{"component": "clause", "props": {"groups": [{"snippet_links": [{"key": "securities-act-of-1933", "type": "clause", "offset": [4, 26]}, {"key": "as-amended", "type": "definition", "offset": [28, 38]}], "size": 22, "samples": [{"hash": "buFvW5nkF75", "uri": "/contracts/buFvW5nkF75#1933-act", "label": "Distribution Agreement (Variable Annuity I Ser Acc of GRT West Li & Annu Ins Co of Ny)", "score": 32.3538672142, "published": true}, {"hash": "72sfHAelUwW", "uri": "/contracts/72sfHAelUwW#1933-act", "label": "Distribution Agreement (COLI VUL-2 Series Account of Great-West Life & Annuity Insurance Co of New York)", "score": 32.3347022587, "published": true}, {"hash": "lCT8WmcPZ8w", "uri": "/contracts/lCT8WmcPZ8w#1933-act", "label": "Variable Contract Distribution and Principal Underwriting Agreement (American Family Variable Account Ii)", "score": 22.8138261465, "published": true}], "snippet": "The Securities Act of 1933, as amended.", "hash": "5a4138504f0be9366aa5003e1e34a42a", "id": 1}, {"snippet_links": [{"key": "securities-act-of-1933", "type": "clause", "offset": [4, 26]}, {"key": "as-amended", "type": "definition", "offset": [28, 38]}, {"key": "securities-exchange-act-of-1934", "type": "clause", "offset": [54, 85]}], "size": 5, "samples": [{"hash": "hMqtkIDM8R0", "uri": "/contracts/hMqtkIDM8R0#1933-act", "label": "Incentive Stock Option Grant Agreement (HCSB Financial Corp)", "score": 19.0, "published": true}, {"hash": "cX7nwotQ3GI", "uri": "/contracts/cX7nwotQ3GI#1933-act", "label": "Incentive Stock Option Grant Agreement (HCSB Financial Corp)", "score": 19.0, "published": true}, {"hash": "CtWISEiSJH", "uri": "/contracts/CtWISEiSJH#1933-act", "label": "Incentive Stock Option Grant Agreement (HCSB Financial Corp)", "score": 19.0, "published": true}], "snippet": "The Securities Act of 1933, as amended. 1934 Act. The Securities Exchange Act of 1934, as amended.", "hash": "117a0caa356595f4a33477546ac3edff", "id": 2}, {"snippet_links": [{"key": "the-fund-will", "type": "clause", "offset": [0, 13]}, {"key": "furnish-to", "type": "clause", "offset": [14, 24]}, {"key": "the-underwriter", "type": "clause", "offset": [25, 40]}, {"key": "during-the-period", "type": "clause", "offset": [58, 75]}, {"key": "the-1933-act", "type": "clause", "offset": [130, 142]}, {"key": "copies-of-the-prospectus", "type": "clause", "offset": [159, 183]}, {"key": "as-amended", "type": "definition", "offset": [185, 195]}, {"key": "reasonably-request", "type": "definition", "offset": [236, 254]}, {"key": "amendments-or-supplements", "type": "clause", "offset": [279, 304]}, {"key": "transmitted-copies", "type": "definition", "offset": [382, 400]}, {"key": "the-commission", "type": "clause", "offset": [420, 434]}, {"key": "pursuant-to-\u2587", "type": "clause", "offset": [435, 448]}, {"key": "except-to-the-extent", "type": "clause", "offset": [454, 474]}, {"key": "regulation-s", "type": "definition", "offset": [488, 500]}], "size": 2, "samples": [{"hash": "ccRXJQ08cra", "uri": "/contracts/ccRXJQ08cra#1933-act", "label": "Purchase Agreement (Muniholdings Pennsylvania Insured Fund)", "score": 16.0, "published": true}, {"hash": "cUGWBzjecXn", "uri": "/contracts/cUGWBzjecXn#1933-act", "label": "Purchase Agreement (Muniholdings Florida Insured Fund Iv)", "score": 16.0, "published": true}], "snippet": "The Fund will furnish to the Underwriter, without charge, during the period when the Prospectus is required to be delivered under the 1933 Act, such number of copies of the Prospectus (as amended or supplemented) as the Underwriter may reasonably request. The Prospectus and any amendments or supplements thereto furnished to the Underwriter will be identical to the electronically transmitted copies thereof field with the Commission pursuant to \u2587\u2587\u2587\u2587\u2587, except to the extent permitted by Regulation S-T.", "hash": "e4404b62f32bcecb223cbba39a7cfd4d", "id": 