Securities Terms definition

Securities Terms means the Specific Terms and Conditions Governing Securities Transactions, set out in Part F of the Terms and Conditions.
Sample 1Sample 2Sample 3
Securities Terms means the Specific Terms and Conditions Governing Securities Transactions, set out in Part F of the Terms and Conditions. DBS Bank Ltd 7 Co. Reg. No. 196800306E
Sample 1Sample 2Sample 3

Examples of Securities Terms in a sentence

  • Non-U.S. owners generally will be subject to the United States federal income and withholding tax unless they establish an exemption.Certain Debt Securities Terms 1.

  • These Securities Terms shall apply to all Securities Transactions which you may undertake with or through us and all Services which we may offer to you to enable you to undertake any Securities Transaction.

  • In the event of such a takeover, the term “issuer” shall designate in all provisions of these Securities Terms (except in these § 21) the new issuer.

  • Changes and supplements to these Securities Terms are announced immediately in accordance with § 23 par.

  • Additional Provision (2) – Credit Event Provisions The Credit Linked Securities Terms as set out in Schedule 1 to this Series Prospectus (as amended pursuant to Additional Provision (4)) shall apply separately to each Class of Securities, as supplemented by this Additional Provision (2).

  • Unless otherwise stipulated in these Securities Terms, such announcements shall only serve for information purposes and do not constitute any pre-condition for effectiveness.

  • Please ensure you have completed, signed and returned a Causeway Securities Terms of Business.

  • If any of the Class [] Notes fall due for redemption by reason of a Noteholder being a Reference Entity pursuant to Part 7 of the Single Name Credit Linked Securities Terms prior to the Effective Date of the Credit Swap Transaction in respect of the Class [] Notes, UBS shall pay to VIS an amount equal to the relevant Securityholder Reference Entity Redemption Amount one Business Day prior to the relevant Securityholder Reference Entity Redemption Date.

  • Pursuant and subject to § 10 of the Securities Terms, the Securityholders will be entitled to additional amounts as shall be necessary in order that the net amounts re- ceived by the Securityholders, after such withholding or deduction shall equal the respective amounts which would otherwise have been receivable by the Security- holders in the absence of such withholding or deduc- tion (Additional Amounts), subject to certain specified exceptions.

  • A "banking business day" in the meaning of these Securities Terms is a day on which commercial banks are open for business in Austria and Germany.

Related to Securities Terms

  • Securities Transaction means a purchase of or sale of Securities.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Securities Documents means all reports, offering circulars, proxy statements, registration statements and all similar documents filed, or required to be filed, pursuant to the Securities Laws.

  • securities settlement system means a securities settlement system (as defined in the CSD Regulation) operated by a central securities depository;

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Securities Seal means a seal for use for sealing certificates for shares or other securities issued by the Company which is a facsimile of the Seal of the Company with the addition on its face of the words “Securities Seal”;

  • Securities lending or "securities borrowing" means a transaction by which a counterparty transfers securities subject to a commitment that the borrower will return equivalent securities on a future date or when requested to do so by the transferor, that transaction being considered as securities lending for the counterparty transferring the securities and being considered as securities borrowing for the counterparty to which they are transferred;

  • Securities System shall have the meaning set forth in Paragraph 3(c) of this Agreement.

  • Securities and Futures Ordinance means the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong);

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.

  • Uncertificated Securities Regulations means the Uncertificated Securities Regulations 2001;

  • Underlying Securities Issuer With respect to an Underlying Security, the issuer thereof (including, if applicable, the guarantor of the Underlying Security), as identified in the Underlying Securities Schedule.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Current Maturities of Long Term Debt means, during a period beginning and ending on designated dates, the amount of Company’s long-term debt and capitalized leases which become due during that period.

  • Securities Depositories means DTC; and, in accordance with then current guidelines of the Securities and Exchange Commission, such other addresses and/or such other securities depositories as the District may designate in a Written Request of the District delivered to the Paying Agent.

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap 571H of the Laws of Hong Kong).

  • Uncertificated Securities Register means the record of Uncertificated Securities administered and maintained by a Participant or Central Securities Depositary, as determined in accordance with the rules of the Central Securities Depositary.

  • Securities Depository Nominee means, as to any Securities Depository, such Securities Depository or the nominee of such Securities Depository in whose name there shall be registered on the registration books maintained by the Registrar the Bond certificates to be delivered to and immobilized at such Securities Depository during the continuation with such Securities Depository of participation in its book-entry system. Cede & Co. shall serve as the initial Securities Depository Nominee hereunder.

  • Securities Market means an established securities market.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • New Securities Trustee means a bank or trust company reasonably satisfactory to the Initial Purchasers, as trustee with respect to the New Securities under the New Securities Indenture.