Amendment, Assignment, Termination and Notice. A. This Agreement may be amended by the mutual written consent of the parties. B. This Agreement may be terminated upon ninety (90) day's written notice given by one party to the other. C. This Agreement and any right or obligation hereunder may not be assigned by either party without the signed, written consent of the other party. D. Any notice required to be given by the parties to each other under the terms of this Agreement shall be in writing, addressed and delivered, or mailed to the principal place of business of the other party. If to the agent, such notice should to be sent to Firstar Trust Company/Mutual Fund Services located at 615 East Michigan Street, Xxxxxxxxx, Xxxxxxxxx 00000. Xx xx xxx Xxxxx, xxxx xxxice should be sent to The Tocqueville Trust located at 1675 Broadway, New York, N.Y. 00000. X. Xx xxx xxxxx xxxt the Funds give to the Agent their written intention to terminate and appoint a successor transfer agent, the Agent agrees to cooperate in the transfer of its duties and responsibilities to the successor, including any and all relevant books, records and other data established or maintained by the Agent under this Agreement. F. Should the Funds exercise their right to terminate, all out-of-pocket expenses associated with the movement of records and material will be paid by the Funds. The Tocqueville Trust Firstar Trust Company By: /s/ Kieran Lyons Xx: /s/ Joe D. Redwine ----------------- ---------------------- Print: Kieran Lyons Xxint: Joe D. Redwine Title: Vice Xxxxxxxxx Title: First Vice President Date: October 2, 1996 Date: October 10, 1996 Attest: Marcella D. Lang Xxxxxx: /s/ Gail M. Zesf ----------------- --------------------- Gail M. Zesf Assistant Secretary Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o $16.00 per shareholder account o Minimum annual fee of $24,000 for the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES NO-LOAD FUNDS ANNUAL FEE SCHEDULE o $14.00 per shareholder account o Minimum annual fee of $21,000 for the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services SHAREHOLDER FEES (CHARGED TO INVESTORS) DEFINED CONTRIBUTION 403(B)(7), 401(K) IRA ACCOUNTS PLAN ACCOUNXX ------------ ---------------- I. Qualified Plan Fees Annual maintenance fee per account $ 12.50 $ 12.50 Transfer to successor trustee 15.00 15.00 Distribution to a participant (exclusive of systematic withdrawal plans 15.00 15.00 Refund of excess contribution 15.00 15.00
Appears in 1 contract
Amendment, Assignment, Termination and Notice. A. This Agreement may be amended by the mutual written consent of the parties.
B. This Agreement may be terminated upon ninety (90) day's written notice given by one party to the other.
C. This Agreement and any right or obligation hereunder may not be assigned by either party without the signed, written consent of the other party.
D. Any notice required to be given by the parties to each other under the terms of this Agreement shall be in writing, addressed and delivered, or mailed to the principal place of business of the other party. If to the agent, such notice should to be sent to Firstar Trust Company/Mutual Fund Funds Services located at 615 East Michigan Street000 Xxxx Xxxxxxxx Xxxxxx, Xxxxxxxxx, Xxxxxxxxx 00000. Xx xx xxx XxxxxIf to the Funds, xxxx xxxice such notice should be sent to to: The Tocqueville Xxxxxxx Trust located at 1675 Broadway000 Xxxxx Xxxxxx, New YorkXxx Xxxx, N.Y. X.X. 00000.
X. Xx xxx xxxxx xxxt E. In the event that the Funds give to the Agent their written intention to terminate and appoint a successor transfer agent, the Agent agrees to cooperate in the transfer of its duties and responsibilities to the successor, including any and all relevant books, records and other data established or maintained by the Agent under this Agreement.