3}, {"snippet_links": [{"key": "the-term", "type": "clause", "offset": [0, 8]}, {"key": "securities-act-of-1933", "type": "clause", "offset": [35, 57]}, {"key": "as-amended", "type": "definition", "offset": [86, 96]}, {"key": "from-time-to-time", "type": "clause", "offset": [97, 114]}], "size": 2, "samples": [{"hash": "cEno130Cm0j", "uri": "/contracts/cEno130Cm0j#1933-act", "label": "Close Corporation Agreement (Borror Realty Co)", "score": 18.0, "published": true}], "snippet": "The term \"1933 Act\" shall mean the Securities Act of 1933, 15 U.S.C. (S)77a, et seq., as amended from time to time.", "hash": "61a5fccb98e0eef4b5a9d39e76eb51ce", "id": 4}, {"snippet_links": [], "size": 2, "samples": [{"hash": "a3acz16rHPY", "uri": "/contracts/a3acz16rHPY#1933-act", "label": "Purchase Agreement (Ugly Duckling Corp)", "score": 18.0, "published": true}], "snippet": "2 Affiliate.............................................................................................2", "hash": "5b0bb4bae8dfb4a27b8ff7f8f2dda1c1", "id": 5}, {"snippet_links": [{"key": "securities-act-of-1933", "type": "clause", "offset": [25, 47]}, {"key": "as-amended", "type": "definition", "offset": [49, 59]}], "size": 2, "samples": [{"hash": "2ZDscn0e4WC", "uri": "/contracts/2ZDscn0e4WC#1933-act", "label": "Merger Agreement (Mitel Corp)", "score": 18.0, "published": true}], "snippet": "1933 Act\" shall mean the Securities Act of 1933, as amended.", "hash": "b5996a0bbc97874407b28f11bb0690eb", "id": 6}, {"snippet_links": [{"key": "the-vendor", "type": "clause", "offset": [4, 14]}, {"key": "securities-act-of-1933", "type": "clause", "offset": [106, 128]}, {"key": "as-amended", "type": "definition", "offset": [130, 140]}, {"key": "the-sale", "type": "clause", "offset": [167, 175]}, {"key": "contemplated-hereby", "type": "clause", "offset": [176, 195]}, {"key": "reliance-on", "type": "clause", "offset": [213, 224]}, {"key": "accredited-investor", "type": "definition", "offset": [246, 265]}, {"key": "rule-501", "type": "definition", "offset": [281, 289]}, {"key": "own-account", "type": "clause", "offset": [363, 374]}, {"key": "the-account", "type": "clause", "offset": [382, 393]}, {"key": "investment-discretion", "type": "clause", "offset": [450, 471]}, {"key": "with-a-view-to", "type": "definition", "offset": [481, 495]}, {"key": "disposition-of", "type": "clause", "offset": [530, 544]}, {"key": "violation-of-the", "type": "clause", "offset": [573, 589]}, {"key": "united-states-securities-laws", "type": "definition", "offset": [590, 619]}, {"key": "to-offer", "type": "definition", "offset": [662, 670]}, {"key": "not-offer", "type": "clause", "offset": [740, 749]}, {"key": "directly-or-indirectly", "type": "clause", "offset": [812, 834]}, {"key": "outside-of-the-united-states", "type": "clause", "offset": [865, 893]}, {"key": "the-requirements", "type": "clause", "offset": [913, 929]}, {"key": "rule-904", "type": "definition", "offset": [933, 941]}, {"key": "regulation-s", "type": "definition", "offset": [945, 957]}, {"key": "compliance-with-applicable", "type": "clause", "offset": [984, 1010]}, {"key": "local-laws-and-regulations", "type": "clause", "offset": [1011, 1037]}, {"key": "registration-under-the-1933-act", "type": "clause", "offset": [1093, 1124]}, {"key": "rule-144", "type": "clause", "offset": [1137, 1145]}, {"key": "if-available", "type": "definition", "offset": [1158, 1170]}, {"key": "state-laws-and-regulations", "type": "clause", "offset": [1316, 1342]}, {"key": "offer-and-sale-of-securities", "type": "clause", "offset": [1357, 1385]}, {"key": "issuance-of-the-consideration-shares", "type": "clause", "offset": [1409, 1445]}, {"key": "requirements-of-the", "type": "clause", "offset": [1523, 1542]}, {"key": "applicable-state", "type": "definition", "offset": [1555, 1571]}, {"key": "in-exchange", "type": "clause", "offset": [1662, 