Changes in investment policy. The manager of a fund typically has the authority to alter its investment policy within certain parameters (set out in its constitutional document) by amending the fund’s prospectus. This could represent a fairly significant change in the nature and risk profile of the fund from the one in which you originally invested.
Appears in 3 contracts
Samples: Client Securities Account Agreement, Client Securities Account Agreement, Client Securities Account Agreement
Changes in investment policy. 8.2.14.1 The manager of a fund typically has the authority to alter its investment policy within certain parameters (set out in its constitutional document) by amending the fund’s prospectus. This could represent a fairly significant change in the nature and risk profile of the fund from the one in which you originally invested.
Appears in 2 contracts
Samples: Securities Account Agreement, Securities Account Agreement