Agreement to Provide Distribution Services Sample Clauses

Agreement to Provide Distribution Services. JPMDS hereby appoints Financial Intermediary to furnish sales and marketing services to its customers who invest in and own Shares that pay a distribution fee under distribution plans adopted by the Funds pursuant to Rule 12b-1 under the Investment Company Act (“Rule 12b-1 Fees”).
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Agreement to Provide Distribution Services. (a) With regard to those Funds which pay asset-based sales charges (pursuant to Distribution Plans adopted under Investment Company Act Rule 12b-1), as noted on Exhibit A hereto (or, if more recently published, the Fund's current prospectus), FSC hereby appoints Financial Institution to render or cause to be rendered distribution and sales services to the Funds and their shareholders. (b) The services to be provided under this Paragraph (a) may include, but are not limited to, the following: (i) reviewing the activity in Fund accounts; (ii)providing training and supervision of its personnel; (iii) maintaining and distributing current copies of prospectuses and shareholder reports; (iv)advertising the availability of its services and products; (v) providing assistance and review in designing materials to send to customers and potential customers and developing methods of making such materials accessible to customers and potential customers; and
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Agreement to Provide Distribution Services. (a) With regard to those Funds noted on Exhibit A which pay asset-based sales charges under Distribution and Shareholder Services Plans adopted pursuant to Rule 12b-1 under The Investment Company Act of 1940, as amended ("Rule 12b-1 Fees"), OGDS hereby appoints Financial Institution to render or cause to be rendered distribution and sales services to the Funds and their shareholders. (b) The services to be provided under sub-section (a) may include, but are not limited to, the following: (i) Assisting OGDS in marketing shares of the Funds to Financial Institution's prospective and existing customers; (ii) Aggregating and processing purchase and redemption requests for Shares from customers and placing net purchase and redemption orders with the Funds or their transfer agent; (iii) Providing periodic information to customers about their holdings in the Funds; (iv) Arranging for bank wires and federal funds wires to and from customers' accounts; (v) Responding to questions about the Funds from customers and potential customers; (vi) Processing dividend payments; (vii) Assisting customers in changing dividend options, account designations, and addresses; (viii) Where required by law, forwarding Fund shareholder communications (such as proxies, shareholder reports, annual and semi-annual financial statements, and dividend, distribution and tax notices) to Customers; (ix) Advertising the availability of the Funds; and (x) Providing other similar services as OGDS may reasonably request to the extent permitted under applicable laws or regulations. (c) OGDS may, in its sole discretion, reduce the amount of, or terminate entirely, Rule 12b-1 Fee payments. In addition, Rule 12b-1 Fees may be reduced or eliminated at any time if the Distribution and Shareholder Services Plans under which the fees are paid are materially amended or terminated either by the Board of Trustees of One Group or by vote of a majority of the outstanding shares of a Fund.
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Agreement to Provide Distribution Services. JPMDS hereby appoints BD to furnish sales and marketing services to Contractowners who, through the Separate Account, invest in and own Shares that pay a distribution fee under distribution plans adopted by the Funds pursuant to Rule 12b-1 under the Investment Company Act (“Rule 12b-1 Fees”).
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Agreement to Provide Distribution Services. (a) With regard to those Funds which pay asset-based sales charges (pursuant to Distribution Plans adopted under Investment Company Act Rule 12b-1), as noted in the Fund's current prospectus, FSC hereby appoints Financial Institution to render or cause to be rendered distribution and sales services to the Funds and their shareholders. (b) The services to be provided under this Paragraph (a) may include, but are not limited to, the following: (i) reviewing the activity in Fund accounts; (ii)providing training and supervision of its personnel; (iii) maintaining and distributing current copies of prospectuses and shareholder reports; (iv)advertising the availability of its services and products; (v) providing assistance and review in designing materials to send to customers and potential customers and developing methods of making such materials accessible to customers and potential customers; and
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Agreement to Provide Distribution Services. (a) With regard to those Funds noted on Exhibit A which pay asset-based sales charges under Distribution and Shareholder Services Plans adopted pursuant to Rule 12b-1 under The Investment Company Act of 1940, as amended ("Rule 12b-1 Fees"), OGDS hereby appoints Financial Institution to render or cause to be rendered distribution and sales services to the Funds and their shareholders. (b) The services to be provided under sub-section (a) may include, but are not limited to, the following: (i) Assisting OGDS to increase the number of issued and outstanding Shares by marketing Separate Account Shares to Customers; (ii) Aggregating, netting and processing purchase, redemption and/or exchange orders for Separate Account Shares from Customers and placing net purchase, redemption or exchange orders for Shares with the Funds or their transfer agent; (iii) Providing periodic information to Customers about their holdings of Separate Account Shares, including information about their value based on the then-current NAV of the Shares owned by the Separate Account; (iv) Arranging for bank wires and federal funds wires to and from the Separate Account;
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Agreement to Provide Distribution Services. (a) The services to be provided under sub-section (a) may include, but are not limited to, the following: (i) Assisting OGDS in marketing shares of the Funds to Financial Institution's prospective and existing customers; (ii) Aggregating and processing purchase and redemption requests for Shares from customers and placing net purchase and redemption orders with the Funds or their transfer agent; (iii) Providing periodic information to customers about their holdings in the Funds; (iv) Arranging for bank wires and federal funds wires to and from customers' accounts; (v) Responding to questions about the Funds from customers and potential customers; (vi) Processing dividend payments; (vii) Assisting customers in changing dividend options, account designations, and addresses; (viii) Where required by law, forwarding Fund shareholder communications (such as proxies, shareholder reports, annual and semi-annual financial statements, and dividend, distribution and tax notices) to Customers; (ix) Advertising the availability of the Funds; and (x) Providing other similar services as OGDS may reasonably request to the extent permitted under applicable laws or regulations. (b) OGDS may, in its sole discretion, reduce the amount of, or terminate entirely, Rule 12b-1 Fee payments. In addition, Rule 12b-1 Fees may be reduced or eliminated at any time if the Distribution and Shareholder Services Plans under which the fees are paid are materially amended or terminated either by the Board of Trustees of One Group or by vote of a majority of the outstanding shares of a Fund.
Sample 1
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Agreement to Provide Distribution Services. (a) With regard to those Funds which pay asset-based sales charges (pursuant to Distribution Plans adopted under Investment Company Act Rule 12b-1), as noted on Exhibit A hereto (or, if more recently published, the Fund's current prospectus), Edgewood hereby appoints Financial Institution to render or cause to be rendered distribution and sales services to the Funds and their shareholders. (b) The services to be provided under this Paragraph (a) may include, but are not limited to, the following: (i) reviewing the activity in Fund accounts; (ii) providing training and supervision of its personnel; (iii) maintaining and distributing current copies of prospectuses and shareholder reports; (iv) advertising the availability of its services and products; (v) providing assistance and review in designing materials to send to customers and potential customers and developing methods of making such materials accessible to customers and potential customers; and (vi) responding to customers' and potential customers' questions about the Funds.
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Related to Agreement to Provide Distribution Services

