Broker-Dealer Status. (a) Are you a broker-dealer? Yes o No o
Appears in 14 contracts
Samples: Investor Rights Agreement (Penford Corp), Registration Rights Agreement (Smart Video Technologies Inc), Registration Rights Agreement (Sona Mobile Holdings Corp)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes o ¨ No o¨
Appears in 8 contracts
Samples: Investment Agreement (Evaxion Biotech a/S), Registration Rights Agreement (inContact, Inc.), Registration Rights Agreement (Owens Corning)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes o No oNo
Appears in 6 contracts
Samples: Registration Rights Agreement (Dor Biopharma Inc), Registration Rights Agreement (Dor Biopharma Inc), Registration Rights Agreement (WPCS International Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes o No o?
Appears in 5 contracts
Samples: Registration Rights Agreement (Motorcar Parts America Inc), Registration Rights Agreement (Heckmann CORP), Registration Rights Agreement (Uroplasty Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes o ☐ No o☐
Appears in 2 contracts
Samples: Resale Registration Rights Agreement (Venus Concept Inc.), Resale Registration Rights Agreement (Venus Concept Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes o No o
Appears in 2 contracts
Samples: Exchange Agreement (Northern Oil & Gas, Inc.), Securities Purchase Agreement (BioSig Technologies, Inc.)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes o . No o.
Appears in 2 contracts
Samples: Registration Rights Agreement (Coconnect Inc), Registration Rights Agreement (Coconnect Inc)
Broker-Dealer Status. (a) Are you a broker-dealer? Yes o £ No o£
Appears in 1 contract
Samples: Registration Rights Agreement (Viral Genetics Inc /De/)
