Unlawful action definition

Unlawful action means any of the actions, engaged in by an access person of the Adviser listed in paragraphs 1 through 4 of the Introduction to this code.
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Unlawful action means any of the actions, engaged in by an access person of the Adviser listed in paragraphs 1 through 4 of the Introduction to this code. PROHIBITED PURCHASES AND SALESA. Timing of Personal Transactions. No access person may purchase or sell, directly or indirectly, any covered security in which the access person has, or by reason of the transaction acquires, any direct or indirect beneficial ownership if the access person knows or reasonably should know that the covered security, at the time of the purchase or sale:
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Unlawful action means any of the actions, engaged in by an access person of the Trust, the Adviser, the Subadviser, any Other Adviser or the Distributor, listed in paragraphs 1 through 4 of the Introduction to this code.
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Examples of Unlawful action in a sentence

  • It is established to provide guidelines to be followed in the event of any of the following events:o Aircraft incidento Aircraft accidento Fire or other emergencyo Natural disastero Unlawful action affecting operationsThey are prefaced on the state and local emergency services being activated by eyewitnesses who would contact emergency services as a first action.

  • Unlawful action causing serious physical harm to another person;4.

  • Unlawful action by a business entity is a well-established basis for the revocation of a municipal business permit.

  • Unlawful action can result in sanctions for both the works-council member and the supervisor.

  • Discrimination: Unlawful action against an employee or (54) Hostile Work Environment: A work environment or applicant based on age, disability, national origin, political or work related situation where an individual suffers physical or religious affiliation, race, sex, military status or affiliation, or any emotional stress due to the unwelcome behavior of another other non-merit factor, as specified by law.

  • Unlawful action, vandalism, or destroying or defacing of school property.

  • Unlawful action (or negligence) of a taxpayer, tax agent and other person for which certain liability is stipulated by the code is considered as infringement of tax legislation.

  • Unlawful action that can be rectified by a payment of money damages is generally regarded as not presenting the kind of irreparable harm that justifies mandatory relief.141 If the only constitutional questions presented were takings claims and impairment of contract claims, and the government’s authority were otherwise uncontested, then this argument would be well founded.

  • Više o kapitoliju vidi Suić, Antički grad, 299; isti, Zadar, 209-214; Giunio, "Neke bilješke", 61-64.

  • In the following section we have presented a robust tomographic scheme in the context of NMR [106].Earlier schemes of tomography were designed in the context of quantum information processing [107, 108].


More Definitions of Unlawful action

Unlawful action means any of the actions, engaged in by an Access Person of the Adviser or the Distributor, listed in paragraphs 1 through 4 of Section I (General Principles) of this Code.
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Related to Unlawful action

  • unlawful activity means activities that violate the laws of this state, including but not limited to any activity that violates a state criminal statute.

  • Governmental Action means any authorization, application, approval, consent, exemption, filing, license, notice, registration, permit or other requirement of, to or with any Governmental Authority.

  • Criminal proceeding means a proceeding instituted by means of the swearing of an information, the laying of a charge or the return of an indictment, before a Court of competent jurisdiction in Canada with jurisdiction to hear and determine the charges referred to therein, alleging or charging that the "Insured" has contravened the provisions of any Provincial or Federal statute, including the Criminal Code, R.S.C. 1985 ch. C-46 as amended, which creates an offence or crime and which provides for conviction thereunder, whether by way of summary conviction or indictment, and as a result of which the "Insured" is liable to be convicted, fined or sentenced to some form of imprisonment or other punishment.

  • third party proceeding means any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative, or investigative, other than an action by or in the right of the corporation.

  • Illegal Activity means the wilful possession of an illegal drug, dangerous object, or stolen item.

  • Wrongful Act means:

  • Unlawful means not specifically authorized by law.

  • Legal Action means and includes any claim, counterclaim, demand, action, suit, counterclaim, arbitration, inquiry, proceeding or investigation before any

  • Administrative proceeding means a non-judicial process that is adjudicatory in nature in order to make a determination of fault or liability (e.g., Securities and Exchange Commission Administrative Proceedings, Civilian Board of Contract Appeals Proceedings, and Armed Services Board of Contract Appeals Proceedings). This includes administrative proceedings at the Federal and State level but only in connection with performance of a Federal contract or grant. It does not include agency actions such as contract audits, site visits, corrective plans, or inspection of deliverables.

  • Governmental Actions means any and all consents, approvals, permits, orders, authorizations, waivers, exceptions, variances, exemptions or licenses of, or registrations, declarations or filings with, any Governmental Authority required under any Governmental Rules.

  • Lawsuit means any lawsuit, arbitration or other dispute resolution filed by either party herein pertaining to any of this Warrant, the Facility Agreement and the Registration Rights Agreement.

  • Environmental Action means any action, suit, demand, demand letter, claim, notice of non-compliance or violation, notice of liability or potential liability, investigation, proceeding, consent order or consent agreement relating in any way to any Environmental Law, Environmental Permit or Hazardous Materials or arising from alleged injury or threat of injury to health, safety or the environment, including, without limitation, (a) by any governmental or regulatory authority for enforcement, cleanup, removal, response, remedial or other actions or damages and (b) by any governmental or regulatory authority or any third party for damages, contribution, indemnification, cost recovery, compensation or injunctive relief.

  • Interrelated Wrongful Acts means Wrongful Acts that have as a common nexus any fact, circumstance, situation, event, transaction, cause or series of causally connected facts, circumstances, situations, events, transactions or causes.

  • Commercial activity means any activity or employment of the vessel for which a contract or charter party is in force and includes the carriage of any cargo or persons for reward;

  • ADR Proceeding means either an Arbitration or a Mediation.

  • Official action means a decision, recommendation, approval, disapproval or other action or failure to act which involves the use of discretionary authority.

  • Legislative action means the development, drafting, introduction, consideration, modification, adoption, rejection, review, enactment or defeat of any bill, resolution, amendment, report, nomination, proposed administrative rule or other matter by the legislature or by either house or any committee, subcom- mittee, joint or select committee thereof, or by a legislator or employee of the legislature acting in an official capacity. “Legis- lative action” also means the action of the governor in approving or vetoing any bill or portion thereof, and the action of the gover- nor or any agency in the development of a proposal for introduc- tion in the legislature.