Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Valley Forge Life Insurance Company Attention: Arlene Stoll 00000 Xxxxt Drive, Suite 600 Xxxxxx, XX 00000 - Should the Fund decide to implement a restriction, such as a holding requirement or a dollar threshold, the Fund agrees to give the Intermediary at least six (6) months to program its systems to administer such a restriction. If such notice is not practicable, the Fund agrees to negotiate with the Intermediary, in good faith, a restriction that the Intermediary can effectively administer.
Appears in 1 contract
Samples: Shareholder Information Agreement (Sage Variable Annuity Account A)
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Valley Forge Phoenix Life Insurance Company Attention: Arlene Stoll Xxxxxxx Xxxxxxxx 00 Xxxx Xxxxxx Xxxx Xxxxxxxxx, Xxx Xxxx 00000 Xxxxt Drive, Suite 600 Xxxxxx, XX 00000 - Should the Fund decide to implement a restriction, such as a holding requirement or a dollar threshold, the Fund agrees to give the Intermediary at least six (6) months to program its systems to administer such a restriction. If such notice is not practicable, the Fund agrees to negotiate with the Intermediary, in good faith, a restriction that the Intermediary can effectively administer.
Appears in 1 contract
Samples: Information Sharing Agreement (PHL Variable Accumulation Account)
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Valley Forge Phoenix Life Insurance Company Attention: Arlene Stoll Michael Marshall 00 Xxxh Valley Xxxx Xxxxxxxxx, Xxx Xxxx 00000 Xxxxt Drive, Suite 600 Xxxxxx, XX 00000 - Should the Fund decide Xxxxxx xxx Xxxx xxxxxx to implement a restriction, such as a holding requirement or a dollar threshold, the Fund agrees to give the Intermediary at least six (6) months to program its systems to administer such a restriction. If such notice is not practicable, the Fund agrees to negotiate with the Intermediary, in good faith, a restriction that the Intermediary can effectively administer.
Appears in 1 contract
Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Annuity Separate Acc)
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Valley Forge Phoenix Life Insurance Company Attention: Arlene Stoll 00000 Xxxxt DriveXxxxxxx Xxxxxxxx 00 Xxxx Xxxxxx Xxxx Xxxxxxxxx, Suite 600 Xxxxxx, XX Xxx Xxxx 00000 - Should the Fund decide to implement a restriction, such as a holding requirement or a dollar threshold, the Fund agrees to give the Intermediary at least six (6) months to program its systems to administer such a restriction. If such notice is not practicable, the Fund agrees to negotiate with the Intermediary, in good faith, a restriction that the Intermediary can effectively administer.
Appears in 1 contract
Samples: Information Sharing Agreement (PHL Variable Accumulation Account)
Agreement to Prohibit Trading. Intermediary agrees to execute written instructions from the Fund to prohibit further purchases or exchanges of Shares by a Shareholder that has been identified by the Fund as having engaged in transactions of the Fund's Shares (directly or indirectly through the Intermediary's account) that violate policies established by the Fund for the purpose of eliminating or reducing any dilution of the value of the outstanding Shares issued by the Fund. Unless otherwise directed by the Fund, any such prohibitions shall only apply to Shareholder-Initiated Transfer Purchases or Shareholder-Initiated Transfer Redemptions that are effected directly or indirectly through Intermediary. Instructions must be received by Intermediary at the following address, or such other address that Intermediary may communicate to you in writing from time to time, including, if applicable, an e-mail and/or facsimile telephone number: Valley Forge Phoenix Life Insurance Company Attention: Arlene Stoll Michael Marshall 00 Xxxx Xxxley Xxxx Xxxxxxxxx, Xxx Xxxx 00000 Xxxxt Drive, Suite 600 Xxxxxx, XX 00000 - Should the Fund decide to implement Xxxxxx xxx Xxxx xxxxxx xx xxplement a restriction, such as a holding requirement or a dollar threshold, the Fund agrees to give the Intermediary at least six (6) months to program its systems to administer such a restriction. If such notice is not practicable, the Fund agrees to negotiate with the Intermediary, in good faith, a restriction that the Intermediary can effectively administer.
Appears in 1 contract
Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Annuity Separate Acc)