F. Should the Funds exercise their right to terminate, all out-of-pocket expenses associated with the movement of records and material will be paid by the Funds. The Tocqueville Trust Firstar Trust Company THE XXXXXXX TRUST FIRSTAR TRUST COMPANY By: /s/ Kieran Lyons Xx_____________________________ By: /s/ Joe D. Redwine ----------------- ---------------------- ______________________________ Print: Kieran Lyons Xxint: Joe D. Redwine :_____________________________ Print:____________________________ Title: Vice Xxxxxxxxx :____________________________ Title: First Vice President :____________________________ Date: October 2, 1996 :_____________________________ Date: October 10, 1996 :_____________________________ Attest: Marcella D. Lang Xxxxxx_________________________ Attest: /s/ Gail M. Zesf ----------------- --------------------- Gail M. Zesf ____________________________ Assistant Secretary Mutual Fund Services EXHIBIT A SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o Greater of the shareholders account fee or annual minimum o $20.00 per Taxable or Tax Exempt Money Market Fund Shareholders Account o $16.00 per shareholder Bond or Equity Funds' Shareholders account OR o Annual Minimum annual fee Fee of $24,000 22,000 for the first fund and New York Tax Exempt Money Market Fund o Annual Minimum Fee of $10,000 for each additional fund. * 15% discount applies to the above fees 22,000 for the first 3 years, not including out-of-pocket expenses. Taxable Money Market Fund o Annual Minimum Fee of $14,000 per Bond or Equity Fund o Plus out-of-pocket expenses, including but not limited to: o Telephone - Telephone-toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services Exhibit B SHAREHOLDER ACCOUNTING SERVICES NO-LOAD FUNDS ANNUAL FEE SCHEDULE AUTOMATIC INVESTMENT PLAN PROCESSING ACH SERVICE o Automatic Investment Plan o Telephone Purchase, Liquidation o EFT Payments of Dividends, Capital Gains, SWP's o $14.00 125.00 per shareholder month o $0.50 per account set-up and/or change o Minimum annual fee of $21,000 0.50 per item for the first fund and EFT payments, purchases o $10,000 3.50 per correction, reversal, or return item o $0.50 per item for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees AIP Purchases o Fees are billed monthly Mutual Fund Services Exhibit C SHAREHOLDER FEES (CHARGED TO INVESTORS) DEFINED CONTRIBUTION 403(B)(7), 401(K) IRA ACCOUNTS PLAN ACCOUNXX ------------ ----------------
I. Qualified Plan Fees XXX ACCOUNTS Defined Contribution 403(b)(7), 401(k) PLAN ACCOUNTS Annual maintenance Maintenance fee per account $ $12.50 $ $12.50 Transfer to successor Successor trustee $15.00 $15.00 Distribution to a participant $15.00 $15.00 (exclusive of systematic withdrawal plans 15.00 15.00 Refund of excess contribution $15.00 $15.00
II. ADDITIONAL SHAREHOLDER FEES AMOUNT
Appears in 1 contract
Amendment, Assignment, Termination and Notice. A. This Agreement may be amended by the mutual written consent of the parties.
B. This Agreement may be terminated upon ninety (90) day's written notice given by one party to the other.
C. This Agreement and any right or obligation hereunder may not be assigned by either party without the signed, written consent of the other party.
D. Any notice required to be given by the parties to each other under the terms of this Agreement shall be in writing, addressed and delivered, or mailed to the principal place of business of the other party. If to the agent, such notice should to be sent to Firstar Trust Company/Mutual Fund Services located at 615 East Michigan StreetStreex, Xxxxxxxxx, Xxxxxxxxx 00000. Xx xx xxx XxxxxXxxx, xxxx xxxice notice should be sent to The Tocqueville Trust located at 1675 Broadway, New York, N.Y. X.X. 00000.
X. Xx xxx xxxxx xxxt that the Funds Fund give to the Agent their written intention to terminate and appoint a successor transfer agent, the Agent agrees to cooperate in the transfer of its duties and responsibilities to the successor, including any and all relevant books, records and other data established or maintained by the Agent under this Agreement.
