Common use of Broker-dealer Clause in Contracts

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 2343 contracts

Samples: Indenture (CNH Equipment Trust 2022-B), Trust Agreement, Pooling and Servicing Agreement (Structured Asset Mortgage Investments Inc)

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Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 208 contracts

Samples: Indenture (Credit Acceptance Corp), Indenture (Credit Acceptance Corp), Indenture (Credit Acceptance Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ___

Appears in 56 contracts

Samples: Pooling and Servicing Agreement, Pooling and Servicing Agreement (Zuni 2006-Oa1), Pooling and Servicing Agreement (Mortgage Loan Pass-Through Certificates Series 2003-1)

Broker-dealer. The Buyer Purchaser is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 28 contracts

Samples: Pooling and Servicing Agreement (BMO 2023-C7 Mortgage Trust), Pooling and Servicing Agreement (Benchmark 2024-V11 Mortgage Trust), Pooling and Servicing Agreement (BBCMS Mortgage Trust 2024-C30)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ·

Appears in 21 contracts

Samples: Pooling and Servicing Agreement (MASTR Alternative Loan Trust 2007-1), Pooling and Servicing Agreement (Marm 2005-7), Pooling and Servicing Agreement (MASTR Asset Securitization Trust 2007-2)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the ------------- Securities Exchange Act of 1934.

Appears in 14 contracts

Samples: Trust Agreement (Residential Funding Mortgage Securities Ii Inc), Pooling and Servicing Agreement (CWMBS Inc), Owner Trust Agreement (Residential Funding Mortgage Securities Ii Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934., as amended. ___

Appears in 5 contracts

Samples: Indenture (Bear Stearns Asset Backed Securities Inc), Indenture (Bear Stearns Asset Backed Securities Inc), Indenture (Irwin Home Equity Loan Trust 2004-1)

Broker-dealer. The Buyer is a dealer registered ------------- pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 4 contracts

Samples: Owner Trust Agreement (CSFB Acceptance Corp Home Equity Loan Back Notes Ser 2003-A), Pooling and Servicing Agreement (Morgan Stanley ABS Capital I Inc. Trust 2007-He4), Pooling and Servicing Agreement (CWMBS Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to ------------- Section 15 of the Securities Exchange Act of 1934.

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (Bank of America National Trust & Saving Association), Pooling and Servicing Agreement (CWMBS Inc), Certificate Purchase Agreement (Healthcare Financial Partners Inc)

Broker-dealer. The Buyer is a dealer registered pursuant ------------- to Section 15 of the Securities Exchange Act of 1934.

Appears in 3 contracts

Samples: Pooling and Servicing Agreement (Morgan Stanley Capital I Inc Home Eq Ln as Bk Cer Ser 1999-2), Pooling and Servicing Agreement (CWMBS Inc), Pooling and Servicing Agreement (CWMBS Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange ------------- Act of 1934.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Indymac MBS Inc), Pooling and Servicing Agreement (Indymac Indx Mortgage Loan Trust 2004-Ar11)

Broker-dealer. The Buyer is a dealer registered pursuant to --- Section 15 of the Securities Exchange Act of 1934.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (CWMBS Inc), Pooling and Servicing Agreement (CWMBS Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities ------------- Exchange Act of 1934.

Appears in 2 contracts

Samples: Trust Agreement (Imh Assets Corp), Pooling and Servicing Agreement (First Horizon Asset Securities Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ----------

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Bear Stearns Asset Backed Securities Trust 2005-2), Pooling and Servicing Agreement (First Horizon Asset Securities Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to ----- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Mortgage Loan Asset-Backed Certificates, Series 2005-3)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. __

Appears in 1 contract

Samples: Trust Agreement (Keycorp Student Loan Trust 2003-A)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ----------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Home Equity Mortgage Pass-Through Certificates, Series 2004-3)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 ------------- of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Trust Agreement (Imh Assets Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to --- ------------- Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Norwest Asset Acceptance Corp)

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Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities theSecurities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Residential Funding Mortgage Securities I Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section -------------- 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (PNC Mortgage Securities Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934., as amended. ______________

Appears in 1 contract

Samples: Trust Agreement (Bear Stearns Asset Backed Securities Inc)

Broker-dealer. The Buyer is a dealer registered pursuant ------ to Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Abn Amro Mortgage Corp Series 2001-2)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 19341934 (the “Exchange Act”).

Appears in 1 contract

Samples: Registration Rights Agreement (Insmed Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 --- of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Washington Mutual Mort Sec Corp Wamu Mo Pa Th Ce Se 2002-Ar9)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ------------------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (First Horizon Asset Securities Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 --- ------------- of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (PNC Mortgage Securities Corp)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (CWMBS Inc)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. −

Appears in 1 contract

Samples: Trust Agreement (KeyCorp Student Loan Trust 2006-A)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. -----------------------

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Wells Fargo Home Equity Asset-Backed Securities 2005-3 Trust)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. ―

Appears in 1 contract

Samples: Trust Agreement (Key Consumer Receivables LLC)

Broker-dealer. The Buyer is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934.. --

Appears in 1 contract

Samples: Pooling and Servicing Agreement (RALI Series 2006-Qa7 Trust)

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