Acquired Funds. JPMorgan Active Value ETF JPMorgan ActiveBuilders Emerging Markets Equity ETF (fka JPM Emerging Mkts Equity Core ETF) JPMorgan ActiveBuilders International Equity ETF JPMorgan ActiveBuilders U.S. Large Cap Equity ETF JPMorgan BetaBuilders 1-5 Year U.S. Aggregate Bond ETF JPMorgan BetaBuilders Canada ETF JPMorgan BetaBuilders Developed Asia ex-Japan ETF JPMorgan BetaBuilders Europe ETF JPMorgan BetaBuilders International Equity ETF JPMorgan BetaBuilders Japan ETF JPMorgan BetaBuilders MSCI US REIT ETF JPMorgan BetaBuilders U.S. Equity ETF JPMorgan BetaBuilders U.S. Mid Cap Equity ETF JPMorgan BetaBuilders U.S. Small Cap Equity ETF JPMorgan Carbon Transition U.S. Equity ETF JPMorgan Core Plus Bond ETF JPMorgan Corporate Bond Research Enhanced ETF JPMorgan Diversified Return Emerging Markets Equity ETF JPMorgan Diversified Return International Equity ETF JPMorgan Diversified Return U.S. Equity ETF JPMorgan Diversified Return U.S. Mid Cap Equity ETF JPMorgan Diversified Return U.S. Small Cap Equity ETF JPMorgan Equity Premium Income ETF JPMorgan Income ETF JPMorgan International Bond Opportunities ETF JPMorgan High Yield Research Enhanced ETF JPMorgan International Growth ETF JPMorgan Municipal ETF JPMorgan Short Duration Core Plus ETF JPMorgan U.S. Aggregate Bond ETF JPMorgan U.S. Dividend ETF JPMorgan U.S. Minimum Volatility ETF JPMorgan U.S. Momentum Factor ETF JPMorgan U.S. Quality Factor ETF JPMorgan U.S. Value Factor ETF JPMorgan Ultra-Short Income ETF JPMorgan Ultra-Short Municipal Income ETF JPMorgan USD Emerging Markets Sovereign Bond ETF SCHEDULE A - Continued
Acquired Funds. BondBloxx USD High Yield Bond Consumer Cyclicals Sector ETF
Acquired Funds. JPMorgan Active Value ETF
Acquired Funds. The Arbitrage Funds
Acquired Funds. Stone Harbor Emerging Markets Income Fund Stone Harbor Emerging Markets Total Income Fund This Agreement, dated as of January 19, 2022, between FT Series (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly, (each, an “Acquiring Fund”), and each open-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) that is operating as an exchange-traded fund (each, an “ETF”) and advised by Hartford Funds Management Company, LLC (the “Adviser”) that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).
Acquired Funds. Stone Harbor Emerging Markets Income Fund Stone Harbor Emerging Markets Total Income Fund This Agreement, dated as of January 19, 2022, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and The New America High Income Fund, Inc. (the “Acquired Fund”), a closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by T. Xxxx Price Associates, Inc. (the “Adviser”).
Acquired Funds. No Acquired Fund has canceled or otherwise terminated, or (except as contemplated hereby) threatened to cancel or otherwise terminate, its relationship with any of the Sellers. Except for termination arising automatically as a result of law due to the transactions contemplated hereby (as set forth on Schedule 5.5), none of the Sellers has received any notice that any Acquired Fund intends to take any of the actions described in the preceding sentence. Schedule 5.12 sets forth, as of the close of business on the business day immediately preceding the date hereof, the dollar amount of the assets under management of each Acquired Fund and the net asset value per share of each Acquired Fund.
Acquired Funds. Blackstone Long-Short Credit Income Fund
Acquired Funds. AQR Large Cap Multi-Style Fund
Acquired Funds. PGIM High Yield Bond Fund, Inc. PGIM Global High Yield Fund, Inc. PGIM Short Duration High Yield Opportunities Fund This Agreement, dated as of January 19, 2022, between FT Series (the “Trust”) on behalf of each of its existing and future series that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly (each, an “Acquiring Fund”), and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), advised by Pxxxxx Investment Management, LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”).