1673]}, {"key": "these-securities-have-not-been-registered", "type": "definition", "offset": [1780, 1821]}, {"key": "the-securities", "type": "definition", "offset": [1913, 1927]}, {"key": "state-of-the-united-states", "type": "definition", "offset": [1940, 1966]}, {"key": "offered-for-sale", "type": "definition", "offset": [1982, 1998]}, {"key": "to-the-company", "type": "clause", "offset": [2125, 2139]}, {"key": "outside-the-united-states", "type": "definition", "offset": [2145, 2170]}, {"key": "in-accordance-with", "type": "definition", "offset": [2171, 2189]}, {"key": "the-us", "type": "clause", "offset": [2221, 2228]}, {"key": "pursuant-to-the", "type": "clause", "offset": [2250, 2265]}, {"key": "the-registration-requirements", "type": "clause", "offset": [2281, 2310]}, {"key": "state-securities-laws", "type": "definition", "offset": [2422, 2443]}, {"key": "legal-opinion", "type": "clause", "offset": [2531, 2544]}], "size": 1, "samples": [{"hash": "1yP8iP6Uta3", "uri": "/contracts/1yP8iP6Uta3#1933-act", "label": "Share Purchase Agreement (Voice Iq Inc)", "score": 18.0, "published": true}], "snippet": "(1) The Vendor understands that the Consideration Shares have not been registered under the United States Securities Act of 1933, as amended (the \"1933 Act\") and that the sale contemplated hereby is being made in reliance on the Vendor being an \"Accredited Investor\" as defined in Rule 501 under the 1933 Act and that he is acquiring Consideration Shares for his own account or for the account of an Accredited Investor as to which he exercises sole investment discretion, and not with a view to any resale, distribution or other disposition of the Consideration Shares in violation of the United States securities laws.\n(2) The Vendor agrees that if he decides to offer, sell or otherwise transfer any of the Consideration Shares, he will not offer, sell or otherwise transfer any of such Consideration Shares, directly or indirectly, unless:\n(a) the sale is made outside of the United States in compliance with the requirements of Rule 904 of Regulation S under the 1933 Act and in compliance with applicable local laws and regulations; or\n(b) the sale is made pursuant to an exemption from registration under the 1933 Act provided by Rule 144 thereunder, if available; or\n(c) the Consideration Shares are sold in a transaction that does not require registration under the 1933 Act or any applicable United States state laws and regulations governing the offer and sale of securities.\n(3) Upon the original issuance of the Consideration Shares to the Vendor, and until such time as is no longer required under applicable requirements of the 1933 Act or applicable state laws, all certificates representing the Consideration Shares, and all certificates issued in exchange therefor or in substitution thereof, shall bear, on the face of such certificates, the following legend: \"THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE \"U.S. SECURITIES ACT\"), OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES AND MAY NOT BE OFFERED FOR SALE, SOLD, OR OTHERWISE TRANSFERRED OR ASSIGNED UNLESS THEY ARE OFFERED FOR SALE, SOLD, OR OTHERWISE TRANSFERRED OR ASSIGNED: (A) TO THE COMPANY; (B) OUTSIDE THE UNITED STATES IN ACCORDANCE WITH RULE 904 OF REGULATION S UNDER THE U.S. SECURITIES ACT; (C) PURSUANT TO THE EXEMPTION FROM THE REGISTRATION REQUIREMENTS UNDER THE U.S. SECURITIES ACT PROVIDED BY RULE 144 THEREUNDER, IF AVAILABLE, AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS; OR (D) PURSUANT TO ANOTHER EXEMPTION FROM REGISTRATION AFTER PROVIDING A SATISFACTORY LEGAL OPINION TO THE COMPANY\".", "hash": "99d9d5ca325fd1fc0a5bd3b87ef3c969", "id": 7}, {"snippet_links": [{"key": "competitive-activity", "type": "definition", "offset": [419, 439]}, {"key": "cbsi-plan", "type": "definition", "offset": [516, 525]}, {"key": "superior-proposal", "type": "definition", "offset": [623, 