  • Agreement to Provide Services Xxxxxxx Sachs hereby engages the Contract Underwriter, and the Contract Underwriter hereby agrees, to provide the following Services: (a) establish and maintain (or assist the Company in establishing and maintaining) relationships with owners of Contracts who are its customers or customers of other broker-dealers with whom it has entered into agreements to sell the Contracts (“Selling Dealers”); (b) provide Contract owners with “personal services” (within the meaning of NASD Conduct Rule 2830(b)(9)); (c) assist in the preparation of advertisements and other sales literature for the Contracts that describes or discusses the Funds; (d) provide sales compensation to representatives of the Contract Underwriter; (e) pay money to Selling Dealers for any of the foregoing purposes; and (f) perform any additional services primarily intended to result in the distribution of the Contracts and the sale of the Service Shares to the Company.

  • Distribution Services 3.1. Distributor will have the right, as agent for the Fund, to enter into dealer agreements with responsible investment dealers, and to sell Shares to such investment dealers against orders therefor at the public offering price (as defined below) stated in the Fund’s effective Registration Statement on Form N-2 under the 1940 Act and the Securities Act of 1933, as amended (the “Securities Act”), including the then-current prospectus and statement of additional information (the “Registration Statement”). Upon receipt of an order to purchase Shares from a dealer with whom Distributor has a dealer agreement, Distributor will promptly cause such order to be filled by the Fund. 3.2. Distributor will also have the right, as agent for the Fund, to sell such Shares to the public against orders therefor at the public offering price (as defined below) and in accordance with the Registration Statement. 3.3. Distributor will also have the right to take, as agent for the Fund, all actions which, in Distributor’s reasonable judgment, are necessary to carry into effect the distribution of the Shares. 3.4. The “public offering price” for the Shares of the Fund shall be the net asset value (“NAV”) of the Shares then in effect, plus any applicable sales charge determined in the manner set forth in the Registration Statement or as permitted by the 1940 Act and the rules and regulations promulgated by the SEC or other applicable regulatory agency or self-regulatory organization under the oversight of the SEC. In no event shall any applicable sales charge exceed the maximum sales charge permitted by the Rules of FINRA. 3.5. The NAV of the Shares of the Fund shall be determined in the manner provided in the Registration Statement, and when determined shall be applicable to transactions as provided for in the Registration Statement. The NAV of the Shares shall be calculated by the Fund or by another entity on behalf of the Fund. Distributor shall have no duty to inquire into or liability for the accuracy of the NAV per Share as calculated. 3.6. On every sale, the Fund shall receive the applicable NAV of the Shares promptly, but in no event later than the third business day following the date on which Distributor shall have received an order for the purchase of the Shares. 3.7. Upon receipt of purchase instructions, Distributor will transmit such instructions to the Fund or its transfer agent for the issuance and registration of the Shares purchased. 3.8. Distributor, as agent of and for the account of the Fund, may repurchase the Shares at such prices and upon such terms and conditions as shall be specified in the Registration Statement. 3.9. Distributor shall maintain membership with the National Securities Clearing Corporation (“NSCC”) and any other similar successor organization to sponsor a participant number for the Fund so as to enable the Shares to be traded through FundSERV. The Distributor shall not be responsible for any operational matters associated with FundSERV or networking transactions. 3.10. Distributor will review all proposed advertising materials and sales literature for compliance with Applicable Law and shall file such materials with appropriate regulators as required by current laws and regulations. Distributor agrees to furnish the Fund with any comments provided by regulators with respect to such materials. 3.11. Distributor shall prepare or cause to be prepared reports for the Board of Trustees (the “Board”) of the Fund regarding its activities under this Agreement as reasonably requested by the Board.

