ASSIGNMENT AND SELLING GROUP PARTICIPATION Sample Clauses

ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.
AutoNDA by SimpleDocs
ASSIGNMENT AND SELLING GROUP PARTICIPATION. 18.1 The Underwriters will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Underwriters have obtained the consent of the Issuer and notice has been given to and accepted by the Regulatory Authorities.
ASSIGNMENT AND SELLING GROUP PARTICIPATION. 16.1 The Agent may offer selling group participation in the normal course of the brokerage business to selling groups of other licensed dealers, brokers and investments dealers, who may or who may not be offered part of the commissions or warrants to be received by the Agent pursuant to this Agreement, but in no event shall the Issuer be required to pay a fee in excess of the Agent’s Fee.
ASSIGNMENT AND SELLING GROUP PARTICIPATION. This Agreement may not be assigned in whole, or in part, by either party without the prior written consent of the other party. The Agent may offer selling group participation in compliance with applicable laws and consistent with the normal course of brokerage business to selling groups of other licensed dealers, brokers, and investment dealers, who may or may not be offered part of the Agent's fee defined in Section 7 of this Agreement.
ASSIGNMENT AND SELLING GROUP PARTICIPATION. (a) The Agent will not assign this Agreement or any of its rights under this Agreement or, with respect to the Securities, enter into any agreement in the nature of an option or a sub-option unless and until, for each intended transaction, the Agent has obtained the consent of the Corporation and notice has been given to and accepted by the Canadian Securities Regulators, as applicable.
Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!