F. Should the Funds Fund exercise their its right to terminate, all out-of-pocket expenses associated with the movement of records and material will be paid by the FundsFund. The Tocqueville Trust Firstar Trust Company By: /s/ Kieran Lyons XxBy: /s/ Joe D. Redwine ----------------- ---------------------- Print: Kieran Lyons XxintPrint: Joe D. Redwine Title: Vice Xxxxxxxxx Title: First Vice President Date: October 2, 1996 Date: October 10, 1996 Attest: Marcella D. Lang XxxxxxAttest: /s/ Gail M. Zesf ----------------- --------------------- Gail M. Zesf Assistant Secretary Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o $16.00 per shareholder account o Minimum annual fee of $24,000 for the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES NO-LOAD FUNDS ANNUAL FEE SCHEDULE o $14.00 per shareholder account o Minimum annual fee of $21,000 for the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services SHAREHOLDER FEES (CHARGED TO INVESTORS) DEFINED CONTRIBUTION 403(B)(7), 401(K) IRA ACCOUNTS PLAN ACCOUNXX ACXXXNTS ------------ ----------------
I. Qualified Plan Fees Annual maintenance fee per account $ 12.50 $ 12.50 Transfer to successor trustee 15.00 15.00 Distribution to a participant (exclusive of systematic withdrawal plans 15.00 15.00 Refund of excess contribution 15.00 15.00
Appears in 1 contract
Amendment, Assignment, Termination and Notice. A. This Agreement may be amended by the mutual written consent of the parties.
B. This Agreement may be terminated upon ninety (90) day's days' written notice given by one party to the other.
C. This Agreement and any right or obligation hereunder may not be assigned by either party without the signed, written consent of the other party.
D. Any notice required to be given by the parties to each other under the terms of this Agreement shall be in writing, addressed and delivered, or mailed to the principal place of business of the other party. If to the agent, such notice should to be sent to Firstar Trust Company/Mutual Fund Services located at 615 East Michigan Street000 Xxxx Xxxxxxxx Xxxxxx, Xxxxxxxxx, Xxxxxxxxx 00000. Xx xx xxx XxxxxIf to the Fund, xxxx xxxice such notice should be sent to The Tocqueville Trust located at 1675 Broadway0000 Xxxxxxxx, New YorkXxx Xxxx, N.Y. X.X. 00000.
X. Xx xxx xxxxx xxxt E. In the Funds give event that the Fund gives to the Agent their written intention to terminate and appoint a successor transfer agent, the Agent agrees to cooperate in the transfer of its duties and responsibilities to the successor, including any and all relevant books, records and other data established or maintained by the Agent under this Agreement.
F. Should the Funds Fund exercise their right to terminate, all out-of-pocket expenses associated with the movement of records and material will be paid by the FundsFund. The Tocqueville Trust Firstar Trust Company By: /s/ Kieran Lyons XxXxxxxx Xxxxx By: /s/ Joe D. Redwine ----------------- ---------------------- Xxx X. Xxxxxxx ------------------------------------ --------------------------- Print: Kieran Lyons XxintXxxxxx Xxxxx Print: Joe D. Redwine Xxx X. Xxxxxxx --------------------------------- ------------------------ Title: Vice Xxxxxxxxx President Title: First Senior Vice President president --------------------------------- ------------------------ Date: October 2, 1996 6/25/98 Date: October 10, 1996 6/30/98 ---------------------------------- ------------------------- Attest: Marcella D. Lang Xxxxxx/s/ Xxxx X. Xxxxxx Attest: /s/ Gail M. Zesf ----------------- --------------------- Gail M. Zesf Assistant Secretary Xxxx X. Zen -------------------------------- ----------------------- THE TOCQUEVILLE TRUST AMENDMENT TO THE TRANSFER AGENT AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Agreement dated as of June 16, 1998, by and between The Tocqueville Trust, a Massachusetts business trust, and Firstar Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o $16.00 per shareholder account o Minimum annual fee of $24,000 for Services, LLC, a Wisconsin limited liability company, shall be as follows: Effective January 1, 2002, the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly name Firstar Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES NO-LOAD FUNDS ANNUAL FEE SCHEDULE o $14.00 per shareholder account o Minimum annual fee of $21,000 for the first fund and $10,000 for each additional fundServices, LLC has been changed to U.S. Bancorp Fund Services, LLC. * 15% discount applies Accordingly, all references to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Firstar Mutual Fund Services SHAREHOLDER FEES (CHARGED TO INVESTORS) DEFINED CONTRIBUTION 403(B)(7)Services, 401(K) IRA ACCOUNTS PLAN ACCOUNXX ------------ ----------------
