{"component": "clause", "props": {"groups": [{"snippet_links": [{"key": "additional-tasks", "type": "clause", "offset": [14, 30]}, {"key": "performed-by", "type": "clause", "offset": [39, 51]}], "size": 26, "samples": [{"hash": "eqT8y6bLpT7", "uri": "/contracts/eqT8y6bLpT7#brokerage-services", "label": "Exclusive Right to Buy Listing Contract", "score": 22.6817245483, "published": true}, {"hash": "kzz3ZBoIqeZ", "uri": "/contracts/kzz3ZBoIqeZ#brokerage-services", "label": "Exclusive Tenant Listing Contract", "score": 21.8980121613, "published": true}, {"hash": "8cZCPl2q6XX", "uri": "/contracts/8cZCPl2q6XX#brokerage-services", "label": "Exclusive Tenant Listing Contract", "score": 21.8980121613, "published": true}], "snippet": "The following additional tasks will be performed by \u2587\u2587\u2587\u2587\u2587\u2587: 194 195 196", "hash": "9c8798139fb102650de60de3ae4c924a", "id": 1}, {"snippet_links": [{"key": "securities-transactions", "type": "definition", "offset": [14, 37]}, {"key": "your-account", "type": "definition", "offset": [41, 53]}, {"key": "compensation-for", "type": "clause", "offset": [109, 125]}, {"key": "effecting-transactions", "type": "clause", "offset": [126, 148]}, {"key": "on-behalf-of", "type": "definition", "offset": [149, 161]}, {"key": "in-connection-with", "type": "clause", "offset": [171, 189]}, {"key": "the-account", "type": "clause", "offset": [226, 237]}, {"key": "as-principal", "type": "clause", "offset": [251, 263]}, {"key": "for-its-own-account", "type": "clause", "offset": [264, 283]}, {"key": "another-person", "type": "clause", "offset": [300, 314]}, {"key": "owned-by", "type": "definition", "offset": [392, 400]}, {"key": "other-persons", "type": "definition", "offset": [477, 490]}, {"key": "purchase-of-securities", "type": "definition", "offset": [508, 530]}, {"key": "payable-to", "type": "definition", "offset": [557, 567]}], "size": 7, "samples": [{"hash": "3oDmsLOb67f", "uri": "/contracts/3oDmsLOb67f#brokerage-services", "label": "Account Agreement", "score": 32.5965042114, "published": true}, {"hash": "evwtZBfjqtB", "uri": "/contracts/evwtZBfjqtB#brokerage-services", "label": "Account Agreement", "score": 30.9731807709, "published": true}, {"hash": "a5G4MfZD4wT", "uri": "/contracts/a5G4MfZD4wT#brokerage-services", "label": "Account Agreement", "score": 29.2268047333, "published": true}], "snippet": "You authorize securities transactions in your Account to be effected through LPL. LPL may receive and retain compensation for effecting transactions on behalf of Account. In connection with sales or purchases of a security in the Account, LPL may act as principal for its own account or as agent for another person. LPL may aggregate purchases, sales and exchanges of securities beneficially owned by you with purchases, sales and exchanges of securities beneficially owned by other persons. 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Such services may include, but are not be limited to (i) the purchase or sale of securities as principal, or (ii) the placing of orders for the purchase, sale, exchange, investment or reinvestment of securities through any affiliated brokerage service, or (iii) the placing of orders for the purchase or sale of units of any investment company that Custodian, UnionBanCal Corporation, or their subsidiaries or affiliates, manage, advise act as custodian or provide other services.", "hash": "3ce6103f4c911875524b81fc4944d21b", "id": 2}, {"snippet_links": [{"key": "working-with", "type": "definition", "offset": [7, 19]}, {"key": "real-estate-broker", "type": "definition", "offset": [22, 40]}, {"key": "should-know", "type": "definition", "offset": [46, 57]}, {"key": "duties-of", "type": "clause", "offset": [67, 76]}, {"key": "the-broker", "type": "clause", "offset": [101, 111]}, {"key": "prospective-seller", "type": "definition", "offset": [137, 155]}, {"key": "prospective-buyer", "type": "definition", "offset": [181, 198]}, {"key": "the-property", "type": "clause", "offset": [260, 272]}, {"key": "sale-or-lease", "type": "clause", "offset": [277, 290]}, {"key": "the-owner", "type": "definition", "offset": [294, 303]}, {"key": "cooperation-with-the", "type": "clause", "offset": [369, 389]}, {"key": "listing-broker", "type": "definition", "offset": [390, 404]}, {"key": "the-buyer", "type": "clause", "offset": [454, 