Broker-Dealer Status. (a) Is the Selling Stockholder a broker-dealer? Yes ☐ No ☐
Appears in 6 contracts
Samples: Registration Rights Agreement (Guerrilla RF, Inc.), Registration Rights Agreement (Hoth Therapeutics, Inc.), Investor Rights Agreement (DanDrit Biotech USA, Inc.)
Broker-Dealer Status. (a) Is the Selling Stockholder a broker-dealer? Yes ☐ [ ] No ☐[ ]
Appears in 5 contracts
Samples: Employment Agreement (McMahon Brian P), Registration Rights Agreement (FTE Networks, Inc.), Employment Agreement (FTE Networks, Inc.)
Broker-Dealer Status. (a) Is the Selling Stockholder a broker-dealer? Yes ☐ ¨ No ☐¨
Appears in 4 contracts
Samples: Subscription Agreement (DiamondHead Holdings Corp.), Subscription Agreement (Summit Wireless Technologies, Inc.), Subscription Agreement (Protea Biosciences Group, Inc.)
Broker-Dealer Status. (a) Is the Selling Stockholder selling shareholder a broker-dealer? ___ Yes ☐ No ☐___ No
Appears in 3 contracts
Samples: Registration Rights Agreement (Stock Yards Bancorp, Inc.), Registration Rights Agreement (Stock Yards Bancorp, Inc.), Subscription Agreement (Niocorp Developments LTD)
Broker-Dealer Status. (a) Is the Selling Stockholder selling shareholder a broker-dealer? ¨ Yes ☐ No ☐¨ No
Appears in 2 contracts
Samples: Subscription Agreement, Subscription Agreement (Niocorp Developments LTD)
Broker-Dealer Status. (a) Is the Selling Stockholder a broker-dealer? Yes ☐ No ☐☐
Appears in 1 contract
Broker-Dealer Status. (a) Is the Selling Stockholder selling stockholder a broker-dealer? ___Yes ☐ No ☐___No
Appears in 1 contract
Samples: Registration Rights Agreement (DIEBOLD NIXDORF, Inc)
Broker-Dealer Status. (a) Is a)Is the Selling Stockholder a broker-dealer? Yes ☐ [ ] No ☐[ ]
Appears in 1 contract
Broker-Dealer Status. (a) Is the Selling Stockholder a broker-dealer? Yes ☐ No ☐
Appears in 1 contract
