Common use of Broker-dealer Clause in Contracts

Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 63 contracts

Samples: Loan and Servicing Agreement (Onex Direct Lending BDC Fund), Omnibus Amendment (Blue Owl Technology Finance Corp. II), Loan and Servicing Agreement (Oaktree Strategic Credit Fund)

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Broker-dealer. The Borrower is not a broker-/dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 25 contracts

Samples: Loan and Servicing Agreement (Antares Private Credit Fund), Loan and Servicing Agreement (HPS Corporate Lending Fund), Loan and Servicing Agreement (Diameter Credit Co)

Broker-dealer. The Borrower is not a broker-/dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 18 contracts

Samples: Credit and Security Agreement (Fidelity Private Credit Fund), Credit and Security Agreement (LGAM Private Credit LLC), Amendment No. 2 to Facility Documents (Blue Owl Technology Income Corp.)

Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 12 contracts

Samples: Loan and Servicing Agreement (Star Mountain Lower Middle-Market Capital Corp), Loan and Servicing Agreement (Carlyle Secured Lending III), Loan and Servicing Agreement (Stepstone Private Credit Fund LLC)

Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 3 contracts

Samples: Credit Agreement (Steele Creek Capital Corp), Credit Agreement (Nuveen Churchill Private Capital Income Fund), Credit Agreement (Nuveen Churchill Private Capital Income Fund)

Broker-dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 2 contracts

Samples: Loan and Servicing Agreement (Carlyle Credit Solutions, Inc.), Loan and Servicing Agreement (Carlyle Credit Solutions, Inc.)

Broker-dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.. (u)

Appears in 1 contract

Samples: Loan and Servicing Agreement (Carlyle Secured Lending III)

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Broker-dealer. The Borrower is not a broker-dealer broker‑dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 1 contract

Samples: Loan and Servicing Agreement (MSD Investment Corp.)

Broker-dealer. The Borrower is not a broker-dealer broker‐dealer or subject to the Securities Investor Protection Act of 1970, as amended.

Appears in 1 contract

Samples: Loan and Servicing Agreement (KKR Real Estate Finance Trust Inc.)

Broker-dealer. The Borrower is not a broker-dealer or subject to the Securities Investor Protection Act of 1970, as amended.. AmericasActive:18709990.5

Appears in 1 contract

Samples: Loan and Servicing Agreement (Oaktree Strategic Credit Fund)

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