Audit Scope. 2.1 The Group audits Customers, End Customers, Redistributors, Service Facilitators, and third party recipients of the Exchanges’ Data.
2.2 The scope of a market data audit covers all London Stock Exchange and Borsa Italiana Data received by a customer including that received directly from the Group and Data received from Redistributors.
2.3 The scope of an audit includes clients, both professionals and Private Investors, to which the audited party redistributes Data.
Audit Scope. The Contractor shall perform the following:
A. The Contractor shall conduct the audit in accordance with (i) generally accepted auditing standards adopted by the American Institute of Certified Public Accountants and (ii) the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. The Contractor shall opine on the presentation of the Entity’s financial statements in accordance with the Entity’s applicable financial reporting framework prescribed at Section 2-7-504, MCA. If the Contractor’s opinion on the Entity’s financial statements is other than unmodified, the Contractor shall fully discuss the reasons with the Entity in advance of issuing a report. If, for any reason, the Contractor is unable to complete the audit or is unable to form or has not formed an opinion, the Contractor may decline to express an opinion or decline to issue a report as a result of the engagement.
B. The Contractor shall perform tests of internal control over financial reporting. Findings resulting from these tests shall be reported in accordance with Government Auditing Standards
C. The Contractor shall perform tests of the Entity’s compliance with provisions of laws, regulations, contracts, and grant agreements. The Contractor shall use the local government compliance supplement prepared by the State, as required by Section 2-7-505(2), MCA, in conjunction with Government Auditing Standards to determine the compliance testing to be performed during the audit. Findings resulting from these tests shall be reported in accordance with Government Auditing Standards. If the Contractor becomes aware of fraud, waste or abuse, the Contractor shall report related findings in accordance with Government Auditing Standards. The Contractor shall perform tests, including but not limited to the following, to determine whether:
(1) the Entity has complied with all appropriate statutes and regulations, as required by Section 2-7- 502, MCA;
(2) the Entity has complied with the provisions of each of its debt covenants and agreements;
(3) if the audit is of a county, city or town, the Entity has retained money in a local charge for services fund contrary to the requirements of Sections 17-2-301 through 17-2-303, MCA, as required by Section 17-2-302, MCA. The Contractor shall report any findings of noncompliance with the provisions of these statutes, regardless of materiality; and
(4) if the audit is of a county or ...
Audit Scope. Solely with respect to SunTrust Proprietary Information, to assess the effective protection of such information, SunTrust will have the right to conduct remote or on-site audits of FMC, at SunTrust’s discretion and expense (except as set forth below), to review the information and data security systems and procedures and processes of FMC (collectively, the “Security Systems”) at any time during FMC’s regular business hours, upon no less than ten (10) Business Days prior written notice to FMC. Testing conducted will be performed only on ports of application hosts, operating systems, and web server software utilized in the course of performing Services for SunTrust. Testing will emulate tactics used by outside attackers with and without knowledge of specific applications, and with malicious intent, however, no such tactic shall interrupt services (e.g., denial of service attacks). Testing will not include the following actions or methods: changes to assigned user passwords; telephone modem probes and scans (active and passive); intentional viewing of email content, internet caches, and/or cookie files; or DoS attacks (smurf, land, SYN flood, etc.). Such audits and reviews may be performed by SunTrust, its agent, or an independent third party bound by a nondisclosure provision substantially similar to that set forth above in this Agreement, and may include reasonable testing of the Security Systems, including periodic vulnerability scans. Upon request, SunTrust shall provide to FMC the results of, and any data obtained from, such vulnerability assessment. Any such information security tests will be scheduled by mutual agreement of the Parties. FMC will provide SunTrust with such reasonable assistance and information as may be necessary for the performance of such testing. SunTrust will use reasonable, industry-standard precautions to prevent or minimize any risks to FMC’s Security Systems that may be associated with such testing, and the Parties will cooperate in structuring the testing so as to avoid harming the rights and interests of FMC or any third parties. FMC agrees to promptly grant reasonable access to logs, policies, records, other materials, and FMC Personnel reasonably required for SunTrust to perform the audit. SunTrust will reasonably determine the extent and methodology of the testing subject to the approval of FMC, such approval not to be unreasonably withheld. Further, FMC agrees to make available to SunTrust the results of any third party’s ...