463]}, {"key": "between-the-parties", "type": "clause", "offset": [501, 520]}, {"key": "consent-in-writing", "type": "definition", "offset": [536, 554]}, {"key": "obtaining-financing", "type": "clause", "offset": [638, 657]}], "size": 9, "samples": [{"hash": "1zeHCiepCWj", "uri": "/contracts/1zeHCiepCWj#brokerage-services", "label": "Ground Lease", "score": 25.4639396667, "published": true}, {"hash": "GdTqwyfZ4r", "uri": "/contracts/GdTqwyfZ4r#brokerage-services", "label": "Office Lease (Applied Optoelectronics, Inc.)", "score": 24.4729633331, "published": true}, {"hash": "9YaF4z1t0YO", "uri": "/contracts/9YaF4z1t0YO#brokerage-services", "label": "Land Sale Agreement", "score": 21.4517459869, "published": true}], "snippet": "Before working with a real estate broker, you should know that the duties of a broker depend on whom the broker represents. If you are a prospective seller or landlord (owner) or a prospective buyer or tenant (buyer), you should know that the broker who lists the property for sale or lease is the owner\u2019s agent. A broker who acts as a subagent represents the owner in cooperation with the listing broker. A broker who acts as a buyer\u2019s agent represents the buyer. A broker may act as an intermediary between the parties if the parties consent in writing. A broker can assist you in locating a property, preparing a contract or lease, or obtaining financing without representing you. 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Adviser may enter orders for securities transactions in the Portfolios with such brokers, dealers, or issuers as Adviser may select. Orders will be entered for execution on such markets, at such prices, and at such rates of broker-dealer compensation as Adviser deem appropriate. When selecting a broker-dealer to use for the execution of trades on behalf of its clients, Client understands that Adviser, bearing in mind a Portfolio\u2019s best interests at all times, will consider such factors as quality of execution (including the price to be paid, access to markets, timely and accurate written confirmations and the broker-dealer\u2019s record of good and timely delivery and payment on trades), ability to handle block trades, knowledge of the market, specific industries, and securities, the financial condition of the broker-dealer and quality and value of research material and services. Client further understands that it is not Adviser\u2019s policy to seek the lowest available commission rate when it is believed that a broker or dealer charging a higher commission rate would offer greater reliability or provide better price or execution. If Adviser decides to purchase or sell the same securities for Client and other of Adviser\u2019s clients at about the same time, Adviser may combine the order for the Portfolios with orders for other clients to allow Adviser to negotiate better prices or lower commission rates and other transaction charges than Adviser could get for an order for the Portfolios alone. Adviser may allocate securities so purchased or sold, as well as the expenses incurred in the transaction, in the manner that Adviser consider to be equitable and consistent with Adviser\u2019s fiduciary obligations to Client and Adviser\u2019s other clients. Adviser may enter orders with brokers or dealers with which Adviser is affiliated, and Client acknowledges that such brokers or dealers may profit from such transactions by charging their usual and customary rates of compensation, including mark-ups or \u2587\u2587\u2587\u2587-\u2587\u2587\u2587\u2587\u2587 on principal transactions. If Client was referred to Adviser by a broker or dealer, Client understands that Adviser could have a conflict of interest in negotiating broker-dealer compensation with such broker or dealer on Client\u2019s behalf.", "hash": "f3ee28afc1880329fbdacff5953e2016", "id": 5}, {"snippet_links": [], "size": 7, "samples": [{"hash": "9VbJ8LgTPsH", "uri": "/contracts/9VbJ8LgTPsH#brokerage-services", "label": "Independent Contractor Agreement", "score": 32.5237922668, "published": true}, {"hash": "9lWuqw58FSI", "uri": "/contracts/9lWuqw58FSI#brokerage-services", "label": "Independent Contractor Agreement", "score": 32.3447608948, "published": true}, {"hash": "jhQkVtbbsi3", "uri": "/contracts/jhQkVtbbsi3#brokerage-services", "label": "Independent