate Administrator means the certificate administrator appointed as provided in the Lead Securitization Servicing Agreement.

  • Escrow Trustee means the bank or trust company designated by the Fiscal Officer in the Certificate of Award as the initial escrow agent with respect to the Refunded Bonds under the Escrow Agreement and until a successor Escrow Trustee shall have become such pursuant to the provisions of the Escrow Agreement and, thereafter, "Escrow Trustee" shall mean the successor Escrow Trustee.

  • NIM Trustee The trustee for the NIM Securities.

  • Master Servicer means the master servicer appointed as provided in the Lead Securitization Servicing Agreement.

  • XXXXX Administrator means the Bank of England (or any successor administrator of the Sterling Overnight Index Average).

  • XXXXX Administrator’s Website means the Bank of England’s website, currently at xxxx://xxx.xxxxxxxxxxxxx.xx.xx, or any successor source for the Sterling Overnight Index Average identified as such by the XXXXX Administrator from time to time.

  • Master Trust Trustee means the entity acting as trustee under the applicable Pooling and Servicing Agreement.

  • Insurance Trustee means an entity authorized to carry on the business of a trust company under the laws of Alberta selected from time to time on resolution of the Board, whose duties include the receiving, holding and disbursing of proceeds of policies of insurance pursuant to these Bylaws and the Act. If no Insurance Trustee is appointed, then the Insurance Trustee shall be the Board;

  • Certificate Insurer As defined in the Series Supplement.

  • Compact administrator means: the individual in each compacting state appointed pursuant to the terms of this compact, responsible for the administration and management of the state's supervision and transfer of juveniles subject to the terms of this compact, the rules adopted by the Interstate Commission and policies adopted by the State Council under this compact.

  • Exchange Administrator means the entity selected by Freddie Mac to act as its exchange administrator for the Exchangeable Notes and the MAC Notes, which as of the Closing Date is U.S. Bank.

  • Securities Depositories means DTC; and, in accordance with then current guidelines of the Securities and Exchange Commission, such other addresses and/or such other securities depositories as the District may designate in a Written Request of the District delivered to the Paying Agent.

  • indenture trustee or “institutional trustee” means the Trustee.