Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 474 contracts
Samples: Underwriting Agreement (EVgo Inc.), Underwriting Agreement (American Homes 4 Rent, L.P.), Underwriting Agreement (Associated Banc-Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 107 contracts
Samples: Underwriting Agreement (Ormat Technologies, Inc.), Underwriting Agreement (ONE Gas, Inc.), Underwriting Agreement (Archrock, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 78 contracts
Samples: Underwriting Agreement (Legacy Education Inc.), Underwriting Agreement (Idex Corp /De/), Underwriting Agreement (Enact Holdings, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 36 contracts
Samples: Equity Underwriting Agreement (ONE Gas, Inc.), Equity Underwriting Agreement (ONE Gas, Inc.), Underwriting Agreement (Globant S.A.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 25 contracts
Samples: Underwriting Agreement (Grid Dynamics Holdings, Inc.), Underwriting Agreement (SOPHiA GENETICS SA), Underwriting Agreement (Cardlytics, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 21 contracts
Samples: Purchase Agreement (Semtech Corp), Underwriting Agreement (Brown & Brown, Inc.), Underwriting Agreement (Brown & Brown, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"Exchange Act" means the Securities Exchange Act of 1934, as amended; and (d) the term "subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 13 contracts
Samples: Purchase Agreement (WXON, Inc.), Purchase Agreement (General Maritime Corp/), Purchase Agreement (Markwest Energy Partners L P)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
Appears in 10 contracts
Samples: Underwriting Agreement (Brunswick Corp), Underwriting Agreement (Brunswick Corp), Underwriting Agreement (Brunswick Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(a) of Regulation S-X under the Exchange Act.
Appears in 10 contracts
Samples: Underwriting Agreement (MKS Instruments Inc), Underwriting Agreement (Atotech LTD), Underwriting Agreement (Axalta Coating Systems Ltd.)
Certain Defined Terms. For purposes of this Agreement, (ai) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (bii) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (ciii) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (div) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 9 contracts
Samples: Underwriting Agreement (Roper Technologies Inc), Underwriting Agreement (Adobe Inc.), Underwriting Agreement (Roper Technologies Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act, as applied at the end of the Company’s most recently completed fiscal quarter.
Appears in 8 contracts
Samples: Underwriting Agreement (Medtronic PLC), Underwriting Agreement (Medtronic PLC), Underwriting Agreement (Medtronic PLC)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
Appears in 7 contracts
Samples: Underwriting Agreement (Portland General Electric Co /Or/), Underwriting Agreement (Vantiv, Inc.), Underwriting Agreement (Vantiv, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act” means the Securities Exchange Act of 1934, as amended.
Appears in 6 contracts
Samples: Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Dunkin' Brands Group, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 6 contracts
Samples: Underwriting Agreement (TNS Inc), Underwriting Agreement (Accuray Inc), Underwriting Agreement (Fossil Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has means any wholly owned subsidiary of the meaning set forth in Rule 405 under the Securities ActCompany; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Alnylam Pharmaceuticals, Inc.), Underwriting Agreement (Alnylam Pharmaceuticals, Inc.), Underwriting Agreement (Alnylam Pharmaceuticals, Inc.)
Certain Defined Terms. For purposes of this Agreement, : (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Waystar Holding Corp.), Underwriting Agreement (Waystar Holding Corp.), Underwriting Agreement (Waystar Holding Corp.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than Saturday, a day on which banks are permitted Sunday or required to be closed a legal public holiday as defined in New York City5 U.S.C. §6103; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “Exchange Act” means the Securities Exchange Act of 1934, as amended; and (d) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 5 contracts
Samples: Underwriting Agreement (GeoEye, Inc.), Purchase Agreement (Eye Care Centers of America Inc), Purchase Agreement (Plains Exploration & Production Co)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange ActAct and consists of the entities listed on Schedule 2 hereto.
Appears in 4 contracts
Samples: Purchase Agreement (Palo Alto Networks Inc), Purchase Agreement (Palo Alto Networks Inc), Purchase Agreement
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or London, England; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Avery Dennison Corp), Underwriting Agreement (Berkshire Hathaway Inc), Underwriting Agreement (Berkshire Hathaway Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (cCity;(c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Carpenter Technology Corp), Underwriting Agreement (Carpenter Technology Corp), Underwriting Agreement (Carpenter Technology Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Seer, Inc.), Underwriting Agreement (Seer, Inc.), Underwriting Agreement (Clearwire Corp /DE)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act. In addition, the terms that follow, when used in this Agreement, shall have the meanings indicated.
Appears in 3 contracts
Samples: Underwriting Agreement (Service Corp International), Underwriting Agreement (Service Corp International), Underwriting Agreement (Service Corp International)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City, New York; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Eastman Chemical Co), Underwriting Agreement (Eastman Chemical Co), Underwriting Agreement (Eastman Chemical Co)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act. The terms that follow, when used in this Agreement, shall have the meanings indicated.