  • Transitional Services Upon cancellation, termination, or expiration of the Contract for any reason, the Contractor shall provide reasonable cooperation, assistance and Services, and shall assist the Department to facilitate the orderly transition of the work under the Contract to the Department and/or to an alternative contractor selected for the transition upon written notice to the Contractor at least thirty (30) business days prior to termination or cancellation, and subject to the terms and conditions set forth in the Contract.

  • Transition Services The Purchasers will provide to the Sellers termination assistance as reasonably requested in order to provide an orderly transition following the termination of the Agreement (or any portion thereof), and the Sellers will provide to the Purchasers reasonable cooperation and assistance in connection therewith. In connection with this transition assistance, the Purchasers and Sellers will reasonably cooperate in the transition of the Services from the Purchasers to any Replacement Provider. With respect to the Serviced Appointments subject to termination, the Sellers shall provide the Purchasers with notice of the effective date (each, a “Transition Effective Date”) of the transition of the Services to a Replacement Provider. Notwithstanding any termination of the Agreement (or any portion thereof) in accordance with this Article II, with respect to the Serviced Appointments subject to termination, the rights and obligations of the parties under the Servicing Agreement shall remain in effect until the applicable Transition Effective Date.

  • Agreement to Provide Information Intermediary agrees to provide the Fund, upon written request, the taxpayer identification number (“TIN”), the Individual Taxpayer Identification Number (“ITIN”), or other government-issued identifier (“GII”), if known, of any or all Shareholder(s) of the account and the amount, date, name or other identifier of any investment professional(s) associated with the Shareholder(s) or account (if known), and transaction type (purchase, redemption, transfer, or exchange) of every purchase, redemption, transfer, or exchange of Shares held through each account maintained by the Intermediary during the period covered by the request.

  • Transition Services Agreement Seller shall have executed and delivered the Transition Services Agreement.

  • Optional Services To the extent that the Fund elects to engage the Transfer Agent to provide the services listed below the Fund shall engage the Transfer Agent to provide such services upon terms and fees to be agreed upon by the parties: (a) Corporate actions (including inter alia, odd lot buy backs, exchanges, mergers, redemptions, subscriptions, capital reorganization, coordination of post-merger services and special meetings).

  • Education services 1.1 Catholic education is intrinsic to the mission of the Church. It is one means by which the Church fulfils its role in assisting people to discover and embrace the fullness of life in Xxxxxx. Catholic schools offer a broad, comprehensive curriculum imbued with an authentic Catholic understanding of Xxxxxx and his teaching, as well as a lived appreciation of membership of the Catholic Church. Melbourne Archdiocese Catholic Schools Ltd (MACS) governs the operation of MACS schools and owns, governs and operates the School. 1.2 Parents and guardians, as the first educators of their children, enter into a partnership with the Catholic school to promote and support their child’s education. Parents and guardians must assume a responsibility for maintaining this partnership by supporting the school in the provision of education to their children within the scope of School's registration and furthering the spiritual and academic life of their children.

  • Implementation Services Vendor shall provide the Implementation Services, if any, described in Exhibit A. The Services Fees for any Implementation Services shall be described in Exhibit A.

  • TAX SUPPORT SERVICES BNY Mellon shall provide the following tax support services for each Fund:  Provide various data and reports as agreed upon in the SLDs to support TRP’s tax reporting and tax filing obligations, including: · Wash sales reporting; · QDI reporting; · DRD reporting; · PFIC analysis; · Straddle analysis; · Paydown adjustments; · Equalization debit adjustments · Tax compliance under §851, §817(h); · Foreign bond sale analysis (§988); · Troubled debt analysis; · Estimation of income for excise tax purposes; · Swap analysis; · Inflation adjustments; · §1256 adjustments; · Market discount analysis; OID adjustments; · CPDI analysis; · Shareholder tax reporting information (e.g. FTC, UGG income, foreign source income by country, exempt income by state);  Provide data, and reports based on such data, maintained by BNY Mellon on its fund accounting platform as reasonably requested by TRP to support TRP’s obligations to comply with requests from tax authorities and TRP’s tax reporting and tax filing obligations.  Assist with other tax-related data needs as mutually agreed upon in writing from time-to-time.

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