I. Qualified Plan Fees Annual maintenance fee per account $ 12.50 $ 12.50 Transfer LLC in this Agreement should be replaced with U.S. Bancorp Fund Services, LLC. Similarly, any references to successor trustee 15.00 15.00 Distribution to a participant (exclusive of systematic withdrawal plans 15.00 15.00 Refund of excess contribution 15.00 15.00Firstar Bank, N.A. should be replaced with U.S. Bank, N.A. Paragraph 7 Proprietary and Confidential Information shall he amended and replaced in its entirety as follows:
Appears in 1 contract
Amendment, Assignment, Termination and Notice. A. This Agreement may be amended by the mutual written consent of the parties.
B. This Agreement may be terminated upon ninety (90) day's written notice given by one party to the other.
C. This Agreement and any right or obligation hereunder may not be assigned by either party without the signed, written consent of the other party.
D. Any notice required to be given by the parties to each other under the terms of this Agreement shall be in writing, addressed and delivered, or mailed to the principal place of business of the other party. If to the agent, such notice should to be sent to Firstar Trust Corporation Company/Mutual Fund Services located at 615 East Michigan Street000 Xxxx Xxxxxxxx Xxxxxx, Xxxxxxxxx, Xxxxxxxxx 00000. Xx xx xxx XxxxxIf to the Fund, xxxx xxxice such notice should be sent to The Tocqueville Trust Kinetics Asset Management Inc. located at 1675 Broadway000 Xxx Xxxxx Xxxxxx, New YorkXxxxx Xxxxxxx, N.Y. XX 00000.
X. Xx xxx xxxxx xxxt E. In the Funds event that the Fund give to the Agent their its written intention to terminate and appoint a successor transfer agent, the Agent agrees to cooperate in the transfer of its duties and responsibilities to the successor, including any and all relevant books, records and other data established or maintained by the Agent under this Agreement.
F. Should the Funds Fund exercise their its right to terminate, except where such termination follows a breach of this Agreement by the Agent, all out-of-pocket expenses associated with the movement of records and material will be paid by the FundsFund. The Tocqueville Trust Trustees and shareholders shall not be personally liable for obligations of the Fund in connection with any matter arising from or in connection with this agreement.
G. Firstar Trust Company By: /s/ Kieran Lyons Xx: /s/ Joe D. Redwine ----------------- ---------------------- Print: Kieran Lyons Xxint: Joe D. Redwine Title: Vice Xxxxxxxxx Title: First Vice President Date: October 2, 1996 Date: October 10, 1996 Attest: Marcella D. Lang Xxxxxx: /s/ Gail M. Zesf ----------------- --------------------- Gail M. Zesf Assistant Secretary Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o $16.00 per shareholder account o Minimum annual fee of $24,000 Services, LLC assumes no responsibilities for the first any prior work performed by other vendors prior to Firstar assuming responsibilities for transfer agency, custody, fund accounting, administration and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES NO-LOAD FUNDS ANNUAL FEE SCHEDULE o $14.00 per shareholder account o Minimum annual fee of $21,000 for the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services SHAREHOLDER FEES (CHARGED TO INVESTORS) DEFINED CONTRIBUTION 403(B)(7), 401(K) IRA ACCOUNTS PLAN ACCOUNXX ------------ ----------------
I. Qualified Plan Fees Annual maintenance fee per account $ 12.50 $ 12.50 Transfer to successor trustee 15.00 15.00 Distribution to a participant (exclusive of systematic withdrawal plans 15.00 15.00 Refund of excess contribution 15.00 15.00fulfillment.
