sponsoring firm definition

sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;
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sponsoring firm means the registered firm where you will carry out your duties as a registered or permitted individual; and
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sponsoring firm means the Member who is party to this Agreement, whereby it will take full responsibility for activities undertaken by the Sponsored User on Turquoise.
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Examples of sponsoring firm in a sentence

  • The Sponsoring Firm must designate the Sponsored Participant by name below.

  • The purpose of this Agreement is to set forth the obligations and responsibilities of the parties with respect to the Sponsored Participant’s access to proprietary trading data of the Sponsoring Firm.

  • The Sponsoring Firm hereby consents to the Sponsored Participant viewing and accessing trading data regarding orders sent using the Sponsoring Firm’s specified MPIDs through a NASDAQ OMX Trading Application.

  • The Sponsored Participant shall assume all responsibility for its access to and use of the Sponsoring Firm’s trading data, and will hold harmless and indemnify NASDAQ OMX and the Sponsoring Firm against any claim or action arising out of its use of the Sponsoring Firm’s trading data.

  • The Sponsoring Firm acknowledges and agrees that it is its responsibility to immediately notify NASDAQ OMX in the event that the Sponsoring Firm terminates this Agreement with the Sponsored Participant, which it may do at any time, for any reason, in the Sponsoring Firm’s sole discretion.

  • The Sponsoring Firm agrees to allow the Sponsored Participant to receive trading information from a NASDAQ OMX Trading Application in the name of the Sponsoring Firm via the Sponsored Participant’s existing subscription(s) to the applicable NASDAQ OMX Trading Application(s).


More Definitions of sponsoring firm

sponsoring firm means the registered firm where you will carry out your duties as a registered or permitted individual. Canadian Investment Manager designation” means the designation earned through the Canadian investment manager program prepared and administered by CSI Global Education Inc. and so named on the day this Instrument comes into force, and every program that preceded that program, or succeeded that program, that does not have a significantly reduced scope and content when compared to the scope and content of the first-mentioned program;
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sponsoring firm means the firm on whose behalf an individual is registered to act; and “working office” means the office of a firm where an individual does most business.
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sponsoring firm means the registered firm on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person; (« société parrainante »)
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sponsoring firm means the registered firm where you will carry out your duties as a registered or permitted individual. “Derivatives” means financial instruments, such as futures contracts (including exchange traded contracts), futures options and swaps whose market price, value or payment obligations are derived from, or based on, one or more underlying interests.
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sponsoring firm means, for a registered individual, the registered firm on whose behalf the individual is registered to trade or advise.
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sponsoring firm means the firm on whose behalf an individual is registered to act; ( société parrainante) and
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Related to sponsoring firm

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Corporation prior to a Change in Control for purposes of making the applicable determinations hereunder.

  • Sponsoring Body means a body being a charitable or a not-for-profit Society or Trust or Company under Section 8 of Companies Act 2013 making an application for declaring an institution under its administrative, academic and financial control as a Deemed to be University.

  • Dispute Board (DB) means the person or persons named as such in the SCC appointed by agreement between the Procuring Entity and the Contractor to make a decision with respect to any dispute or difference between the Procuring Entity and the Contractor referred to him or her by the Parties pursuant to GCC Sub-Clause 46.1 (Dispute Board) hereof.

  • independent review committee means the independent review committee of the investment fund established under National Instrument 81-107 Independent Review Committee for Investment Funds;

  • Sponsoring agency means a child welfare agency licensed to place children in group homes, a county agency speci- fied in s. 48.56 (1), Stats., or the department; which enters into a written contract with the licensee.

  • Technical Advisory Committee means a committee established under section 12;

  • Designated Employer Representative (DER) means a designated school district representative authorized to take immediate action to remove employees from safety-sensitive duties, to make required decisions in the testing and evaluation process, and to receive test results and other communications for the school district.

  • Audit Firm means a legal person or any other entity, regardless of its legal form, that is approved in accordance with this Directive by the competent authorities of a Member State to carry out statutory audits;

  • Technical Committee means the body established in accordance with article VII;