Class Action Services. The Bank shall provide services with regard to class actions subject to the terms set forth in Appendix B to this Consolidated Agreement.”
(c) Section 13 is hereby amended in its entirety to read as follows:
Class Action Services. Includes determing account eligibility, filing, processing rejected items, and monitoring and processing recoveries. Flat fee of $500 per filing paid once claim is filed. · Settlement of physical securities - $40 · Global Proxy Services per fund per vote executed · USA free of charge · All other countries $15
Class Action Services. $____ filing fee per class action per account, plus ____% of gross proceeds, up to a maximum per recovery not to exceed $____. Third Party lending - Additional fees will apply No charge for the initial conversion free receipt. Overdrafts – charged to the account at prime interest rate plus ____% unless a line of credit is in place. Third Party lending - Additional fees will apply * Subject to annual CPI increase – All Urban Consumers – U.S. City Average” index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative). Fees are calculated pro rata and billed monthly. $____ implementation fee per Trust per Third-Party Agent Xxxxxx Annual Base Fee $____ per Trust per Third-Party Agent Lender Plus Transaction fees $____ - transaction fee will be assessed for each loan, return, and reallocation transactions (loan/return) + Each Third-Party Agent Xxxxxx will be invoiced directly *Subject to annual CPI increase – All Urban Consumers – U.S. City Average” index, provided that the CPI adjustment will not decrease the base fees (even if the cumulative CPI rate at any point in time is negative). • $____ per year per fund complex Argentina ____ $____ Hong Kong ____ $____ Poland ____ $____ Australia ____ $____ Hungary ____ $____ Portugal ____ $____ Austria ____ $____ Iceland ____ $____ Qatar ____ $____ Bahrain ____ $____ India ____ $____ Romania ____ $____ Bangladesh ____ $____ Indonesia ____ $____ Russia ____ $____ Belgium ____ $____ Ireland ____ $____ Saudi Arabia ____ $____ Bermuda ____ $____ Israel ____ $____ Serbia ____ $____ Botswana ____ $____ Italy ____ $____ Singapore ____ $____ Brazil ____ $____ Japan ____ $____ Slovakia ____ $____ Bulgaria ____ $____ Jordan ____ $____ Slovenia ____ $____ Canada ____ $____ Kenya ____ $____ South Africa ____ $____ Chile ____ $____ Kuwait ____ $____ South Korea ____ $____ China Connect ____ $____ Latvia ____ $____ Spain ____ $____ China (B Shares) ____ $____ Lithuania ____ $____ Sri Lanka ____ $____ Colombia ____ $____ Luxembourg ____ $____ Sweden ____ $____ Costa Rica ____ $____ Malaysia ____ $____ Switzerland ____ $____ Croatia ____ $____ Malta ____ $____ Taiwan ____ $____ Cyprus ____ $____ Mauritius ____ $____ Tanzania ____ $____ Czech Republic ____ $____ Mexico ____ $____ Thailand ____ $____ Denmark ____ $____ Morocco ____ $____ Tunisia ____ $____ Egypt ____ $____ Namibia ____ $____ Turkey ____ $____ Estonia ____ $____ Netherlands ____ $____ UAE ____ ...
Class Action Services. Includes determing account eligibility, filing, processing rejected items, and monitoring and processing recoveries.
Class Action Services. Includes determing account eligibility, filing, processing rejected items, and monitoring and processing recoveries. Flat fee of $500 per filing paid once claim is filed.
Class Action Services. The Custodian shall provide services with regard to class actions subject to the terms set forth in Appendix B to this Agreement.
Class Action Services. Subject to Board approval, the Company, on behalf of each Fund, agrees that the Funds may retain a third party, if deemed advisable by the Company, to provide class action litigation monitoring and securities claim filing administration services involving securities held or previously held by a Fund (a “Class Action Service”). The Advisor is authorized to appoint a Class Action Service as a Fund’s agent to prepare and file proofs of claim, accept and process settlement payments and otherwise participate in class actions involving securities held or previously held in such Fund. The Company further authorizes the Advisor to provide Fund transaction information and other information about the Fund to the Class Action Service as necessary to file and process claims on the Fund’s behalf and in accordance with applicable Policies and Procedures. The Advisor shall not render advice or take any action with respect to any legal proceedings, including bankruptcies or class actions, involving securities held or previously held in the Funds. In accordance with paragraph 9 hereof, the Funds shall pay all expenses relating to the retention of a Class Action Service for services rendered to the Funds.
Class Action Services. (a) PFPC Trust shall (i) subscribe to a service that provides information regarding pending class action lawsuits (the “Class Action Information Provider”), (ii) make determinations of a Portfolio’s eligibility to participate in a class action lawsuit (based solely upon (A) PFPC Trust’s records relating to the portfolio holdings of such Portfolio (or, with respect to such Portfolio’s portfolio holdings of a particular security during such portion of a class period which is prior to the date PFPC Trust actually received such security into such Portfolio’s Account, the transaction summary referenced in the second sentence of Section 15(b) of this Agreement) and (B) PFPC Trust’s review of the information provided by the Class Action Information Provider) and provide such determinations to the Fund on a periodic basis, (iii) file proofs of claim on behalf of a Portfolio (pursuant to a power of attorney granted by the Fund) with respect to class action lawsuits to the extent PFPC Trust has determined (as provided in sub-item (ii) above) that the Portfolio is eligible to participate, (iv) receive class action lawsuit settlement proceeds to the extent a proof of claim was filed pursuant to sub-item (iii) above, and (v) provide to the Fund a monthly report setting forth the status of any proofs of claim filed pursuant to sub-item (iii) above and any settlement proceeds received pursuant to sub-item (iv) above. PFPC Trust shall have no obligation to seek any information regarding pending class action lawsuits other than the information provided by the Class Action Information Provider.
(b) PFPC Trust shall have no obligations with respect to a class action lawsuit as it relates to the portfolio holdings of a particular Portfolio if the class period for such class action lawsuit ended prior to the date PFPC Trust actually received the applicable security into such Portfolio’s Account. With respect to a class action lawsuit (as it relates to the portfolio holdings of a particular Portfolio) the class period for which is partly before and partly on or after the date PFPC Trust actually received the applicable security into such Portfolio’s Account, at least 10 PFPC Trust business days prior to the filing expiration date for such class action lawsuit the Fund must provide PFPC Trust with such Portfolio’s transaction summary for the applicable security relative to the portion of the class period which is prior to the date PFPC Trust actually received the applicable secu...
Class Action Services. Provide the following administrative services with respect to notifications of securities class actions covering equity and fixed income securities held by the Funds: (i) prepare and submit claims with respect to such class action notifications and supporting documentation for the Funds; (ii) respond to inquiries from securities class action administrators arising from a Fund's participation in such actions; (
Class Action Services. The Bank shall provide services with regard to class actions subject to the terms set forth in Appendix B to this Agreement.