Appears in 1 contract
Amendment, Assignment, Termination and Notice. A. This Agreement may be amended by the mutual written consent of the parties.
B. This After the first full year, this Agreement may be terminated upon ninety (90) day's written notice given by one party to the other.
C. This Agreement and any right or obligation hereunder may not be assigned by either party without the signed, written consent of the other party.
D. Any notice required to be given by the parties to each other under the terms of this Agreement shall be in writing, addressed and delivered, or mailed to the principal place of business of the other party. If to the agent, such notice should to be sent to Firstar Trust Company/Mutual Fund Services located at 615 East Michigan Street, Xxxxxxxxx, Xxxxxxxxx 00000. Xx xx xxx Xxxxx, xxxx xxxice should be sent to The Tocqueville Trust located at 1675 Broadway, New York, N.Y. 00000.
X. Xx xxx xxxxx xxxt E. In the event that the Funds give to the Agent their written intention to terminate and appoint a successor transfer agent, the Agent agrees to cooperate in the transfer of its duties and responsibilities to the successor, including any and all relevant books, records and other data established or maintained by the Agent under this Agreement.
F. Should the Funds exercise their right to terminate, all out-of-pocket expenses associated with the movement of records and material will be paid by the Funds. The Tocqueville Trust AHA Investment Funds, Inc. Firstar Trust Company By: /s/ Kieran Lyons XxXxxxxx Xxxxx By: /s/ Joe D. Redwine ----------------- ---------------------- Print: Kieran Lyons Xxint: Joe D. Redwine Title: Vice Xxxxxxxxx Title: First Vice President Date: October 2, 1996 Date: October 10, 1996 Xxxxx X. Xxxxx ------------------------- ----------------------------- Attest: Marcella D. Lang Xxxxxx/s/ Xxxx X. Xxxxxxx Attest: /s/ Gail M. Zesf ----------------- Xxxxxx Xxxxxxx --------------------- Gail M. Zesf ---------------------- Assistant Secretary Mutual Fund EXHIBIT A FIRSTAR TRUST COMPANY MUTUAL FUND SERVICES Shareholder Accounting Services SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o No-Load Funds Annual Fee Schedule Annual Fee Schedule - Minimum annual fees of $16.00 10,000 per fund, per year -- $7.50 per Fed wire transfer (billed to investor) -- $5.00 per telephone exchange (billed to investor) -- $2.00 per shareholder account o Minimum annual fee of $24,000 for the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o daily accrual and/or monthly dividends - Plus out-of-pocket expenses, including but not limited to: o Telephone - -- Telephone--toll-free lines o -- Postage o -- Programming o Stationery-- Stationary/envelopes o -- Mailing o -- Insurance o -- Proxies o -- Retention of records o -- Microfilm/fiche of records o -- Special reports o -- All other out-of-pocket expenses o ACH fees o - Fees are billed monthly Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES NO-LOAD FUNDS ANNUAL FEE SCHEDULE o $14.00 per shareholder account o Minimum annual fee of $21,000 for the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Mutual Fund Services SHAREHOLDER FEES (CHARGED TO INVESTORS) DEFINED CONTRIBUTION 403(B)(7), 401(K) IRA ACCOUNTS PLAN ACCOUNXX ------------ ----------------
I. Qualified Plan Fees Annual maintenance fee per account $ 12.50 $ 12.50 Transfer to successor trustee 15.00 15.00 Distribution to a participant (exclusive of systematic withdrawal plans 15.00 15.00 Refund of excess contribution 15.00 15.00EXHIBIT B DUTIES OF THE TRANSFER AGENT
Appears in 1 contract
Samples: Transfer Agent Agreement (Aha Investment Funds Inc)
Amendment, Assignment, Termination and Notice. A. This Agreement may be amended by the mutual written consent of the parties.