640]}], "size": 1, "samples": [{"hash": "fUolKDtENJZ", "uri": "/contracts/fUolKDtENJZ#1933-act", "label": "Agreement for the Exchange of Shares (Complete Business Solutions Inc)", "score": 18.0, "published": true}], "snippet": "1 1.2 Affiliate.......................................................................................2 1.3 Agreement.......................................................................................2 1.4 Buyer...........................................................................................2 1.5 CBSI............................................................................................2 1.6 CBSI Competitive Activity.......................................................................2 1.7 CBSI Plan.......................................................................................2 1.8 CBSI Superior Proposal..........................................................................2 1.9 Closing.........................................................................................2 1.10", "hash": "c9dd067243ef662b821b415484b418dc", "id": 8}, {"snippet_links": [{"key": "balance-sheet", "type": "definition", "offset": [80, 93]}], "size": 1, "samples": [{"hash": "8XoJ9xGgEvV", "uri": "/contracts/8XoJ9xGgEvV#1933-act", "label": "Merger Agreement (Securicor International LTD)", "score": 18.0, "published": true}], "snippet": "4.6(b) 1934 Act..........................................................1.1(a) Balance Sheet........................................................", "hash": "35e6facc8e5bef9bb3b8e37b5b1ebd25", "id": 9}, {"snippet_links": [{"key": "shares-for-sale", "type": "definition", "offset": [40, 55]}, {"key": "in-accordance-with", "type": "definition", "offset": [56, 74]}, {"key": "the-laws", "type": "definition", "offset": [75, 83]}, {"key": "to-the-extent", "type": "clause", "offset": [118, 131]}, {"key": "by-the-fund", "type": "clause", "offset": [149, 160]}], "size": 1, "samples": [{"hash": "2PzX4PMISxn", "uri": "/contracts/2PzX4PMISxn#1933-act", "label": "Participation Agreement (Metlife Investors Separate Account A)", "score": 16.0, "published": true}], "snippet": "The Fund shall register and qualify the shares for sale in accordance with the laws of the various states only if and to the extent deemed advisable by the Fund or MetLife.", "hash": "ccb4a185da36ee6b949dcb88204430c1", "id": 10}], "next_curs": "ClESS2oVc35sYXdpbnNpZGVyY29udHJhY3Rzci0LEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2IhExOTMzLWFjdCMwMDAwMDAwYQyiAQJlbhgAIAA=", "clause": {"title": "1933 Act", "size": 59, "parents": [["definitions", "Definitions"], ["purchase-of-purchased-shares", "Purchase of Purchased Shares"], ["holder-representations", "Holder Representations"], ["intellectual-property", "Intellectual Property"], ["effective-date-of-plan", "EFFECTIVE DATE OF PLAN"]], "children": [], "id": "1933-act", "related": [["securities-act", "Securities Act", "Securities Act"], ["1933-act-registration", "1933 Act Registration", "<strong>1933 Act</strong> Registration"], ["rule-144", "Rule 144", "Rule 144"], ["securities-act-etc", "Securities Act, etc", "Securities Act, etc"], ["rule-144-rule-144a", "Rule 144; Rule 144A", "Rule 144; Rule 144A"]], "related_snippets": [], "updated": "2025-07-07T12:37:48+00:00", "also_ask": [], "drafting_tip": "", "explanation": "The '1933 Act' clause defines references to the Securities Act of 1933, a key U.S. federal law governing the offer and sale of securities. In contracts, this clause clarifies that any mention of the '1933 Act' pertains specifically to this legislation, including any amendments or related rules. This ensures that all parties have a shared understanding of the legal framework being referenced, thereby reducing ambiguity and ensuring compliance with applicable securities regulations."}, "json": true, "cursor": ""}}