Contractor Agreement", "score": 32.2874717712, "published": true}], "snippet": "Associate may, on \u2587\u2587\u2587\u2587\u2587\u2587's behalf, provide brokerage services to prospects.", "hash": "9d0a49cb441841876310a8a8045f1a2b", "id": 7}, {"snippet_links": [{"key": "affiliate-of", "type": "definition", "offset": [3, 15]}, {"key": "the-sponsor-will", "type": "clause", "offset": [16, 32]}, {"key": "related-loans", "type": "definition", "offset": [72, 85]}, {"key": "commercial-mortgage-backed-securities", "type": "definition", "offset": [90, 127]}, {"key": "the-service-provider-will", "type": "clause", "offset": [129, 154]}, {"key": "expenses-incurred", "type": "definition", "offset": [181, 198]}, {"key": "communications-services", "type": "definition", "offset": [230, 253]}, {"key": "will-provide", "type": "clause", "offset": [283, 295]}, {"key": "media-relations", "type": "definition", "offset": [326, 341]}, {"key": "marketing-materials", "type": "clause", "offset": [408, 427]}, {"key": "press-releases", "type": "definition", "offset": [453, 467]}, {"key": "stockholder-communications", "type": "clause", "offset": [490, 516]}, {"key": "branding-standards", "type": "definition", "offset": [533, 551]}, {"key": "computer-services", "type": "definition", "offset": [555, 572]}, {"key": "data-processing", "type": "clause", "offset": [626, 641]}, {"key": "information-technology-services", "type": "definition", "offset": [693, 724]}, {"key": "custom-application", "type": "definition", "offset": [736, 754]}, {"key": "support-and-troubleshooting", "type": "clause", "offset": [785, 812]}, {"key": "data-storage-and-backup", "type": "clause", "offset": [814, 837]}, {"key": "email-services", "type": "definition", "offset": [839, 853]}, {"key": "printing-services", "type": "definition", "offset": [855, 872]}, {"key": "networking-services", "type": "definition", "offset": [877, 896]}, {"key": "internet-access", "type": "definition", "offset": [908, 923]}, {"key": "insurance-and-risk-management-services", "type": "clause", "offset": [927, 965]}, {"key": "insurance-management", "type": "clause", "offset": [983, 1003]}, {"key": "provide-insurance", "type": "clause", "offset": [1024, 1041]}, {"key": "insurance-policies", "type": "definition", "offset": [1108, 1126]}, {"key": "sales-contracts", "type": "definition", "offset": [1137, 1152]}, {"key": "other-real-estate", "type": "definition", "offset": [1165, 1182]}, {"key": "agreements-and-documents", "type": "clause", "offset": [1196, 1220]}, {"key": "settling-claims", "type": "clause", "offset": [1225, 1240]}, {"key": "and-monitoring", "type": "clause", "offset": [1255, 1269]}, {"key": "the-company", "type": "definition", "offset": [1270, 1281]}], "size": 7, "samples": [{"hash": "8uevsmAVIVi", "uri": "/contracts/8uevsmAVIVi#brokerage-services", "label": "Business Management Agreement (Inland Monthly Income Trust, Inc.)", "score": 23.1218338013, "published": true}, {"hash": "hyyFUauwuLh", "uri": "/contracts/hyyFUauwuLh#brokerage-services", "label": "Business Management Agreement (Inland Core Assets Real Estate Trust, Inc.)", "score": 22.9082813263, "published": true}, {"hash": "eSEFo73lph6", "uri": "/contracts/eSEFo73lph6#brokerage-services", "label": "Business Management Agreement (Inland Core Assets Real Estate Trust, Inc.)", "score": 22.6947288513, "published": true}], "snippet": "An affiliate of the Sponsor will facilitate transactions in real-estate related loans and commercial mortgage backed securities. The service provider will not be reimbursed for any expenses incurred in providing these services. \u00b7 Communications Services. Inland Communications, Inc. will provide marketing, communications and media relations services, including designing and placing advertisements, editing marketing materials, preparing and reviewing press releases, distributing certain stockholder communications and maintaining branding standards. \u00b7 Computer Services. Inland Computer Services, Inc. (\u201cICS\u201d) will provide data processing, computer equipment and support services and other information technology services, including custom application, development and programming, support and troubleshooting, data storage and backup, email services, printing services and networking services, including Internet