Common use of Broker-dealer Clause in Contracts

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 569 contracts

Samples: Master Indenture (STORE CAPITAL Corp), Pooling and Servicing Agreement, Master Indenture (STORE CAPITAL Corp)

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Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.. ___

Appears in 42 contracts

Samples: Pooling and Servicing Agreement (Deutsche Alt-a Securities Mortgage Loan Trust, Series 2006-Ar5), Pooling and Servicing Agreement (Asset Backed Securities CORP Home Equity Loan Trust, Series AMQ 2007-He2), Pooling Agreement (Jpmac 2006-Cw1)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amendedamended (the “Exchange Act”).

Appears in 4 contracts

Samples: Master Indenture (STORE CAPITAL Corp), Master Indenture (STORE CAPITAL Corp), Master Indenture (Spirit Realty Capital, Inc.)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities ------------- Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Banc of America Funding 2007-a Trust), Pooling and Servicing Agreement (Banc of America Funding 2007-E Trust)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 16 of the Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Trust 2004-Top16), Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Trust 2004-Top16)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the ------------- Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Salomon Bros Mort Sec Vii Inc Mor Pa THR Cert Se 1997 Hud2), Pooling and Servicing Agreement (Mortgage Capital Funding Inc)

Broker-dealer. The Transferee is a dealer registered pursuant to -------- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Morgan Stanley Capital I Trust 2005 TOP 17), Pooling and Servicing Agreement (Morgan Stanley Capital I Trust 2005 TOP 17)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amendedAct.

Appears in 2 contracts

Samples: Master Indenture (FrontView REIT, Inc.), Master Indenture (Essential Properties Realty Trust, Inc.)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 19341934 and we owned and invested, on a discretionary basis, for our own account or the accounts of other qualified institutional buyers, in the aggregate at least the amount of securities specified below (not less than $10 million), calculated as provided in Rule 144A, as amendedof the date specified below.

Appears in 2 contracts

Samples: Indenture and Servicing Agreement (Creditrust Corp), Indenture and Servicing Agreement (Creditrust Corp)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Exchange Act of 1934, as amended, acting for its own account or the accounts of other qualified institutional buyers or acting in a riskless principal transaction on behalf of a qualified institutional buyer.

Appears in 2 contracts

Samples: Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Inc), Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Securities Inc)

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Broker-dealer. The Transferee is a dealer registered ------------- pursuant to Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Mortgage Pass Through Certificates Series 2002-5)

Broker-dealer. The Transferee is a dealer registered pursuant to Section 15 of the Securities Certificates Exchange Act of 1934, as amendedamended (the “1934 Act”).

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Etrade Mortgage Backed Securities Corp)

Broker-dealer. The Transferee is a dealer registered pursuant to ----- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Bear Stearns Commercial Mortgage Sec Inc Trust 2004 Top14)

Broker-dealer. The Transferee is a dealer registered pursuant to ---- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (LB-UBS Commercial Mortgage Trust 2005-C1)

Broker-dealer. The Transferee is a dealer registered pursuant to ------------- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (ACE Securities Corp Series 2004-Fm2)

Broker-dealer. The Transferee is a dealer registered pursuant to ------------- Section 15 of the Securities Exchange Act of 1934, as amended.

Appears in 1 contract

Samples: Pooling and Servicing Agreement (Conseco Finance Corp)

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