Appears in 3 contracts
Samples: Dealer Manager Agreement, Dealer Manager Agreement (Cemex Sab De Cv), Dealer Manager Agreement (Cemex Sab De Cv)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or Santiago, Chile; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement, Underwriting Agreement (Cencosud S.A.), Underwriting Agreement (Cencosud S.A.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or in Hong Kong; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (CNOOC Finance (2015) U.S.A. LLC), Underwriting Agreement (CNOOC Finance (2013) Ltd.)
Certain Defined Terms. For purposes of this Agreement, (ai) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (bii) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (ciii) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (div) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Roper Industries Inc), Underwriting Agreement (Roper Industries Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Fidelis Insurance Holdings LTD), Underwriting Agreement (Fidelis Insurance Holdings LTD)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiarySignificant Subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Trinity Industries Inc), Underwriting Agreement (Trinity Industries Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (nVent Electric PLC), Underwriting Agreement (Novavax Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 1.02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Polypore International, Inc.), Underwriting Agreement (Polypore International, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than Saturday, a day on which banks are permitted Sunday or required to be closed a legal public holiday as defined in New York City5 U.S.C. 6103; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (United States Steel Corp), Underwriting Agreement (United States Steel Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” has " refers to the meaning set forth entities listed in Rule 405 under the Securities ActSchedule 4 hereto; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 2 contracts
Samples: Purchase Agreement (Bread Financial Holdings, Inc.), Purchase Agreement (Bread Financial Holdings, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiaryExchange Act” means the Securities Exchange Act of 1934, as amended; and (d) the term “written communication” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business dayBusiness Day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Purchase Agreement (Dropbox, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X 405 under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Bloomfield Bakers, a California Limited Partnership)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 1 -02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Granite Point Mortgage Trust Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiarySignificant Subsidiary” has the meaning set forth in Rule 1-02 02(w)(1)(ii) or (iii) of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"Exchange Act" means the Securities Exchange Act of 1934, as amended and; (d) the term "subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Purchase Agreement (Dominos Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Banner Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “Exchange Act” means the Securities Exchange Act of 1934, as amended and (d) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Purchase Agreement (Deluxe Corp)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or Halifax; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Emera Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “‘affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (ac) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” "Significant Subsidiary" has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has had the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City or Mexico City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiarySignificant Subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act. Miscellaneous.
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Samples: Underwriting Agreement (Portland General Electric Co /Or/)
Certain Defined Terms. For purposes of this Agreement, (a) 1.1.1.1. except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) 2.
1.1.1. the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) and 3.1.1.1. the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 02(w) of Regulation S-X under the Exchange Act.
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Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has means any wholly-owned subsidiary of the meaning set forth in Rule 405 under the Securities ActCompany; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Alnylam Pharmaceuticals, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule Rile 1-02 of Regulation S-X under the Exchange Act.
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Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-–X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in London, Amsterdam, Prague or New York CityYork; (c) the term “Exchange Act” means the U.S. Securities Exchange Act of 1934, as amended; and (d) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
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Samples: Purchase Agreement (Telesystem International Wireless Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; , and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Chegg, Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiarySignificant Subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
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Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than Saturday, a day on which banks are permitted Sunday or required to be closed a legal public holiday as defined in New York City5 U.S.C. §6103; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act ; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Novavax Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York CityCity and Springfield, Illinois; (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Horace Mann Educators Corp /De/)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has "affiliate"has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “"subsidiary” " has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “"significant subsidiary” " has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (TNS Inc)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity and Springfield, Illinois; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Horace Mann Educators Corp /De/)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act].
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; , (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; , (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; Act and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “"affiliate” " has the meaning set forth in Rule 405 under the Securities Act; (b) the term “"business day” " means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiaryExchange Act” has the meaning set forth in Rule 405 under means the Securities ActExchange Act of 1934, as amended; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.)
Appears in 1 contract
Samples: Purchase Agreement (Cemex Sa De Cv)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; and (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.. 37
Appears in 1 contract
Samples: Underwriting Agreement (Terns Pharmaceuticals, Inc.)
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York CityCity or Wilmington, Delaware; (c) the term “Exchange Act” means the Securities Exchange Act of 1934, as amended; and (d) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange ActAct .
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (cand(c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities Act; and (d) the term “significant subsidiary” has the meaning set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
Appears in 1 contract
Certain Defined Terms. For purposes of this Agreement, (a) except where otherwise expressly provided, the term “affiliate” has the meaning set forth in Rule 405 under the Securities Act; (b) the term “business day” means any day other than a day on which banks are permitted or required to be closed in New York City; (c) the term “subsidiary” has the meaning set forth in Rule 405 under the Securities ActAct ; and (d) the term “significant subsidiary” has the meaning the set forth in Rule 1-02 of Regulation S-X under the Exchange Act.
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