access. \u00b7 Insurance and Risk Management Services. Inland Risk and Insurance Management Services, Inc. will provide insurance and risk management services, including negotiating and obtaining insurance policies, managing sales contracts, leases and other real estate or corporate agreements and documents and settling claims and reviewing and monitoring the Company\u2019s insurance policies.", "hash": "16a4a4d270f95cb4336c2448206c3334", "id": 8}, {"snippet_links": [{"key": "to-provide", "type": "definition", "offset": [25, 35]}, {"key": "section-15", "type": "definition", "offset": [74, 84]}, {"key": "real-estate-license", "type": "definition", "offset": [104, 123]}], "size": 7, "samples": [{"hash": "czx63WfZHya", "uri": "/contracts/czx63WfZHya#brokerage-services", "label": "Exclusive Right to Sell Contract", "score": 32.9824752808, "published": true}, {"hash": "aTMe5FvmZOj", "uri": "/contracts/aTMe5FvmZOj#brokerage-services", "label": "Exclusive Right to Sell Contract", "score": 30.9797363281, "published": true}, {"hash": "1NNFeMYT8kl", 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4182]}, {"key": "inability-to", "type": "clause", "offset": [4291, 4303]}, {"key": "sell-orders", "type": "definition", "offset": [4317, 4328]}], "size": 6, "samples": [{"hash": "k9u676llZRl", "uri": "/contracts/k9u676llZRl#brokerage-services", "label": "Client Agreement", "score": 24.2689933777, "published": true}, {"hash": "dKDP1xmzE5Y", "uri": "/contracts/dKDP1xmzE5Y#brokerage-services", "label": "Client Agreement", "score": 24.2689933777, "published": true}, {"hash": "d3195hytUaR", "uri": "/contracts/d3195hytUaR#brokerage-services", "label": "Client Agreement", "score": 24.2689933777, "published": true}], "snippet": "i. Electronic Trading The Firm utilizes electronic trading systems, some provided by Third Party Providers. These electronic systems are subject to unavailability. The Account Owner acknowledges that the Firm has broker assisted trading arrangements available for the placement of client orders and you agree that you shall use such arrangements in the event that the Firm\u2019s electronic trading systems become unavailable. Although the electronic trading system is designed to perform certain automated functions, the Firm does not \u2587\u2587\u2587\u2587\u2587\u2587 that the electronic trading systems will perform as it is designed to and the Firm will not have any liability to the Account Owner for losses or damages which result from such failures of performance or unavailability. The Third Party Providers make no warranties, the Disclaimer of Warranty posted at our website is hereby incorporated by reference and made a part of this Agreement.\nii. Order Routing and Executions Unless you specify the market for execution, the Firm decides where to route orders for execution. The Firm considers a wide variety of factors in determining where to direct orders, such as execution price, opportunities for price improvement, market depth, order size and trading characteristics of the security, efficient and reliable order handling systems and market centre service levels, speed, efficiency, accuracy of executions, and the cost of executing orders at a market. If you instruct the Firm to route your order to a particular market for execution (\u201cDirect Routing\u201d), and it is accepted, the Firm is not required to make a best execution determination beyond executing the order promptly and in accordance with the terms of the order. Instructions to direct orders to certain market centres could incur additional fees.\niii. Account Restrictions, Deposit and Order Refusal The Firm reserves the right not to accept the deposit of funds or particular securities into your Account and may refuse any of your orders. The Firm also reserves the right to place trading, disbursement, and other restrictions on your Account. The Firm may restrict your Account from withdrawals or trading if there is a reasonable suspicion of fraud, diminished capacity or inappropriate activity, or if the Firm receives reasonable notice that the ownership of some or all of the assets in your Account is in dispute. You will not hold the Firm liable for any loss that may be incurred due to the Firm\u2019s refusal to permit any deposit, withdrawal, or transaction.