B. This Agreement may be terminated upon ninety (90) day's written notice given by one party to the other.
C. This Agreement and any right or obligation hereunder may not be assigned by either party without the signed, written consent of the other party.
D. Any notice required to be given by the parties to each other under the terms of this Agreement shall be in writing, addressed and delivered, or mailed to the principal place of business of the other party. If to the agent, such notice should to be sent to Firstar Trust Company/Mutual Fund Services located at 615 East Michigan Street, XxxxxxxxxMilwaukee, Xxxxxxxxx 00000Wisconsin 53200. Xx xx xxx Xxxxx, xxxx xxxice should be sent to The xxxxxx xxxxxx xx xxxx xx Xxx Tocqueville Trust located at 1675 Broadway, New York, N.Y. 0000010019.
X. Xx E. In the event txxx xxx xxxxx xxxt the Funds give to the Agent Xxxxx xxxx xx xxx Xxxxx their written intention to terminate and appoint a successor transfer agent, the Agent agrees to cooperate in the transfer of its duties and responsibilities to the successor, including any and all relevant books, records and other data established or maintained by the Agent under this Agreement.
F. Should the Funds exercise their right to terminate, all out-of-pocket expenses associated with the movement of records and material will be paid by the Funds. The Tocqueville Trust Firstar Trust Company By: /s/ Kieran Lyons XxBy: /s/ Joe D. Redwine ----------------- ---------------------- ------------------------------------ --------------------------- Print: Kieran Lyons XxintPrint: Joe D. Redwine --------------------------------- ------------------------ Title: Vice Xxxxxxxxx Principal Financial Officer Title: First Senior Vice President president --------------------------------- ------------------------ Date: October 2September 22, 1996 1997 Date: October 10September 25, 1996 1997 ---------------------------------- ------------------------- Attest: Marcella D. Lang Xxxxxx/s/ M.A. Frolich Attest: /s/ Gail M. Zesf ----------------- --------------------- Gail M. Zesf Zen -------------------------------- ----------------------- Assistant Secretary THE TOCQUEVILLE TRUST AMENDMENT TO THE TRANSFER AGENT AGREEMENT THIS AMENDMENT dated as of January 1, 2002 to the Transfer Agent Agreement dated as of September 12, 1997, by and between The Tocqueville Trust, a Massachusetts business trust, and Firstar Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o $16.00 per shareholder account o Minimum annual fee of $24,000 for Services, LLC, a Wisconsin limited liability company, shall be as follows: Effective January 1, 2002, the first fund and $10,000 for each additional fund. * 15% discount applies to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly name Firstar Mutual Fund Services SHAREHOLDER ACCOUNTING SERVICES NO-LOAD FUNDS ANNUAL FEE SCHEDULE o $14.00 per shareholder account o Minimum annual fee of $21,000 for the first fund and $10,000 for each additional fundServices, LLC has been changed to U.S. Bancorp Fund Services, LLC. * 15% discount applies Accordingly, all references to the above fees for the first 3 years, not including out-of-pocket expenses. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly Firstar Mutual Fund Services SHAREHOLDER FEES (CHARGED TO INVESTORS) DEFINED CONTRIBUTION 403(B)(7)Services, 401(K) IRA ACCOUNTS PLAN ACCOUNXX ------------ ----------------
I. Qualified Plan Fees Annual maintenance fee per account $ 12.50 $ 12.50 Transfer LLC in this Agreement should be replaced with U.S. Bancorp Fund Services, LLC. Similarly, any references to successor trustee 15.00 15.00 Distribution to a participant (exclusive of systematic withdrawal plans 15.00 15.00 Refund of excess contribution 15.00 15.00Firstar Bank, N.A. should be replaced with U.S. Bank, N.A. Paragraph 7 Proprietary and Confidential Information shall be amended and replaced in its entirety as follows:
Appears in 1 contract
