Examples of Trading Window in a sentence
An exception to this rule applies when pre-clearance is requested for a transaction in WHG stock during an open Trading Window, in which case the pre-clearance remains effective throughout the Trading Window and expires when either the requested number of shares has been executed or the Trading Window closes.
In addition, you acknowledge receipt of the Company’s Insider Trading and Trading Window Policy.
Any profits realized by an Access Person on trades made in violation of Section 3(C) of this Code (the Seven Day Trading Window) shall be disgorged.
Transactions in an officer’s profit sharing or 401(k) account, or in index funds or other baskets of securities that include Legg Mason Securities, are not subject to the Trading Window restriction.
The CCO will make a determination on such trading on a case by case basis.(4) Your Trading Window MIMAK pre-clearance is valid for the day of request only and shall be deemed to expire at the close of regular trading on the principal trading market for the security involved.