\niv. Trade Execution and Price The Firm routes orders to markets for prompt execution in view of prevailing market conditions, but there can be delays in the processing of orders. As a client, you understand and agree with the following: The quoted price may not reflect the trading activity from all markets. High volumes of trading at the market open or intraday may cause delays in executions and result in prices significantly different from the price quoted at the time the order was entered. Markets may handle orders manually and may reduce size guarantees during periods of volatility, resulting in possible delays in order execution, and losses. The execution price you receive may be impacted by numerous factors beyond the Firm\u2019s control and responsibility, including the type of security, liquidity, and the size of the order. For example, large or \u201cblock\u201d orders or orders involving illiquid securities may take additional time to execute and may execute at prices significantly different from the quoted price. The execution of market and stop-market orders may be at a price significantly different from the quoted price of that security. Limit orders will be executed only at a specified price or better, but there is the possibility that the order will not be executed. Securities traded in over-the-counter bulletin board and pink sheet securities and other thinly traded securities present particular trading risks in that they are often more volatile and generally less liquid than securities traded on exchanges. The Firm reserves the right to place restrictions on the trading of such securities without prior notice. You may suffer market losses during periods of volatility in the price and volume of a particular stock when systems issues result in an inability to place buy or sell orders.", "hash": "a861b75220baa92a16661e79d8d4fa84", "id": 10}], "next_curs": "ClsSVWoVc35sYXdpbnNpZGVyY29udHJhY3RzcjcLEhZDbGF1c2VTbmlwcGV0R3JvdXBfdjU2Ihticm9rZXJhZ2Utc2VydmljZXMjMDAwMDAwMGEMogECZW4YACAA", "clause": {"children": [["", ""], ["security-for-indebtedness", "Security for Indebtedness"], ["order-flow", "Order Flow"], ["payment-for-transactions", "Payment for Transactions"], ["physical-delivery", "Physical Delivery"]], "size": 267, "title": "Brokerage Services", "parents": [["right-of-broker-to-cancel", "Right of Broker to Cancel"], ["right-of-parties-to-cancel", "Right of Parties to Cancel"], ["use-of-other-bank-services", "USE OF OTHER BANK SERVICES"], ["associates-authority", "Associates Authority"], ["revocation-of-authorizations", "REVOCATION OF AUTHORIZATIONS"]], "id": "brokerage-services", "related": [["hospice-services", "Hospice Services", "Hospice Services"], ["special-services", "Special Services", "Special Services"], ["financial-services", "Financial Services", "Financial Services"], ["our-services", "OUR SERVICES", "OUR SERVICES"], ["beta-services", "Beta Services", "Beta Services"]], "related_snippets": [], "updated": "2026-05-03T04:25:58+00:00", "also_ask": ["What are the essential duties and limitations that must be clearly defined in a Brokerage Services clause?", "How can parties allocate liability for broker misconduct or negligence within this clause?", "What negotiation levers exist regarding exclusivity, compensation, and termination rights?", "How does this clause compare to industry standards or statutory brokerage requirements?", "What are the most common enforceability challenges courts face with Brokerage Services clauses?"], "drafting_tip": "Specify the exact services provided to prevent misunderstandings; define any exclusions to limit liability; clarify compensation terms to ensure payment expectations are clear.", "explanation": "The \"Brokerage Services\" clause defines the scope and nature of services that a broker will provide to a client under an agreement. Typically, this clause outlines the specific activities the broker is authorized to perform, such as facilitating transactions, providing market information, or negotiating on behalf of the client. It may also clarify any limitations or exclusions to the broker's responsibilities. The core function of this clause is to set clear expectations regarding the broker's role, thereby reducing misunderstandings and ensuring both parties are aware of the services to be rendered."}, "json": true, "cursor": ""}}