Audit Scope. The auditor may, acting objectively and with reasonable notice, extend an audit of a physician's practice to cover fee codes that were not originally selected if the audit results suggest potential for additional incorrect xxxxxxxx. The reasons for extending the fee codes audited must be provided to the physician with the notice of the extension and cannot be challenged as a part of the Audit and Appeal process.
Audit Scope. 2.1 Turquoise audits Customers, End Customers, Redistributors, Service Facilitators, and third party recipients of the Data.
2.2 The scope of a market data audit covers all Turquoise Data received by a customer including that received directly from Turquoise and Data received from Redistributors.
2.3 The scope of an audit includes clients, both Professional Users and Private Investors, to which the audited party redistributes Data.
2.4 An audit will examine, by way of demonstrations, all systems and applications that consume Turquoise Data in addition to the processes and systems that control the release of this Data.
2.5 The minimum audit period is 5 years unless the Customer has been audited in the last 5 years. Customers are required to maintain the Data usage records at least for the last five years and must be made available for audit purposes in a manageable format.
Audit Scope. The Group audits Customers, End Customers, Redistributors and third party recipients of the Exchanges’ Data.
Audit Scope. To request an audit, Company must provide Seagate thirty (30) calendar days prior written notice and submit to Seagate a proposed audit plan describing the proposed scope, duration, and start date of the audit. Seagate will review the proposed audit plan and provide Company with any concerns or questions (for example, any request for information that could compromise Seagate or Seagate Affiliate’s security, privacy, employment or other relevant policies). Seagate will work cooperatively with Company to agree on a final audit plan.
Audit Scope. Solely to assess the effective protection of Lender Proprietary Information, Lender may conduct annual remote or on-site audits of Servicer, at Lender’s discretion and expense (except as set forth below), to review the Security Systems at any time during Servicer’s regular business hours upon at least three (3) CERTAIN CONFIDENTIAL MATERIAL APPEARING IN THIS DOCUMENT, MARKED BY [*****] HAS BEEN OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 406 PROMULGATED UNDER THE SECURITIES ACT OF 1933, AS AMENDED Business Days’ prior notice to Servicer; however, Servicer may request up to an additional seven (7) Business Days to comply. However, if there is an actual breach of the Security Systems, Lender may conduct additional audits. The audits may be performed by Lender, its agent, or an independent third party bound by nondisclosure provisions substantially similar to those in this Origination Agreement, and may include reasonable testing of the Security Systems, including without limitation, periodic vulnerability scans. The Parties will schedule the testing at a mutually agreeable time and will cooperate in structuring the tests so as to use reasonable, industry-standard precautions to minimize risks to the Security Systems and to avoid harming the rights and interests of Servicer or any third parties. Servicer will provide Lender with reasonable assistance and information necessary for the performance of the testing, including reasonable access to its logs, policies, records, and other materials (solely as related to Lender Proprietary Information), and to Servicer personnel reasonably required for Lender to perform the audit. Lender will reasonably determine the extent and methodology of the testing subject to the approval of Servicer, the approval not to be unreasonably withheld, conditioned or delayed. Servicer agrees to make available to Lender the results of any third party’s or its own testing, monitoring and auditing of the Security Systems solely as relates to Lender Proprietary Information, provided, that Servicer will not be required to make available any results which would breach its confidentiality obligations to any third party.
Audit Scope. Customer and Service Provider (each acting reasonably) will agree on:
(a) the commencement date;
(b) the anticipated end date; and
(c) detailed procedures for each audit before the commencement of such audit.
Audit Scope. The Contractor shall perform the following: The Contractor shall conduct the audit in accordance with (i) generally accepted auditing standards adopted by the American Institute of Certified Public Accountants and (ii) the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. The Contractor shall opine on the presentation of the Entity’s financial statements in accordance with the Entity’s applicable financial reporting framework prescribed at Section 2-7-504, MCA. If the Contractor’s opinion on the Entity’s financial statements is other than unmodified, the Contractor shall fully discuss the reasons with the Entity in advance of issuing a report. If, for any reason, the Contractor is unable to complete the audit or is unable to form or has not formed an opinion, the Contractor may decline to express an opinion or decline to issue a report as a result of the engagement.
